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Institutional Investment Manager
King Wealth Management Group
King Wealth Management Group (CIK: 0001568235) incorporated in Delaware, located at 270 West Circular Street, Saratoga Springs, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001568235-14-000009) filed in 2014.08.13
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED PARCEL SERVICE INC 5,208 507,155 0.35%
52 BRISTOL MYERS SQUIBB CO 9,366 486,563 0.34%
53 MICROSOFT CORP 11,802 483,789 0.33%
54 SPDR SER TR 6,574 483,747 0.33%
55 SEADRILL LIMITED 13,562 476,839 0.33%
56 MERCK & CO INC 7,810 443,373 0.31%
57 MORGAN STANLEY 12,962 404,025 0.28%
58 BP PLC 7,861 378,114 0.26%
59 UNITED TECHNOLOGIES CORP 3,113 363,781 0.25%
60 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,802 358,870 0.25%
61 PFIZER INC 11,165 358,619 0.25%
62 DUKE ENERGY CORP NEW 4,840 344,704 0.24%
63 PROSHARES TR 4,864 323,212 0.22%
64 VANGUARD BD INDEX FDS 3,901 312,442 0.22%
65 DOMINION ENERGY INC 4,383 311,149 0.21%
66 GUGGENHEIM TAXABLE MUN MNGD 14,976 310,302 0.21%
67 HUDSON CITY BANCORP INC 31,416 308,819 0.21%
68 WISDOMTREE TR 6,447 305,242 0.21%
69 VANGUARD INDEX FDS 2,693 304,285 0.21%
70 CHINA YUCHAI INTL LTD 14,150 299,697 0.21%
71 DOW CHEM CO 6,155 299,071 0.21%
72 APPLE INC 548 294,140 0.20%
73 CATERPILLAR INC 2,928 291,041 0.20%
74 MASTERCARD INCORPORATED 3,870 289,089 0.20%
75 JPMORGAN CHASE & CO 4,714 286,186 0.20%
76 TELUS CORP 7,870 282,926 0.19%
77 ISHARES 13,850 273,953 0.19%
78 DU PONT E I DE NEMOURS & CO 4,052 271,889 0.19%
79 SPDR DOW JONES INDL AVRG ETF 1,643 269,846 0.19%
80 VANGUARD INDEX FDS 2,678 269,542 0.19%
81 QIAGEN NV 12,407 261,663 0.18%
82 POWERSHARES ETF TR II 17,900 255,254 0.18%
83 BLACKROCK MUNIYIELD FD INC 18,560 255,200 0.18%
84 VANGUARD INDEX FDS 2,728 255,013 0.18%
85 UNILEVER N V 5,900 242,608 0.17%
86 ISHARES TR 5,912 242,451 0.17%
87 WISDOMTREE TRUST EUROPE SMCP DV ETF 3,641 227,674 0.16%
88 CIGNA CORPORATION 2,713 227,159 0.16%
89 AMER STATES WTR CO 7,000 226,030 0.16%
90 SPDR INDEX SHS FDS 3,100 225,401 0.16%
91 AMERICAN ELEC PWR INC 4,437 224,778 0.15%
92 NATIONAL GRID PLC 3,253 223,611 0.15%
93 INGREDION INC 3,225 219,558 0.15%
94 PAYCHEX INC 5,087 216,706 0.15%
95 COCA COLA CO 5,588 216,032 0.15%
96 CURRENCYSHARES SWISS FRANC T 1,950 215,884 0.15%
97 FMC TECHNOLOGIES INC 4,125 215,696 0.15%
Page 2 of 2
Restatement filing (0001568235-14-000011) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED PARCEL SERVICE INC 5,208 507 0.35%
52 BRISTOL MYERS SQUIBB CO 9,366 486 0.34%
53 MICROSOFT CORP 11,802 483 0.33%
54 SPDR SER TR 6,574 483 0.33%
55 SEADRILL LIMITED 13,562 476 0.33%
56 MERCK & CO INC 7,810 443 0.31%
57 MORGAN STANLEY 12,962 404 0.28%
58 BP PLC 7,861 378 0.26%
59 UNITED TECHNOLOGIES CORP 3,113 363 0.25%
