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Institutional Investment Manager
King Wealth Management Group
King Wealth Management Group (CIK: 0001568235) incorporated in Delaware, located at 270 West Circular Street, Saratoga Springs, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001568235-14-000009) filed in 2014.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 90,269 16,881,292 11.63%
2 SPDR S&P MIDCAP 400 ETF TR 56,319 14,112,034 9.72%
3 POWERSHARES QQQ TRUST 89,485 7,845,185 5.41%
4 VISA INC 26,851 5,796,093 3.99%
5 ISHARES TR 45,744 5,508,598 3.80%
6 KAYNE ANDERSON MLP INVT CO 119,494 4,386,625 3.02%
7 ISHARES TR 39,664 4,368,625 3.01%
8 INTERNATIONAL BUSINESS MACHS 21,066 4,055,055 2.79%
9 TJX COS INC NEW 64,912 3,936,967 2.71%
10 DIAGEO P L C 28,841 3,593,333 2.48%
11 Allergan plc 28,930 3,590,270 2.47%
12 MCDONALDS CORP 36,487 3,576,866 2.46%
13 UNION PAC CORP 16,838 3,159,824 2.18%
14 GENWORTH FINL INC 173,997 3,084,966 2.13%
15 PEPSICO INC 33,092 2,763,255 1.90%
16 ALTRIA GROUP INC 63,813 2,388,524 1.65%
17 ALLIANCE DATA SYSTEMS CORP 8,528 2,323,453 1.60%
18 ABBVIE INC 39,953 2,053,634 1.42%
19 VANGUARD INTL EQUITY INDEX F 50,090 2,032,662 1.40%
20 BANK AMER CORP 113,376 1,950,067 1.34%
21 EXXON MOBIL CORP 18,910 1,847,162 1.27%
22 BOEING CO 14,658 1,839,464 1.27%
23 ISHARES TR 15,519 1,814,850 1.25%
24 ISHARES TR 11,709 1,790,636 1.23%
25 GENERAL MLS INC 32,278 1,672,660 1.15%
26 ABBOTT LABS 36,300 1,397,925 0.96%
27 TEVA PHARMACEUTICAL INDS LTD 26,324 1,390,960 0.96%
28 VANGUARD BD INDEX FDS 15,942 1,294,408 0.89%
29 AT&T INC 36,159 1,268,123 0.87%
30 ISHARES TR 18,608 1,250,491 0.86%
31 GENERAL ELECTRIC CO 47,803 1,237,627 0.85%
32 SPDR SERIES TRUST 29,647 1,225,034 0.84%
33 CONSOLIDATED EDISON INC 22,068 1,183,996 0.82%
34 WENDYS CO 123,274 1,124,263 0.77%
35 CHEVRON CORP NEW 8,947 1,063,887 0.73%
36 LOCKHEED MARTIN CORP 6,305 1,029,228 0.71%
37 JOHNSON & JOHNSON 10,450 1,026,517 0.71%
38 ISHARES TR 9,087 1,018,652 0.70%
39 AMAZON COM INC 2,816 947,203 0.65%
40 VERIZON COMMUNICATIONS INC 19,720 938,113 0.65%
41 PHILIP MORRIS INTL INC 10,176 833,183 0.57%
42 ISHARES TR 9,759 824,147 0.57%
43 PROCTER AND GAMBLE CO 10,198 821,997 0.57%
44 SPDR GOLD TR 5,907 730,164 0.50%
45 VANGUARD INDEX FDS 6,256 710,563 0.49%
46 ISHARES NASDAQ BIOTECHNOLOGY ETF 611 680,965 0.47%
47 VANGUARD INDEX FDS 7,676 635,803 0.44%
48 FIRST NIAGARA FINL GP INC 66,413 627,602 0.43%
49 VANGUARD INDEX FDS 5,895 574,585 0.40%
50 FACEBOOK INC 9,306 560,593 0.39%
Page 1 of 2
Restatement filing (0001568235-14-000011) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 90,269 16,881 11.64%
2 SPDR S&P MIDCAP 400 ETF TR 56,319 14,112 9.73%
3 POWERSHARES QQQ TRUST 89,485 7,845 5.41%
4 VISA INC 26,851 5,796 4.00%
5 ISHARES TR 45,744 5,508 3.80%
6 KAYNE ANDERSON MLP INVT CO 119,494 4,386 3.02%
7 ISHARES TR 39,664 4,368 3.01%
