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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,223 holdings with a total value of $451,014,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 MSA SAFETY INC 0 0 0.00%
52 WISDOMTREE EMERGING 45 0 0.00%
53 ALEX REAL ESTATE EQ 5 0 0.00%
54 TUTOR PERINI CORP 5 0 0.00%
55 MEDICAL PPTYS TRUST INC 0 0 0.00%
56 VECTREN CORP 0 0 0.00%
57 FEI COMPANY 0 0 0.00%
58 CYS INVTS INC COM 0 0 0.00%
59 PharMerica Corp 27 0 0.00%
60 CASI PHARMACEUTICALS INC COM 0 0 0.00%
61 PEABODY ENERGY ORD 20 0 0.00%
62 INTERVAL LEISURE GROUP INC 14 0 0.00%
63 UMPQUA HLDGS CORP 0 0 0.00%
64 CA INC 7 0 0.00%
65 PUTNAM PREMIER INCOME TR 139 0 0.00%
66 CALPINE CORP 62 0 0.00%
67 FINISAR CORP 2 0 0.00%
68 ULTRATECH INC COM 13 0 0.00%
69 MURPHY OIL 2 0 0.00%
70 BCE INC 0 0 0.00%
71 SPDR MSCI ACWI EX-US 19 0 0.00%
72 ISHARES TR 8 0 0.00%
73 PIONEER FLOATING RATE TR 6 0 0.00%
74 CULLEN FROST BANKERS INC 0 0 0.00%
75 INTEGRA LIFESCIENCES HLDGS CP COM NEW 14 0 0.00%
76 GAP 24 0 0.00%
77 PIMCO HIGH INCOME FD 7 0 0.00%
78 Paragon Offshore PLC 99 0 0.00%
79 FINISH LINE INC CL A 25 0 0.00%
80 STERIS PLC 0 0 0.00%
81 PROTHENA CORP PLC 1 0 0.00%
82 MCGRATH RENTCORP 0 0 0.00%
83 BELDEN INC 0 0 0.00%
84 TELEFONAKTIEBOLAGET LM ERICS 25 0 0.00%
85 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
86 TELEFLEX INC 0 0 0.00%
87 A O SMITH 0 0 0.00%
88 WP GLIMCHER IN COM 50 0 0.00%
89 Targa Resources Partners LP 0 0 0.00%
90 KNIGHT TRANSN INC 0 0 0.00%
91 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
92 PIPER JAFFRAY COS 4 0 0.00%
93 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
94 ACCO BRANDS CORPORATION COM 16 0 0.00%
95 SUNCOKE ENERGY INC COM 147 0 0.00%
96 HERCULES CAPITAL INC 0 0 0.00%
97 B & G FOODS INC NEW COM 0 0 0.00%
98 MEDCATH ESCROW 500 0 0.00%
99 IDEX CORP 0 0 0.00%
100 LIBERTY GLOBAL PLC 13 0 0.00%
Page 2 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000313, filed 2015.10.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.