| 1 |
Saba Capital Management, L.P. |
921,243 |
9,774,000 |
17.29% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
706,617 |
7,490,000 |
13.25% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
560,713 |
5,949,000 |
10.52% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
431,468 |
4,578,000 |
8.10% |
|
|
| 5 |
Invesco Ltd. |
406,585 |
4,314,000 |
7.63% |
|
|
| 6 |
Pine River Capital Management L.P. |
356,088 |
3,778,000 |
6.68% |
|
|
| 7 |
LPL Financial LLC |
353,253 |
3,670,000 |
6.49% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
207,000 |
2,196,000 |
3.88% |
|
|
| 9 |
CREDIT SUISSE AG/ |
183,993 |
1,952,000 |
3.45% |
|
|
| 10 |
MORGAN STANLEY |
115,798 |
1,229,000 |
2.17% |
|
|
| 11 |
UBS Group AG |
112,311 |
1,192,000 |
2.11% |
|
|
| 12 |
AQR ARBITRAGE LLC |
95,387 |
1,012,000 |
1.79% |
|
|
| 13 |
CITIGROUP INC |
94,143 |
999,000 |
1.77% |
|
|
| 14 |
Advisors Asset Management, Inc. |
79,908 |
848,000 |
1.50% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
75,960 |
806,000 |
1.43% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
71,347 |
757,000 |
1.34% |
|
|
| 17 |
Capital Investment Advisors, LLC |
64,782 |
687,000 |
1.22% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
62,584 |
664,000 |
1.17% |
|
|
| 19 |
ROBINSON CAPITAL MANAGEMENT, LLC |
60,500 |
642,000 |
1.14% |
|
|
| 20 |
WOLVERINE ASSET MANAGEMENT LLC |
58,583 |
621,000 |
1.10% |
|
|
| 21 |
RAYMOND JAMES & ASSOCIATES |
43,997 |
467,000 |
0.83% |
|
|
| 22 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
43,477 |
461,000 |
0.82% |
|
|
| 23 |
Virtu KCG Holdings LLC |
30,653 |
325,000 |
0.57% |
|
|
| 24 |
WEDBUSH SECURITIES INC |
28,354 |
301,000 |
0.53% |
|
|
| 25 |
SUNTRUST BANKS INC |
27,827 |
280,000 |
0.50% |
|
|
| 26 |
M&T BANK CORP |
21,500 |
228,000 |
0.40% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
15,458 |
164,000 |
0.29% |
|
|
| 28 |
Raymond James Financial Services Advisors, Inc. |
14,965 |
159,000 |
0.28% |
|
|
| 29 |
RAYMOND JAMES TRUST N.A. |
14,113 |
150,000 |
0.27% |
|
|
| 30 |
ALLEGIS INVESTMENT ADVISORS, LLC |
12,927 |
137,000 |
0.24% |
|
|
| 31 |
OPPENHEIMER & CO INC |
12,161 |
129,000 |
0.23% |
|
|
| 32 |
GENEOS WEALTH MANAGEMENT INC. |
11,810 |
124,000 |
0.22% |
|
|
| 33 |
SII INVESTMENTS INC/WI |
11,130 |
116,000 |
0.21% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,750 |
93,000 |
0.16% |
|
|
| 35 |
Donald L. Hagan, LLC |
4,617 |
49,000 |
0.09% |
|
|
| 36 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,886 |
42,000 |
0.07% |
|
|
| 37 |
US BANCORP \DE\ |
3,566 |
38,000 |
0.07% |
|
|
| 38 |
WFG Advisors, LP |
2,600 |
28,000 |
0.05% |
|
|
| 39 |
DEUTSCHE BANK AG\ |
1,960 |
20,000 |
0.04% |
|
|
| 40 |
ROYAL BANK OF CANADA |
1,365 |
14,000 |
0.02% |
|
|
| 41 |
Capital Analysts, LLC |
1,063 |
11,284 |
0.02% |
|
|
| 42 |
Creative Planning |
1,024 |
11,000 |
0.02% |
|
|
| 43 |
BANK OF MONTREAL /CAN/ |
1,000 |
11,000 |
0.02% |
|
|
| 44 |
Highlander Capital Management, LLC |
577 |
6,000 |
0.01% |
|
|
| 45 |
IFP ADVISORS, INC |
500 |
5,000 |
0.01% |
|
|
| 46 |
PENSERRA CAPITAL MANAGEMENT LLC |
208 |
2,000 |
0.00% |
|
|
| 47 |
MSI Financial Services Inc |
80 |
1,000 |
0.00% |
|
|
| 48 |
Carroll Financial Associates, Inc. |
0 |
0 |
0.00% |
|
|
| 49 |
Advisory Services Network, LLC |
0 |
0 |
0.00% |
|
|