8 INTERNATIONAL BUSINESS MACHS 21,066 4,055 2.80%
9 TJX COS INC NEW 64,912 3,936 2.71%
10 DIAGEO P L C 28,841 3,593 2.48%
11 Allergan plc 28,930 3,590 2.47%
12 MCDONALDS CORP 36,487 3,576 2.47%
13 UNION PAC CORP 16,838 3,159 2.18%
14 GENWORTH FINL INC 173,997 3,084 2.13%
15 PEPSICO INC 33,092 2,763 1.90%
16 ALTRIA GROUP INC 63,813 2,388 1.65%
17 ALLIANCE DATA SYSTEMS CORP 8,528 2,323 1.60%
18 ABBVIE INC 39,953 2,053 1.42%
19 VANGUARD INTL EQUITY INDEX F 50,090 2,032 1.40%
20 BANK AMER CORP 113,376 1,950 1.34%
21 EXXON MOBIL CORP 18,910 1,847 1.27%
22 BOEING CO 14,658 1,839 1.27%
23 ISHARES TR 15,519 1,814 1.25%
24 ISHARES TR 11,709 1,790 1.23%
25 GENERAL MLS INC 32,278 1,672 1.15%
26 ABBOTT LABS 36,300 1,397 0.96%
27 TEVA PHARMACEUTICAL INDS LTD 26,324 1,390 0.96%
28 VANGUARD BD INDEX FDS 15,942 1,294 0.89%
29 AT&T INC 36,159 1,268 0.87%
30 ISHARES TR 18,608 1,250 0.86%
31 GENERAL ELECTRIC CO 47,803 1,237 0.85%
32 SPDR SERIES TRUST 29,647 1,225 0.84%
33 CONSOLIDATED EDISON INC 22,068 1,183 0.82%
34 WENDYS CO 123,274 1,124 0.77%
35 CHEVRON CORP NEW 8,947 1,063 0.73%
36 LOCKHEED MARTIN CORP 6,305 1,029 0.71%
37 JOHNSON & JOHNSON 10,450 1,026 0.71%
38 ISHARES TR 9,087 1,018 0.70%
39 AMAZON COM INC 2,816 947 0.65%
40 VERIZON COMMUNICATIONS INC 19,720 938 0.65%
41 PHILIP MORRIS INTL INC 10,176 833 0.57%
42 ISHARES TR 9,759 824 0.57%
43 PROCTER AND GAMBLE CO 10,198 821 0.57%
44 SPDR GOLD TR 5,907 730 0.50%
45 VANGUARD INDEX FDS 6,256 710 0.49%
46 ISHARES NASDAQ BIOTECHNOLOGY ETF 611 680 0.47%
47 VANGUARD INDEX FDS 7,676 635 0.44%
48 FIRST NIAGARA FINL GP INC 66,413 627 0.43%
49 VANGUARD INDEX FDS 5,895 574 0.40%
50 FACEBOOK INC 9,306 560 0.39%
Page 1 of 2
Restatement filing (0001568235-14-000013) filed in 2014.08.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 88,917 17,411 10.97%
2 SPDR S&P MIDCAP 400 ETF TR 57,322 14,872 9.37%
3 POWERSHARES QQQ TRUST 90,076 8,444 5.32%
4 ISHARES TR 46,827 5,918 3.73%
5 VISA INC 27,019 5,654 3.56%
6 KAYNE ANDERSON MLP INVT CO 129,733 5,110 3.22%
7 ISHARES TR 43,746 4,886 3.08%
8 Allergan plc 27,748 4,826 3.04%
9 MCDONALDS CORP 37,085 3,762 2.37%
10 DIAGEO P L C 28,883 3,644 2.30%
11 UNION PAC CORP 34,755 3,463 2.18%
12 TJX COS INC NEW 63,960 3,375 2.13%
13 ATLAS PIPELINE PARTNERS LP 96,993 3,295 2.08%
14 GENWORTH FINL INC 175,726 3,043 1.92%
15 ABBVIE INC 52,965 3,007 1.89%
16 PEPSICO INC 33,711 2,992 1.89%
17 ALTRIA GROUP INC 65,576 2,742 1.73%
18 ALLIANCE DATA SYSTEMS CORP 8,726 2,549 1.61%
19 VANGUARD INTL EQUITY INDEX F 52,513 2,268 1.43%
20 ISHARES TR 12,770 1,996 1.26%
21 BOEING CO 15,480 1,989 1.25%
22 EXXON MOBIL CORP 18,913 1,914 1.21%
23 ISHARES TR 14,964 1,786 1.13%
24 BANK AMER CORP 114,733 1,758 1.11%
25 GENERAL MLS INC 32,820 1,716 1.08%
26 BLACKSTONE GROUP L P 50,626 1,693 1.07%
27 ABBOTT LABS 38,267 1,551 0.98%
28 TEVA PHARMACEUTICAL INDS LTD 26,960 1,424 0.90%
29 LOCKHEED MARTIN CORP 8,469 1,377 0.87%
