| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,405,498 | 19,036,000 | 15.63% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,979,842 | 16,657,000 | 13.68% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,291,604 | 12,810,000 | 10.52% | ||
| 4 | UBS Group AG | 2,028,239 | 11,337,000 | 9.31% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,638,714 | 9,160,000 | 7.52% | ||
| 6 | 1607 Capital Partners, LLC | 1,418,948 | 7,932,000 | 6.51% | ||
| 7 | MORGAN STANLEY | 1,318,441 | 7,370,000 | 6.05% | ||
| 8 | Saba Capital Management, L.P. | 939,948 | 5,254,000 | 4.31% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 882,817 | 4,935,000 | 4.05% | ||
| 10 | Invesco Ltd. | 734,013 | 4,103,000 | 3.37% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 507,931 | 2,839,000 | 2.33% | ||
| 12 | Vident Investment Advisory, LLC | 433,808 | 2,425,000 | 1.99% | ||
| 13 | Sterneck Capital Management, LLC | 287,990 | 1,610,000 | 1.32% | ||
| 14 | Kingfisher Capital LLC | 226,219 | 1,265,000 | 1.04% | ||
| 15 | COHEN & STEERS, INC. | 219,859 | 1,229,000 | 1.01% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 198,062 | 1,107,000 | 0.91% | ||
| 17 | SENTINEL TRUST CO LBA | 186,555 | 1,043,000 | 0.86% | ||
| 18 | LPL Financial LLC | 155,549 | 871,000 | 0.72% | ||
| 19 | Laurion Capital Management LP | 153,735 | 859,000 | 0.71% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 145,360 | 813,000 | 0.67% | ||
| 21 | BLACKROCK ADVISORS LLC | 126,569 | 708,000 | 0.58% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 117,135 | 655,000 | 0.54% | ||
| 23 | HighTower Advisors, LLC | 104,320 | 589,000 | 0.48% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 88,771 | 495,000 | 0.41% | ||
| 25 | EATON VANCE MANAGEMENT | 76,511 | 446,000 | 0.37% | ||
| 26 | CITIGROUP INC | 77,785 | 435,000 | 0.36% | ||
| 27 | Investors Capital Advisory Services | 66,132 | 369,000 | 0.30% | ||
| 28 | Creative Planning | 54,622 | 305,000 | 0.25% | ||
| 29 | Point View Wealth Management, Inc. | 50,910 | 285,000 | 0.23% | ||
| 30 | Capital Investment Advisors, LLC | 49,135 | 275,000 | 0.23% | ||
| 31 | SHEPHERD KAPLAN KROCHUK, LLC | 46,400 | 259,000 | 0.21% | ||
| 32 | BLB&B Advisors, LLC | 41,974 | 235,000 | 0.19% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 41,589 | 232,000 | 0.19% | ||
| 34 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 225,000 | 0.18% | PRN | |
| 35 | STARFIRE INVESTMENT ADVISERS, INC. | 38,255 | 213,845 | 0.18% | ||
| 36 | STIFEL FINANCIAL CORP | 37,764 | 211,000 | 0.17% | ||
| 37 | Yellowstone Partners, LLC | 35,359 | 198,000 | 0.16% | ||
| 38 | Independence Trust CO | 34,263 | 192,000 | 0.16% | ||
| 39 | GOLDMAN SACHS GROUP INC | 27,985 | 156,000 | 0.13% | ||
| 40 | Janney Montgomery Scott LLC | 27,346 | 153,000 | 0.13% | ||
| 41 | WEDBUSH SECURITIES INC | 27,002 | 151,000 | 0.12% | ||
| 42 | DOLIVER ADVISORS, LP | 26,278 | 147,000 | 0.12% | ||
| 43 | Private Harbour Investment Management & Counsel, LLC | 26,000 | 145,000 | 0.12% | ||
| 44 | Virtu KCG Holdings LLC | 25,045 | 140,000 | 0.11% | ||
| 45 | RAYMOND JAMES TRUST N.A. | 24,264 | 135,000 | 0.11% | ||
| 46 | TFS CAPITAL LLC | 24,166 | 135,000 | 0.11% | ||
| 47 | HOERTKORN RICHARD CHARLES | 24,000 | 134,000 | 0.11% | ||
| 48 | Curi Capital, LLC | 22,240 | 124,000 | 0.10% | ||
| 49 | MSI Financial Services Inc | 22,260 | 124,000 | 0.10% | ||
| 50 | PAYDEN & RYGEL | 20,000 | 112,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
