| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RiverFront Investment Group, LLC | 3,001,571 | 94,459,000 | 42.39% | ||
| 2 | RAYMOND JAMES & ASSOCIATES | 787,082 | 24,769,000 | 11.11% | ||
| 3 | MORGAN STANLEY | 409,560 | 12,889,000 | 5.78% | ||
| 4 | LPL Financial LLC | 385,375 | 12,448,000 | 5.59% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 318,393 | 10,020,000 | 4.50% | ||
| 6 | GOLDMAN SACHS GROUP INC | 267,572 | 8,420,000 | 3.78% | ||
| 7 | UBS Group AG | 244,098 | 7,682,000 | 3.45% | ||
| 8 | Invesco Ltd. | 203,266 | 6,397,000 | 2.87% | ||
| 9 | ROYAL BANK OF CANADA | 189,866 | 5,975,000 | 2.68% | ||
| 10 | WELLS FARGO & COMPANY/MN | 185,003 | 5,822,000 | 2.61% | ||
| 11 | BB&T SECURITIES, LLC | 123,222 | 3,877,000 | 1.74% | ||
| 12 | JANE STREET GROUP, LLC | 119,602 | 3,764,000 | 1.69% | ||
| 13 | LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | 95,515 | 3,006,000 | 1.35% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 84,329 | 2,654,000 | 1.19% | ||
| 15 | Commonwealth Equity Services, Inc | 78,532 | 2,471,000 | 1.11% | ||
| 16 | HSBC HOLDINGS PLC | 58,501 | 1,841,000 | 0.83% | ||
| 17 | Summit Financial Wealth Advisors, LLC | 56,070 | 1,764,000 | 0.79% | ||
| 18 | Good Harbor Financial, LLC | 43,565 | 1,371,000 | 0.62% | ||
| 19 | STIFEL FINANCIAL CORP | 37,172 | 1,170,000 | 0.53% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 31,414 | 989,000 | 0.44% | ||
| 21 | HighTower Advisors, LLC | 31,165 | 980,000 | 0.44% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 28,741 | 904,000 | 0.41% | ||
| 23 | HIGH POINT BANK & TRUST CO | 25,862 | 814,000 | 0.37% | ||
| 24 | MSI Financial Services Inc | 24,669 | 776,000 | 0.35% | ||
| 25 | Sigma Planning Corp | 22,983 | 723,000 | 0.32% | ||
| 26 | Baker Avenue Asset Management, LP | 22,495 | 708,000 | 0.32% | ||
| 27 | Janney Montgomery Scott LLC | 19,250 | 606,000 | 0.27% | ||
| 28 | AMERIPRISE FINANCIAL INC | 18,701 | 589,000 | 0.26% | ||
| 29 | Simplicity Solutions, LLC | 16,245 | 511,228 | 0.23% | ||
| 30 | VICUS CAPITAL | 15,350 | 483,000 | 0.22% | ||
| 31 | Virtu KCG Holdings LLC | 13,756 | 433,000 | 0.19% | ||
| 32 | SII INVESTMENTS INC/WI | 12,465 | 393,000 | 0.18% | ||
| 33 | Essex Financial Services, Inc. | 12,081 | 380,000 | 0.17% | ||
| 34 | Orca Investment Management, LLC | 11,225 | 353,000 | 0.16% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 11,140 | 351,000 | 0.16% | ||
| 36 | Stratos Wealth Partners, LTD. | 11,155 | 351,000 | 0.16% | ||
| 37 | SIGNATUREFD, LLC | 11,067 | 348,000 | 0.16% | ||
| 38 | AXA S.A. | 9,030 | 284,000 | 0.13% | ||
| 39 | Mariner, LLC | 7,000 | 220,000 | 0.10% | ||
| 40 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 6,791 | 214,000 | 0.10% | ||
| 41 | CWM, LLC | 3,812 | 120,000 | 0.05% | ||
| 42 | Johnson Financial Group, Inc. | 2,912 | 92,000 | 0.04% | ||
| 43 | CITIGROUP INC | 2,159 | 68,000 | 0.03% | ||
| 44 | Creative Planning | 1,900 | 60,000 | 0.03% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,656 | 52,000 | 0.02% | ||
| 46 | NEXT Financial Group, Inc | 1,465 | 46,000 | 0.02% | ||
| 47 | BANK OF MONTREAL /CAN/ | 1,183 | 38,000 | 0.02% | ||
| 48 | Barrett Asset Management, LLC | 1,000 | 31,000 | 0.01% | ||
| 49 | Winslow, Evans & Crocker, Inc. | 914 | 28,734 | 0.01% | ||
| 50 | Hudock, Inc. | 724 | 22,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
