| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,942,942 | 29,980,000 | 24.72% | ||
| 2 | UBS Group AG | 515,403 | 7,953,000 | 6.56% | ||
| 3 | Karpus Management, Inc. | 502,004 | 7,746,000 | 6.39% | ||
| 4 | Oxbow Advisors, LLC | 461,885 | 7,127,000 | 5.88% | ||
| 5 | JPMORGAN CHASE & CO | 389,350 | 6,008,000 | 4.95% | ||
| 6 | Advisors Asset Management, Inc. | 366,625 | 5,657,000 | 4.66% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 355,981 | 5,493,000 | 4.53% | ||
| 8 | ROBINSON CAPITAL MANAGEMENT, LLC | 342,964 | 5,292,000 | 4.36% | ||
| 9 | Fiera Capital Corp | 324,195 | 5,002,000 | 4.12% | ||
| 10 | NEW VERNON INVESTMENT MANAGEMENT LLC | 235,987 | 3,641,000 | 3.00% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 224,083 | 3,457,000 | 2.85% | ||
| 12 | VAN ECK ASSOCIATES CORP | 199,590 | 3,080,000 | 2.54% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 197,655 | 3,050,000 | 2.51% | ||
| 14 | WELLS FARGO & COMPANY/MN | 167,124 | 2,579,000 | 2.13% | ||
| 15 | STIFEL FINANCIAL CORP | 138,637 | 2,140,000 | 1.76% | ||
| 16 | JFS WEALTH ADVISORS, LLC | 125,023 | 1,929,000 | 1.59% | ||
| 17 | LPL Financial LLC | 79,480 | 1,226,000 | 1.01% | ||
| 18 | RELATIVE VALUE PARTNERS GROUP, LLC | 76,291 | 1,172,000 | 0.97% | ||
| 19 | NEWGATE CAPITAL MANAGEMENT LLC | 74,330 | 1,142,000 | 0.94% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 71,806 | 1,109,000 | 0.91% | ||
| 21 | 1832 Asset Management L.P. | 63,600 | 988,000 | 0.81% | ||
| 22 | Tradewinds Capital Management, LLC | 62,702 | 967,000 | 0.80% | ||
| 23 | NATIONAL PLANNING CORP | 60,488 | 934,000 | 0.77% | ||
| 24 | ROYAL BANK OF CANADA | 49,355 | 762,000 | 0.63% | ||
| 25 | Commonwealth Equity Services, Inc | 47,450 | 732,000 | 0.60% | ||
| 26 | CORNERSTONE ADVISORS INC | 45,687 | 705,000 | 0.58% | ||
| 27 | Rehmann Capital Advisory Group | 40,898 | 631,000 | 0.52% | ||
| 28 | West Family Investments, Inc. | 37,251 | 575,000 | 0.47% | ||
| 29 | DOLIVER ADVISORS, LP | 36,122 | 558,000 | 0.46% | ||
| 30 | Global Endowment Management, LP | 33,750 | 521,000 | 0.43% | ||
| 31 | TFS CAPITAL LLC | 32,889 | 507,000 | 0.42% | ||
| 32 | OPPENHEIMER & CO INC | 31,937 | 493,000 | 0.41% | ||
| 33 | Weiss Asset Management LP | 28,800 | 444,000 | 0.37% | ||
| 34 | FIFTH THIRD BANCORP | 28,166 | 435,000 | 0.36% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 27,899 | 430,000 | 0.35% | ||
| 36 | Shamrock Asset Management LLC | 27,097 | 418,000 | 0.34% | ||
| 37 | CARNICK & KUBIK GROUP, LLC | 25,785 | 398,000 | 0.33% | ||
| 38 | HighTower Advisors, LLC | 24,034 | 371,000 | 0.31% | ||
| 39 | Horizon Kinetics LLC | 22,038 | 340,000 | 0.28% | ||
| 40 | FIRST TRUST ADVISORS LP | 21,059 | 325,000 | 0.27% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 18,635 | 288,000 | 0.24% | ||
| 42 | VICUS CAPITAL | 17,571 | 271,000 | 0.22% | ||
| 43 | RAYMOND JAMES & ASSOCIATES | 17,127 | 264,000 | 0.22% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 16,491 | 254,000 | 0.21% | ||
| 45 | Investors Capital Advisory Services | 16,418 | 253,000 | 0.21% | ||
| 46 | Bank of New York Mellon Corp | 15,994 | 246,000 | 0.20% | ||
| 47 | First Allied Advisory Services, Inc. | 15,027 | 233,000 | 0.19% | ||
| 48 | Creative Planning | 14,950 | 231,000 | 0.19% | ||
| 49 | BB&T SECURITIES, LLC | 14,263 | 220,000 | 0.18% | ||
| 50 | Laurion Capital Management LP | 13,700 | 211,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