30 ISHARES TR 19,569 1,336 0.84%
31 SPDR SERIES TRUST 31,824 1,328 0.84%
32 AT&T INC 37,267 1,319 0.83%
33 VANGUARD BD INDEX FDS 15,419 1,266 0.80%
34 CONSOLIDATED EDISON INC 21,729 1,250 0.79%
35 GENERAL ELECTRIC CO 46,421 1,226 0.77%
36 CHEVRON CORP NEW 8,897 1,159 0.73%
37 JOHNSON & JOHNSON 10,994 1,154 0.73%
38 WENDYS CO 125,986 1,084 0.68%
39 VERIZON COMMUNICATIONS INC 20,918 1,031 0.65%
40 ISHARES TR 8,673 1,000 0.63%
41 ENERGY TRANSFER PRTNRS L P 16,213 934 0.59%
42 INTERNATIONAL BUSINESS MACHS 4,856 882 0.56%
43 PHILIP MORRIS INTL INC 10,019 850 0.54%
44 PROSHARES TR 11,676 830 0.52%
45 ISHARES TR 9,547 807 0.51%
46 VANGUARD INDEX FDS 6,806 805 0.51%
47 PROCTER AND GAMBLE CO 10,109 798 0.50%
48 FACEBOOK INC 11,619 785 0.49%
49 SPDR GOLD TR 5,582 745 0.47%
50 VANGUARD INDEX FDS 7,676 665 0.42%
Page 1 of 3
Restatement filing (0001568235-14-000014) filed in 2014.08.26
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 88,917 17,411 10.73%
2 SPDR S&P MIDCAP 400 ETF TR 57,322 14,872 9.16%
3 POWERSHARES QQQ TRUST 90,076 8,444 5.20%
4 ISHARES TR 46,827 5,918 3.65%
5 VISA INC 27,019 5,654 3.48%
6 KAYNE ANDERSON MLP INVT CO 129,733 5,110 3.15%
7 ISHARES TR 43,746 4,886 3.01%
8 Allergan plc 27,748 4,826 2.97%
9 MCDONALDS CORP 37,085 3,762 2.32%
10 DIAGEO P L C 28,883 3,644 2.24%
11 UNION PAC CORP 34,755 3,463 2.13%
12 TJX COS INC NEW 63,960 3,375 2.08%
13 ATLAS PIPELINE PARTNERS LP 96,993 3,295 2.03%
14 GENWORTH FINL INC 175,726 3,043 1.87%
15 ABBVIE INC 52,965 3,007 1.85%
16 PEPSICO INC 33,711 2,992 1.84%
17 ALTRIA GROUP INC 65,576 2,742 1.69%
18 ALLIANCE DATA SYSTEMS CORP 8,726 2,549 1.57%
19 STRYKER CORP 27,000 2,276 1.40%
20 VANGUARD INTL EQUITY INDEX F 52,513 2,268 1.40%
21 SPDR SERIES TRUST 25,239 2,207 1.36%
22 ISHARES TR 12,770 1,996 1.23%
23 BOEING CO 15,480 1,989 1.23%
24 EXXON MOBIL CORP 18,913 1,914 1.18%
25 ISHARES TR 14,964 1,786 1.10%
26 BANK AMER CORP 114,733 1,758 1.08%
27 GENERAL MLS INC 32,820 1,716 1.06%
28 BLACKSTONE GROUP L P 50,626 1,693 1.04%
29 ABBOTT LABS 38,267 1,551 0.96%
30 TEVA PHARMACEUTICAL INDS LTD 26,960 1,424 0.88%
31 LOCKHEED MARTIN CORP 8,469 1,377 0.85%
32 ISHARES TR 19,569 1,336 0.82%
33 SPDR SERIES TRUST 31,824 1,328 0.82%
34 AT&T INC 37,267 1,319 0.81%
35 VANGUARD BD INDEX FDS 15,419 1,266 0.78%
36 CONSOLIDATED EDISON INC 21,729 1,250 0.77%
37 GENERAL ELECTRIC CO 46,421 1,226 0.76%
38 CHEVRON CORP NEW 8,897 1,159 0.71%
39 JOHNSON & JOHNSON 10,994 1,154 0.71%
40 WENDYS CO 125,986 1,084 0.67%
41 VERIZON COMMUNICATIONS INC 20,918 1,031 0.64%
42 ISHARES TR 8,673 1,000 0.62%
43 ENERGY TRANSFER PRTNRS L P 16,213 934 0.58%
44 INTERNATIONAL BUSINESS MACHS 4,856 882 0.54%
45 PHILIP MORRIS INTL INC 10,019 850 0.52%
46 PROSHARES TR 11,676 830 0.51%
47 ISHARES TR 9,547 807 0.50%
48 VANGUARD INDEX FDS 6,806 805 0.50%
49 PROCTER AND GAMBLE CO 10,109 798 0.49%
50 FACEBOOK INC 11,619 785 0.48%
Page 1 of 3