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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,246 holdings with a total value of $665,988,000.
#
Name
Shares
Value ($)
%
Options
Notes
901 EDWARDS LIFESCIENCES CORP 800 96,000 0.01%
902 RIO TINTO PLC 2,951 98,000 0.01%
903 HOLLYFRONTIER CORP 4,027 98,000 0.01%
904 ARMADA HOFFLER PPTYS INC 7,385 98,000 0.01%
905 WISDOMTREE TR 1,265 99,000 0.01%
906 ISHARES TR 3,675 101,000 0.02%
907 FORTUNE BRANDS HOME & SEC IN 1,740 101,000 0.02%
908 ISHARES 3,700 101,000 0.02%
909 ATMOS ENERGY CORP 1,378 102,000 0.02%
910 AON PLC 907 102,000 0.02%
911 BEMIS INC 2,000 102,000 0.02%
912 SELECT SECTOR SPDR TR 2,098 102,000 0.02%
913 REYNOLDS AMERICAN INC 2,223 104,000 0.02%
914 GOLDMAN SACHS GROUP INC 650 104,000 0.02%
915 PROSHARES TR 2,380 105,000 0.02%
916 FIRST HORIZON CORPORATION COM 7,000 106,000 0.02%
917 FLIR SYS INC 3,400 106,000 0.02%
918 ISHARES TR 1,010 106,000 0.02%
919 ISHARES TR 3,536 106,000 0.02%
920 ISHARES TR 718 107,000 0.02%
921 CANADIAN NATL RY CO 1,638 107,000 0.02%
922 CHICAGO BRIDGE & IRON CO N V 3,975 111,000 0.02%
923 WisdomTree Tr Europe Quality Div Growth Fd 5,000 111,000 0.02%
924 NISOURCE 4,685 112,000 0.02%
925 Snyders-Lance Inc 3,356 112,000 0.02%
926 PIMCO ETF TR 1,127 112,000 0.02%
927 Kewaunee Scientific Corp 4,800 114,000 0.02%
928 METLIFE INC 2,625 116,000 0.02%
929 ALBEMARLE CORP 1,381 118,000 0.02%
930 CERNER CORP 1,920 118,000 0.02%
931 DR PEPPER SNAPPLE GROUP INC 1,300 118,000 0.02%
932 TRAVELERS COMPANIES INC 1,044 119,000 0.02%
933 WISDOMTREE TR 2,792 119,000 0.02%
934 HANESBRANDS INC 4,820 121,000 0.02%
935 VANGUARD WORLD FDS 890 121,000 0.02%
936 INGLES MKTS INC CL A 3,100 122,000 0.02%
937 PRUDENTIAL FINL INC 1,499 122,000 0.02%
938 VECTREN CORP 2,463 123,000 0.02%
939 VANGUARD WORLD FDS 983 123,000 0.02%
940 O REILLY AUTOMOTIVE INC NEW 444 124,000 0.02%
941 SCHWAB US DIVIDEND EQUITY ETF 2,931 124,000 0.02%
942 EATON VANCE TX MNG BY WRT OP 8,325 125,000 0.02%
943 ALLERGAN PLC 555 127,000 0.02%
944 NATIONAL BANKSHARES INC VA 3,500 128,000 0.02%
945 SHERWIN WILLIAMS CO 465 128,000 0.02%
946 CORNING INC 5,464 129,000 0.02%
947 NVR INC 79 129,000 0.02%
948 WISDOMTREE TR 2,420 130,000 0.02%
949 CLAYMORE EXCHANGE TRD FD TR 3,335 130,000 0.02%
950 ARCHER DANIELS MIDLAND CO 3,090 130,000 0.02%
Page 19 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000582, filed 2016.10.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.