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Institutional Investment Manager
West Family Investments, Inc.
West Family Investments, Inc. (CIK: 0001568303), located at 4960 Avenida Encinas, Carlsbad, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001568303-16-000013) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 OCWEN FINL CORP 400 2 0.00% Call
2 LEVEL 3 COMM 100 3 0.00% Put
3 SPX CORP 600 17 0.00% Call
4 GENERAL MTRS CO 300 27 0.00% Call
5 QUALCOMM INC 150 87 0.02% Call
6 MICROSOFT CORP 300 120 0.02% Call
7 AMERICAN EXPRESS CO 300 125 0.02% Put
8 OCWEN FINL CORP 76,400 131 0.02%
9 VALE S A 37,500 150 0.03%
10 BROOKDALE SR LIVING INC 669 151 0.03% Call
11 ZAIS GROUP HLDGS INC 54,355 153 0.03%
12 AMERICAN CAP LTD 1,800 212 0.04% Call
13 PENNEY J C 25,000 222 0.04%
14 GOLDMAN SACHS GROUP INC 200 246 0.04% Put
15 INVESCO MUN TR 17,900 254 0.05%
16 SEADRILL LIMITED 500,000 265 0.05%
17 VALE S A 53,100 269 0.05%
18 NEW RESIDENTIAL INVT CORP COM NEW 19,646 272 0.05%
19 BRISTOL MYERS SQUIBB CO 250 304 0.06% Call
20 CONOCOPHILLIPS 7,200 314 0.06%
21 CALUMET SPECIALTY PRODS PTNR 69,547 341 0.06%
22 EPR PPTYS 4,400 355 0.06%
23 KBR INC 27,000 357 0.07%
24 EATON VANCE MUN BD FD 25,500 361 0.07%
25 ARES CAPITAL CORP 25,928 368 0.07%
26 LEVEL 3 COMM 800 416 0.08% Call
27 INVESCO QUALITY MUN INCOME T 30,674 424 0.08%
28 APPLE INC 1,700 433 0.08% Call
29 APOLLO INVT CORP 80,800 448 0.08%
30 ELLINGTON RESIDENTIAL MTG RE 36,573 478 0.09%
31 CITIZENS FINL GROUP INC 24,000 480 0.09%
32 MCDONALDS CORP 250 520 0.09% Call
33 TRANSATLANTIC PETROLEUM LTD 686,528 563 0.10%
34 NUVEEN PREM INCOME MUN FD 37,251 575 0.10%
35 PENNYMAC MTG INVT TR 35,500 576 0.11%
36 TOTAL S A 12,500 601 0.11%
37 AMERICAN CAP LTD 38,500 602 0.11%
38 GENERAL GROWTH 20,719 618 0.11%
39 SILVER BAY RLTY TR CORP 36,791 627 0.11%
40 COLONY STARWOOD HOMES 22,350 680 0.12%
41 ISTAR INC COM 75,000 719 0.13%
42 FS KKR CAPITAL CORP COM 90,600 820 0.15%
43 INVESCO MORTGAGE CAPITAL INC 60,834 833 0.15%
44 Plains Gp Hldgs Lp Npv A 82,000 855 0.16%
45 ABBOTT LABS 22,000 865 0.16%
46 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 49,796 869 0.16%
47 LAYNE CHRISTENSEN CO 1,000,000 869 0.16%
48 MONDELEZ INTL INC 20,000 910 0.17%
49 TPG SPECIALTY LENDING INC 55,220 917 0.17%
50 ZOETIS INC 21,174 1,005 0.18%
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