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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES N/C 6/4/18 46137V613 981,273 91,847 13.79%
2 ISHARES TR 1,726,369 78,428 11.78%
3 EXCHANGE LISTED FDS TR 937,203 25,707 3.86%
4 ISHARES TR 308,728 23,886 3.59%
5 EXXON MOBIL CORP 201,793 17,612 2.64%
6 MICROSOFT CORP 235,414 13,559 2.04%
7 APPLE INC 119,186 13,474 2.02%
8 GENERAL ELECTRIC CO 406,293 12,034 1.81%
9 GOLDMAN SACHS ETF TR 274,840 11,974 1.80%
10 DBX ETF TR 451,249 11,903 1.79%
11 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF 765,180 11,623 1.75%
12 JOHNSON & JOHNSON 92,127 10,882 1.63%
13 SPDR S&P 500 ETF TR 49,054 10,610 1.59%
14 BERKSHIRE HATHAWAY INC DEL 70,961 10,251 1.54%
15 GLOBAL X FDS 387,628 10,099 1.52%
16 VANGUARD SPECIALIZED FUNDS 118,963 9,984 1.50%
17 Park Sterling Corp 973,225 7,902 1.19%
18 WISDOMTREE TR 221,239 7,143 1.07%
19 DUKE ENERGY CORP NEW 86,764 6,944 1.04%
20 DOW CHEM CO 127,982 6,633 1.00%
21 BB&T CORP 163,147 6,153 0.92%
22 JPMORGAN CHASE & CO 87,955 5,856 0.88%
23 ISHARES TR 230,297 5,674 0.85%
24 POWERSHARES ETF TR II 189,971 5,292 0.79%
25 POWERSHARES ETF TR II 137,774 5,063 0.76%
26 VANGUARD SCOTTSDALE FDS 59,573 4,798 0.72%
27 PFIZER INC 140,984 4,775 0.72%
28 BANK NEW YORK MELLON CORP 117,718 4,694 0.70%
29 COCA COLA CO 109,987 4,654 0.70%
30 ISHARES TR 60,593 4,542 0.68%
31 J P MORGAN EXCHANGE TRADED F 85,386 4,467 0.67%
32 PROCTER AND GAMBLE CO 47,116 4,228 0.63%
33 ISHARES TR 19,253 4,188 0.63%
34 LOWES COS INC 56,516 4,081 0.61%
35 Schwab Fundamental US Large Company ETF 115,768 3,601 0.54%
36 SPECTRA ENERGY CORP 83,485 3,569 0.54%
37 PHILIP MORRIS INTL INC 32,706 3,179 0.48%
38 POWERSHARES ETF TRUST 63,291 3,002 0.45%
39 WELLS FARGO & CO NEW 67,773 3,001 0.45%
40 PEPSICO INC 26,900 2,925 0.44%
41 POWERSHARES N/C 6/4/18 46138E354 67,098 2,783 0.42%
42 DISNEY WALT CO 29,573 2,746 0.41%
43 INDEXIQ ETF TR 91,963 2,685 0.40%
44 DBX ETF TRUST XTRACK MSCI EURP ETF 102,486 2,643 0.40%
45 LIVE OAK BANCSHARES INC 179,830 2,593 0.39%
46 CHEVRON CORP NEW 24,974 2,570 0.39%
47 APPLIED MATLS INC 84,659 2,552 0.38%
48 BANK AMER CORP 161,418 2,526 0.38%
49 PIEDMONT NATURAL GAS 38,983 2,340 0.35%
50 AT&T INC 56,134 2,279 0.34%
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