60 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,802 358 0.25%
61 PFIZER INC 11,165 358 0.25%
62 DUKE ENERGY CORP NEW 4,840 344 0.24%
63 PROSHARES TR 4,864 323 0.22%
64 VANGUARD BD INDEX FDS 3,901 312 0.22%
65 DOMINION ENERGY INC 4,383 311 0.21%
66 GUGGENHEIM TAXABLE MUN MNGD 14,976 310 0.21%
67 HUDSON CITY BANCORP INC 31,416 308 0.21%
68 WISDOMTREE TR 6,447 305 0.21%
69 VANGUARD INDEX FDS 2,693 304 0.21%
70 CHINA YUCHAI INTL LTD 14,150 299 0.21%
71 DOW CHEM CO 6,155 299 0.21%
72 APPLE INC 548 294 0.20%
73 CATERPILLAR INC 2,928 291 0.20%
74 MASTERCARD INCORPORATED 3,870 289 0.20%
75 JPMORGAN CHASE & CO 4,714 286 0.20%
76 TELUS CORP 7,870 282 0.19%
77 ISHARES 13,850 273 0.19%
78 DU PONT E I DE NEMOURS & CO 4,052 271 0.19%
79 SPDR DOW JONES INDL AVRG ETF 1,643 269 0.19%
80 VANGUARD INDEX FDS 2,678 269 0.19%
81 QIAGEN NV 12,407 261 0.18%
82 POWERSHARES ETF TR II 17,900 255 0.18%
83 BLACKROCK MUNIYIELD FD INC 18,560 255 0.18%
84 VANGUARD INDEX FDS 2,728 255 0.18%
85 UNILEVER N V 5,900 242 0.17%
86 ISHARES TR 5,912 242 0.17%
87 WISDOMTREE TRUST EUROPE SMCP DV ETF 3,641 227 0.16%
88 CIGNA CORPORATION 2,713 227 0.16%
89 AMER STATES WTR CO 7,000 226 0.16%
90 SPDR INDEX SHS FDS 3,100 225 0.16%
91 AMERICAN ELEC PWR INC 4,437 224 0.15%
92 NATIONAL GRID PLC 3,253 223 0.15%
93 INGREDION INC 3,225 219 0.15%
94 PAYCHEX INC 5,087 216 0.15%
95 COCA COLA CO 5,588 216 0.15%
96 CURRENCYSHARES SWISS FRANC T 1,950 215 0.15%
97 FMC TECHNOLOGIES INC 4,125 215 0.15%
Page 2 of 2
Restatement filing (0001568235-14-000013) filed in 2014.08.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 88,917 17,411 10.97%
2 SPDR S&P MIDCAP 400 ETF TR 57,322 14,872 9.37%
3 POWERSHARES QQQ TRUST 90,076 8,444 5.32%
4 ISHARES TR 46,827 5,918 3.73%
5 VISA INC 27,019 5,654 3.56%
6 KAYNE ANDERSON MLP INVT CO 129,733 5,110 3.22%
7 ISHARES TR 43,746 4,886 3.08%
8 Allergan plc 27,748 4,826 3.04%
9 MCDONALDS CORP 37,085 3,762 2.37%
10 DIAGEO P L C 28,883 3,644 2.30%
11 UNION PAC CORP 34,755 3,463 2.18%
12 TJX COS INC NEW 63,960 3,375 2.13%
13 ATLAS PIPELINE PARTNERS LP 96,993 3,295 2.08%
14 GENWORTH FINL INC 175,726 3,043 1.92%
15 ABBVIE INC 52,965 3,007 1.89%
16 PEPSICO INC 33,711 2,992 1.89%
17 ALTRIA GROUP INC 65,576 2,742 1.73%
18 ALLIANCE DATA SYSTEMS CORP 8,726 2,549 1.61%
19 VANGUARD INTL EQUITY INDEX F 52,513 2,268 1.43%
20 ISHARES TR 12,770 1,996 1.26%
21 BOEING CO 15,480 1,989 1.25%
22 EXXON MOBIL CORP 18,913 1,914 1.21%
23 ISHARES TR 14,964 1,786 1.13%
24 BANK AMER CORP 114,733 1,758 1.11%
25 GENERAL MLS INC 32,820 1,716 1.08%
26 BLACKSTONE GROUP L P 50,626 1,693 1.07%
27 ABBOTT LABS 38,267 1,551 0.98%
28 TEVA PHARMACEUTICAL INDS LTD 26,960 1,424 0.90%
29 LOCKHEED MARTIN CORP 8,469 1,377 0.87%
30 ISHARES TR 19,569 1,336 0.84%
31 SPDR SERIES TRUST 31,824 1,328 0.84%
