| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,025,644 | 14,174,000 | 15.08% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 789,054 | 10,905,000 | 11.60% | ||
| 3 | Advisors Asset Management, Inc. | 515,075 | 7,118,000 | 7.57% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 430,846 | 5,954,000 | 6.34% | ||
| 5 | MORGAN STANLEY | 380,408 | 5,257,000 | 5.59% | ||
| 6 | COTTAGE STREET ADVISORS LLC | 297,657 | 4,113,000 | 4.38% | ||
| 7 | ROYAL BANK OF CANADA | 259,644 | 3,588,000 | 3.82% | ||
| 8 | WELLS FARGO & COMPANY/MN | 259,306 | 3,584,000 | 3.81% | ||
| 9 | MACKAY SHIELDS LLC | 234,076 | 3,235,000 | 3.44% | ||
| 10 | LPL Financial LLC | 206,132 | 2,863,000 | 3.05% | ||
| 11 | UBS Group AG | 189,159 | 2,614,000 | 2.78% | ||
| 12 | STIFEL FINANCIAL CORP | 180,200 | 2,491,000 | 2.65% | ||
| 13 | Fiera Capital Corp | 176,755 | 2,443,000 | 2.60% | ||
| 14 | VAN ECK ASSOCIATES CORP | 149,997 | 2,073,000 | 2.21% | ||
| 15 | JFS WEALTH ADVISORS, LLC | 140,635 | 1,944,000 | 2.07% | ||
| 16 | Tradewinds Capital Management, LLC | 119,108 | 1,646,000 | 1.75% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 117,817 | 1,629,000 | 1.73% | ||
| 18 | 1832 Asset Management L.P. | 110,977 | 1,544,000 | 1.64% | ||
| 19 | Yorktown Management & Research Co Inc | 100,000 | 1,382,000 | 1.47% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 92,443 | 1,277,000 | 1.36% | ||
| 21 | Curi Capital, LLC | 92,259 | 1,275,000 | 1.36% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 90,620 | 1,252,000 | 1.33% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 62,137 | 859,000 | 0.91% | ||
| 24 | BAIRD FINANCIAL GROUP, INC. | 57,031 | 788,000 | 0.84% | ||
| 25 | Capital Investment Advisors, LLC | 43,721 | 604,000 | 0.64% | ||
| 26 | PROFICIO CAPITAL PARTNERS LLC | 41,368 | 575,000 | 0.61% | ||
| 27 | Cetera Advisor Networks LLC | 39,272 | 544,000 | 0.58% | ||
| 28 | ROBINSON CAPITAL MANAGEMENT, LLC | 38,606 | 534,000 | 0.57% | ||
| 29 | ASHFORD CAPITAL MANAGEMENT INC | 35,447 | 490,000 | 0.52% | ||
| 30 | Nuveen Asset Management, LLC | 32,524 | 449,000 | 0.48% | ||
| 31 | FIRST TRUST ADVISORS LP | 32,217 | 445,000 | 0.47% | ||
| 32 | FIRST FOUNDATION ADVISORS | 31,330 | 433,000 | 0.46% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 30,937 | 428,000 | 0.46% | ||
| 34 | West Family Investments, Inc. | 30,674 | 424,000 | 0.45% | ||
| 35 | M&R CAPITAL MANAGEMENT INC | 28,920 | 399,000 | 0.42% | ||
| 36 | Laurion Capital Management LP | 26,200 | 362,000 | 0.39% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,807 | 316,000 | 0.34% | ||
| 38 | OPPENHEIMER & CO INC | 22,000 | 304,000 | 0.32% | ||
| 39 | Commonwealth Equity Services, Inc | 19,544 | 270,000 | 0.29% | ||
| 40 | IFP ADVISORS, INC | 19,453 | 269,000 | 0.29% | ||
| 41 | DOLIVER ADVISORS, LP | 18,536 | 257,000 | 0.27% | ||
| 42 | RAYMOND JAMES & ASSOCIATES | 18,449 | 255,000 | 0.27% | ||
| 43 | RAYMOND JAMES TRUST N.A. | 17,498 | 242,000 | 0.26% | ||
| 44 | Horizon Kinetics LLC | 16,970 | 235,000 | 0.25% | ||
| 45 | Sandy Spring Bank | 14,698 | 203,000 | 0.22% | ||
| 46 | Allen Investment Management, LLC | 13,256 | 183,000 | 0.19% | ||
| 47 | Lehman Financial Resources, Inc. | 12,504 | 172,000 | 0.18% | ||
| 48 | WEALTHPLAN PARTNERS, LLC | 29,038 | 160,124 | 0.17% | ||
| 49 | WEDBUSH SECURITIES INC | 11,448 | 158,000 | 0.17% | ||
| 50 | BANK OF HAWAII | 11,074 | 153,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
