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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,223 holdings with a total value of $451,014,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 INTEGRA LIFESCIENCES HLDGS CP COM NEW 14 0 0.00%
152 SCHWAB U.S. REIT ETF 4 0 0.00%
153 AGREE RLTY CORP COM 0 0 0.00%
154 CA INC 7 0 0.00%
155 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 29 0 0.00%
156 PENTAIR PLC 14 0 0.00%
157 STERLING CONSTRUCTION CO INC 4 0 0.00%
158 SNAP ON INC 0 0 0.00%
159 FINISH LINE INC CL A 25 0 0.00%
160 ACTUA CORP 1 0 0.00%
161 STERIS PLC 0 0 0.00%
162 ST JUDE MED INC 21 1,000 0.00%
163 NATIONAL STORAGE AFFILIATES 75 1,000 0.00%
164 BEST BUY INC 43 1,000 0.00%
165 WPX ENERGY INC 200 1,000 0.00%
166 RPM INTL INC 27 1,000 0.00%
167 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 330 1,000 0.00%
168 OLD REP INTL CORP 90 1,000 0.00%
169 PERRIGO CO PLC 12 1,000 0.00%
170 POWERSHARES ETF TR II 31 1,000 0.00%
171 SPDR SERIES TRUST 21 1,000 0.00%
172 NEW MTN FIN CORP 100 1,000 0.00%
173 MARRIOTT VACATIONS WORLDWIDE C COM 20 1,000 0.00%
174 PROSHARES TR 24 1,000 0.00%
175 DECKERS OUTDOOR CORP 28 1,000 0.00%
176 SOUTHERN FIRST BANCSHARES IN 73 1,000 0.00%
177 MFS MULTIMARKET INCOME TR 326 1,000 0.00%
178 BUNGE LIMITED 23 1,000 0.00%
179 CHESAPEAKE ENERGY CORP 251 1,000 0.00%
180 NORTHSTAR RLTY FIN CORP COM NEW 108 1,000 0.00%
181 CHESAPEAKE ENERGY CORP 2,000 1,000 0.00%
182 DISCOVERY COMMUNICATNS NEW 65 1,000 0.00%
183 BROCADE COMMUNICATIONS SYS I 125 1,000 0.00%
184 CELANESE CORP DEL 30 1,000 0.00%
185 ASSURANT INC 22 1,000 0.00%
186 VMWARE INC 35 1,000 0.00%
187 PENN WEST PETE LTD NEW 1,700 1,000 0.00%
188 Endurance Specialty 16 1,000 0.00%
189 B/E AEROSPACE INC 26 1,000 0.00%
190 RAMCO-GERSHENSON PPTYS TR 88 1,000 0.00%
191 Oaktree Cap Grp Llc 27 1,000 0.00%
192 ARMSTRONG WORLD INDS INC NEW COM 33 1,000 0.00%
193 PITNEY BOWES INC 83 1,000 0.00%
194 INVESCO LTD 55 1,000 0.00%
195 NEW YORK CMNTY BANCORP INC 79 1,000 0.00%
196 3-D SYS CORP DEL 155 1,000 0.00%
197 BUFFALO WILD WINGS INC 10 1,000 0.00%
198 Teekay Tankers LTD 200 1,000 0.00%
199 PIMCO INCOME STRATEGY FUND II COM 118 1,000 0.00%
200 HUNTINGTON INGALLS INDS INC 17 1,000 0.00%
Page 4 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000313, filed 2015.10.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.