Dark
Light
System
Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,223 holdings with a total value of $451,014,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ACTUA CORP 1 0 0.00%
2 A O SMITH 0 0 0.00%
3 Targa Resources Partners LP 0 0 0.00%
4 FUELCELL ENERGY INC COM 100 0 0.00%
5 SCHWAB EMERGING MARKETS EQUITY ETF 5 0 0.00%
6 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 29 0 0.00%
7 PDC ENERGY INC 0 0 0.00%
8 BELDEN INC 0 0 0.00%
9 ULTRATECH INC COM 13 0 0.00%
10 HSN Inc 11 0 0.00%
11 CULLEN FROST BANKERS INC 0 0 0.00%
12 HNI Corp 0 0 0.00%
13 NCR CORP NEW 26 0 0.00%
14 ONE GAS INC COM 0 0 0.00%
15 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
16 FIRSTMERIT CORPORATION 24 0 0.00%
17 NOW INC 28 0 0.00%
18 TIME INC NEW 6 0 0.00%
19 SEASPINE HLDGS CORP COM 4 0 0.00%
20 STANDARD MTR PRODS INC COM 0 0 0.00%
21 CONSOLIDATED COMM HLDGS INC COM 0 0 0.00%
22 LITTELFUSE INC 0 0 0.00%
23 GREAT PLAINS ENERGY INC 34 0 0.00%
24 PLUG POWER INC 10 0 0.00%
25 PHH Corp 32 0 0.00%
26 VIAVI SOLUTIONS INC 12 0 0.00%
27 PIPER JAFFRAY COS 4 0 0.00%
28 BLACKHAWK NETWORK 24 0 0.00%
29 NEW ENERGY SYS GROUPCOM 30 0 0.00%
30 NEWS CORP CL A 41 0 0.00%
31 MAGELLAN HEALTH INC COM NEW 0 0 0.00%
32 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
33 ALEX REAL ESTATE EQ 5 0 0.00%
34 CYS INVTS INC COM 0 0 0.00%
35 KNIGHT TRANSN INC 0 0 0.00%
36 PROTHENA CORP PLC 1 0 0.00%
37 VECTREN CORP 0 0 0.00%
38 EnLink Midstream Partners LP 0 0 0.00%
39 MSA SAFETY INC 0 0 0.00%
40 ACCO BRANDS CORPORATION COM 16 0 0.00%
41 MILLER INDS INC TENN COM NEW 20 0 0.00%
42 ISHARES TR 8 0 0.00%
43 BCE INC 0 0 0.00%
44 HERCULES CAPITAL INC 0 0 0.00%
45 COLONY CAPITAL CL A ORD 0 0 0.00%
46 MAXIM INTEGR 0 0 0.00%
47 GAP 24 0 0.00%
48 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
49 HYDROGENICS CORP NEW 4 0 0.00%
50 BIOMED REALTY TRUST INC 0 0 0.00%
Page 1 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000313, filed 2015.10.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.