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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,245 holdings with a total value of $538,316,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 TEXAS ROADHOUSE INC 11 0 0.00%
102 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
103 MOSAIC CO NEW 6 0 0.00%
104 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
105 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 2,542 0 0.00%
106 ALLEGION PUB LTD CO 7 0 0.00%
107 LUMENTUM HLDGS INC COM 2 0 0.00%
108 WESTROCK CO 22 0 0.00%
109 * SANDRIDGE ENERGY INC COM 2,000 0 0.00%
110 SPDR INDEX SHS FDS 19 0 0.00%
111 HEARTLAND PMT SYS INC 5 0 0.00%
112 PLUG POWER INC 10 0 0.00%
113 NORTH EUROPEAN OIL RTY TR SH BEN INT 65 0 0.00%
114 STERLING CONSTRUCTION CO INC 4 0 0.00%
115 SUNCOKE ENERGY INC COM 147 0 0.00%
116 GENPACT LIMITED 18 0 0.00%
117 LINN ENERGY LLC UNIT LTD LIAB 1,044 0 0.00%
118 CA INC 7 0 0.00%
119 MONOLITHIC PWR SYS INC 8 0 0.00%
120 Anacor Pharmaceuticals Inc 16 0 0.00%
121 PIPER JAFFRAY COS 4 0 0.00%
122 UNITED STATES STL CORP NEW 34 0 0.00%
123 AMEREN CORP 0 0 0.00%
124 INTERVAL LEISURE GROUP INC 14 0 0.00%
125 NEUBERGER BERMAN HIGH YIELD 0 0 0.00%
126 ACTUA CORP 1 0 0.00%
127 ULTRA PETROLEUM CORP 1,500 0 0.00%
128 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 11 0 0.00%
129 INDEXIQ ETF TR 25 0 0.00%
130 ARCH COAL INC 60 0 0.00%
131 ALEX REAL ESTATE EQ 5 0 0.00%
132 JAMBA INC COM STK 100 1,000 0.00%
133 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 330 1,000 0.00%
134 BUFFALO WILD WINGS INC 10 1,000 0.00%
135 Endurance Specialty 16 1,000 0.00%
136 PROSHARES TR 24 1,000 0.00%
137 L BRANDS INC 21 1,000 0.00%
138 WHITEWAVE FOODS CO 44 1,000 0.00%
139 ST JUDE MED INC 21 1,000 0.00%
140 VMWARE INC 35 1,000 0.00%
141 CHESAPEAKE ENERGY CORP 251 1,000 0.00%
142 WESTPORT FUEL SYSTEMS INC 550 1,000 0.00%
143 NETGEAR INC 25 1,000 0.00%
144 BWX TECHNOLOGIES INC COM 32 1,000 0.00%
145 BROCADE COMMUNICATIONS SYS I 125 1,000 0.00%
146 PITNEY BOWES INC 83 1,000 0.00%
147 NEW MTN FIN CORP 100 1,000 0.00%
148 NEW YORK CMNTY BANCORP INC 79 1,000 0.00%
149 ARMSTRONG WORLD INDS INC NEW COM 33 1,000 0.00%
150 B/E AEROSPACE INC 26 1,000 0.00%
Page 3 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000487, filed 2016.04.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.