32 AT&T INC 37,267 1,319 0.83%
33 VANGUARD BD INDEX FDS 15,419 1,266 0.80%
34 CONSOLIDATED EDISON INC 21,729 1,250 0.79%
35 GENERAL ELECTRIC CO 46,421 1,226 0.77%
36 CHEVRON CORP NEW 8,897 1,159 0.73%
37 JOHNSON & JOHNSON 10,994 1,154 0.73%
38 WENDYS CO 125,986 1,084 0.68%
39 VERIZON COMMUNICATIONS INC 20,918 1,031 0.65%
40 ISHARES TR 8,673 1,000 0.63%
41 ENERGY TRANSFER PRTNRS L P 16,213 934 0.59%
42 INTERNATIONAL BUSINESS MACHS 4,856 882 0.56%
43 PHILIP MORRIS INTL INC 10,019 850 0.54%
44 PROSHARES TR 11,676 830 0.52%
45 ISHARES TR 9,547 807 0.51%
46 VANGUARD INDEX FDS 6,806 805 0.51%
47 PROCTER AND GAMBLE CO 10,109 798 0.50%
48 FACEBOOK INC 11,619 785 0.49%
49 SPDR GOLD TR 5,582 745 0.47%
50 VANGUARD INDEX FDS 7,676 665 0.42%
Page 1 of 3
Restatement filing (0001568235-14-000014) filed in 2014.08.26
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 88,917 17,411 10.73%
2 SPDR S&P MIDCAP 400 ETF TR 57,322 14,872 9.16%
3 POWERSHARES QQQ TRUST 90,076 8,444 5.20%
4 ISHARES TR 46,827 5,918 3.65%
5 VISA INC 27,019 5,654 3.48%
6 KAYNE ANDERSON MLP INVT CO 129,733 5,110 3.15%
7 ISHARES TR 43,746 4,886 3.01%
8 Allergan plc 27,748 4,826 2.97%
9 MCDONALDS CORP 37,085 3,762 2.32%
10 DIAGEO P L C 28,883 3,644 2.24%
11 UNION PAC CORP 34,755 3,463 2.13%
12 TJX COS INC NEW 63,960 3,375 2.08%
13 ATLAS PIPELINE PARTNERS LP 96,993 3,295 2.03%
14 GENWORTH FINL INC 175,726 3,043 1.87%
15 ABBVIE INC 52,965 3,007 1.85%
16 PEPSICO INC 33,711 2,992 1.84%
17 ALTRIA GROUP INC 65,576 2,742 1.69%
18 ALLIANCE DATA SYSTEMS CORP 8,726 2,549 1.57%
19 STRYKER CORP 27,000 2,276 1.40%
20 VANGUARD INTL EQUITY INDEX F 52,513 2,268 1.40%
21 SPDR SERIES TRUST 25,239 2,207 1.36%
22 ISHARES TR 12,770 1,996 1.23%
23 BOEING CO 15,480 1,989 1.23%
24 EXXON MOBIL CORP 18,913 1,914 1.18%
25 ISHARES TR 14,964 1,786 1.10%
26 BANK AMER CORP 114,733 1,758 1.08%
27 GENERAL MLS INC 32,820 1,716 1.06%
28 BLACKSTONE GROUP L P 50,626 1,693 1.04%
29 ABBOTT LABS 38,267 1,551 0.96%
30 TEVA PHARMACEUTICAL INDS LTD 26,960 1,424 0.88%
31 LOCKHEED MARTIN CORP 8,469 1,377 0.85%
32 ISHARES TR 19,569 1,336 0.82%
33 SPDR SERIES TRUST 31,824 1,328 0.82%
34 AT&T INC 37,267 1,319 0.81%
35 VANGUARD BD INDEX FDS 15,419 1,266 0.78%
36 CONSOLIDATED EDISON INC 21,729 1,250 0.77%
37 GENERAL ELECTRIC CO 46,421 1,226 0.76%
38 CHEVRON CORP NEW 8,897 1,159 0.71%
39 JOHNSON & JOHNSON 10,994 1,154 0.71%
40 WENDYS CO 125,986 1,084 0.67%
41 VERIZON COMMUNICATIONS INC 20,918 1,031 0.64%
42 ISHARES TR 8,673 1,000 0.62%
43 ENERGY TRANSFER PRTNRS L P 16,213 934 0.58%
44 INTERNATIONAL BUSINESS MACHS 4,856 882 0.54%
45 PHILIP MORRIS INTL INC 10,019 850 0.52%
46 PROSHARES TR 11,676 830 0.51%
47 ISHARES TR 9,547 807 0.50%
48 VANGUARD INDEX FDS 6,806 805 0.50%
49 PROCTER AND GAMBLE CO 10,109 798 0.49%
50 FACEBOOK INC 11,619 785 0.48%
Page 1 of 3