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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 1,184 Institutional holders with a total value of $33,936,390,088.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 58,742,537 4,701,154,000 13.85%
2 VANGUARD GROUP INC 36,952,314 2,957,294,000 8.71%
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 19,707,800 1,577,215,000 4.65%
4 Capital World Investors 16,610,707 1,329,355,000 3.92%
5 BlackRock Institutional Trust Company, N.A. 16,349,597 1,308,458,000 3.86%
6 Bank of New York Mellon Corp 11,376,809 910,486,000 2.68%
7 GATES FOUNDATION TRUST 11,260,857 901,206,000 2.66%
8 WELLINGTON MANAGEMENT GROUP LLP 11,160,156 893,147,000 2.63%
9 HARRIS ASSOCIATES L P 8,066,269 645,543,000 1.90%
10 NORTHERN TRUST CORP 7,803,537 624,517,000 1.84%
11 FRANKLIN RESOURCES INC 7,646,233 611,927,000 1.80%
12 BANK OF AMERICA CORP /DE/ 6,777,648 542,415,000 1.60%
13 WADDELL & REED FINANCIAL INC 6,774,467 542,160,000 1.60%
14 BlackRock Fund Advisors 6,412,945 513,228,000 1.51%
15 PRIMECAP MANAGEMENT CO/CA/ 5,906,810 472,722,000 1.39%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,523,800 442,069,000 1.30% Put
17 GEODE CAPITAL MANAGEMENT, LLC 4,885,376 390,391,000 1.15%
18 BlackRock Group LTD 4,565,217 365,354,000 1.08%
19 AMERICAN CENTURY COMPANIES INC 4,139,545 331,288,000 0.98%
20 Invesco Ltd. 4,122,509 329,924,000 0.97%
21 FMR LLC 3,645,243 291,729,000 0.86%
22 MORGAN STANLEY 3,337,571 267,106,000 0.79%
23 GOLDMAN SACHS GROUP INC 2,923,600 233,975,000 0.69%
24 Capital Research Global Investors 2,887,600 231,095,000 0.68%
25 NORGES BANK 2,811,321 224,991,000 0.66%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,799,100 224,012,000 0.66% Call
27 LSV ASSET MANAGEMENT 2,612,929 209,112,000 0.62%
28 Legal & General Group Plc 2,508,983 200,799,000 0.59%
29 WELLS FARGO & COMPANY/MN 2,495,432 199,709,000 0.59%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 2,360,664 188,924,000 0.56%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2,325,279 186,093,000 0.55%
32 LORD, ABBETT & CO. LLC 2,323,600 185,958,000 0.55%
33 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,017,642 161,472,000 0.48%
34 DEUTSCHE BANK AG\ 1,893,682 151,546,000 0.45%
35 CREDIT SUISSE AG/ 1,871,362 149,765,000 0.44%
36 GOLDMAN SACHS GROUP INC 1,826,600 146,183,000 0.43% Put
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,826,829 145,872,000 0.43%
38 BlackRock Finance, Inc. 1,698,688 135,946,000 0.40%
39 WESTFIELD CAPITAL MANAGEMENT CO LP 1,684,789 134,834,000 0.40%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,682,116 134,620,000 0.40%
41 NEW YORK STATE COMMON RETIREMENT FUND 1,666,899 133,402,000 0.39%
42 HSBC HOLDINGS PLC 1,636,887 131,027,000 0.39%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,621,391 129,761,000 0.38%
44 Sumitomo Mitsui Trust Group, Inc. 1,612,034 129,011,000 0.38%
45 PRUDENTIAL PLC 1,572,791 125,871,000 0.37%
46 FAYEZ SAROFIM & CO 1,533,014 122,608,000 0.36%
47 PRICE T ROWE ASSOCIATES INC /MD/ 1,499,816 120,030,000 0.35%
48 ALLIANCEBERNSTEIN L.P. 1,497,266 119,826,000 0.35%
49 CITIGROUP INC 1,441,000 115,323,000 0.34% Put
50 APG Asset Management N.V. 1,427,275 114,225,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.