Dark
Light
System
Security
FIRST NIAGARA FINL GP INC
FIRST NIAGARA FINL GP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 270 Institutional holders with a total value of $2,358,273,659.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 24,053,645 210,228,000 8.91%
2 VANGUARD GROUP INC 20,573,885 179,816,000 7.62%
3 STATE STREET CORP 18,088,425 158,093,000 6.70%
4 PRICE T ROWE ASSOCIATES INC /MD/ 15,523,089 135,672,000 5.75%
5 BlackRock Fund Advisors 12,840,270 112,224,000 4.76%
6 Allianz Asset Management GmbH 10,751,713 93,970,000 3.98%
7 BlackRock Institutional Trust Company, N.A. 10,001,337 87,412,000 3.71%
8 SNOW CAPITAL MANAGEMENT LP 9,601,679 83,919,000 3.56%
9 RUSSELL FRANK CO/ 7,739,770 66,562,000 2.82%
10 Invesco Ltd. 7,045,115 61,574,000 2.61%
11 ALLIANCEBERNSTEIN L.P. 6,605,583 57,733,000 2.45%
12 FULLER & THALER ASSET MANAGEMENT, INC. 5,868,100 51,287,000 2.17%
13 LOMBARDIA CAPITAL PARTNERS LLC 4,971,207 43,448,000 1.84%
14 DIMENSIONAL FUND ADVISORS LP 4,901,766 42,840,000 1.82%
15 CAMBIAR INVESTORS LLC 4,841,457 42,314,000 1.79%
16 WELLINGTON MANAGEMENT GROUP LLP 4,537,207 39,656,000 1.68%
17 GUGGENHEIM CAPITAL LLC 4,462,569 39,004,000 1.65%
18 Bank of New York Mellon Corp 4,112,034 35,939,000 1.52%
19 PRUDENTIAL FINANCIAL INC 3,804,807 33,254,000 1.41%
20 WELLS FARGO & COMPANY/MN 3,525,812 30,815,000 1.31%
21 Weiss Multi-Strategy Advisers LLC 3,500,000 30,590,000 1.30%
22 MILLENNIUM MANAGEMENT LLC 3,458,474 30,227,000 1.28%
23 MANAGED ACCOUNT ADVISORS LLC 3,354,375 29,317,000 1.24%
24 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 3,083,800 26,952,000 1.14%
25 NORTHERN TRUST CORP 2,820,694 24,653,000 1.05%
26 UNITED SERVICES AUTOMOBILE ASSOCIATION 2,774,660 24,251,000 1.03%
27 FMR LLC 2,617,092 22,873,000 0.97%
28 OppenheimerFunds, Inc. 2,525,369 22,071,000 0.94%
29 DIAMOND HILL CAPITAL MANAGEMENT INC 2,128,971 18,607,000 0.79%
30 Neuberger Berman Group LLC 2,110,937 18,450,000 0.78%
31 GEODE CAPITAL MANAGEMENT, LLC 2,006,407 17,535,000 0.74%
32 TWO SIGMA INVESTMENTS, LP 1,957,028 17,104,000 0.73%
33 NEW YORK STATE COMMON RETIREMENT FUND 1,807,932 15,801,000 0.67%
34 FIRST TRUST ADVISORS LP 1,582,454 13,831,000 0.59%
35 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,580,090 13,810,000 0.59%
36 WASATCH ADVISORS LP 1,555,184 13,592,000 0.58%
37 JPMORGAN CHASE & CO 1,411,896 12,340,000 0.52%
38 MORGAN STANLEY 1,365,627 11,935,000 0.51%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,262,865 11,038,000 0.47%
40 Channing Capital Management, LLC 1,178,492 10,300,000 0.44%
41 Boston Partners 1,171,679 10,240,000 0.43%
42 CREDIT SUISSE AG/ 1,164,975 10,183,000 0.43%
43 GOLDMAN SACHS GROUP INC 1,123,566 9,820,000 0.42%
44 CITADEL ADVISORS LLC 1,041,426 9,102,000 0.39%
45 BlackRock Investment Management, LLC 1,019,674 8,912,000 0.38%
46 BANK OF AMERICA CORP /DE/ 1,005,306 8,787,000 0.37%
47 DREMAN VALUE MANAGEMENT, L L C 998,722 8,729,000 0.37%
48 PRINCIPAL FINANCIAL GROUP INC 943,518 8,246,000 0.35%
49 SEGALL BRYANT & HAMILL, LLC 900,389 7,869,000 0.33%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 855,883 7,480,000 0.32%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.