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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,244 holdings with a total value of $597,914,000.
#
Name
Shares
Value ($)
%
Options
Notes
1201 MACYS INC 13 0 0.00%
1202 CA INC 7 0 0.00%
1203 NEWS CORP CL A 41 0 0.00%
1204 PUTNAM MASTER INTER INCOME T 60 0 0.00%
1205 SCHWAB U.S. REIT ETF 8 0 0.00%
1206 PENNEY J C 25 0 0.00%
1207 PACIFIC PREMIER BANCORP 8 0 0.00%
1208 WEBMD HEALTH CORP 11 0 0.00%
1209 TELEFONAKTIEBOLAGET LM ERICS 40 0 0.00%
1210 ISHARES TR 16 0 0.00%
1211 PIONEER FLOATING RATE TR 6 0 0.00%
1212 TALEN ENERGY CORP COM 12 0 0.00%
1213 SPDR INDEX SHS FDS 19 0 0.00%
1214 FUELCELL ENERGY INC 8 0 0.00%
1215 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 12 0 0.00%
1216 STERLING CONSTRUCTION CO INC 4 0 0.00%
1217 NRG ENERGY INC 10 0 0.00%
1218 PIMCO HIGH INCOME FD 7 0 0.00%
1219 GENPACT LIMITED 18 0 0.00%
1220 PARSLEY ENERGY CLA A 24 0 0.00%
1221 MACOM TECH SOLUTIONS HLDGS I 6 0 0.00%
1222 FINISAR CORP 1 0 0.00%
1223 BALLARD PWR SYS INC NEW 600 0 0.00%
1224 EDISON INTL 12 0 0.00%
1225 JUST ENERGY GROUP INC 0 0 0.00%
1226 PharMerica Corp 27 0 0.00%
1227 HOOKER FURNITURE CORP 4 0 0.00%
1228 IMMUNOGEN INC 209 0 0.00%
1229 TUTOR PERINI CORP 5 0 0.00%
1230 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 11 0 0.00%
1231 CALIFORNIA RES CORP 1 0 0.00%
1232 STAMPS COM INC COM NEW 4 0 0.00%
1233 TEXAS ROADHOUSE INC 11 0 0.00%
1234 UNITED STATES STL CORP NEW 34 0 0.00%
1235 VANGUARD INTL EQUITY INDEX F 4 0 0.00%
1236 NCR CORP NEW 26 0 0.00%
1237 BLACK DIAMOND INC 25 0 0.00%
1238 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
1239 SYNCHRONY FINL 31 0 0.00%
1240 BLACKHAWK NETWORK 24 0 0.00%
1241 VIAVI SOLUTIONS INC 12 0 0.00%
1242 PLUG POWER INC 10 0 0.00%
1243 COMMUNITY HEALTH SYS INC NEW 189 0 0.00%
1244 VERITIV CORP 5 0 0.00%
Page 25 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000545, filed 2016.07.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.