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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS (NETHERLANDS), B.V.
CAPSTONE INVESTMENT ADVISORS (NETHERLANDS), B.V. (CIK: 0001580101). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 166 holdings with a total value of $59,196,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ZIONS BANCORPORATION 7,392 318,000 0.54%
52 STATE STR CORP 4,091 318,000 0.54%
53 FIDELITY NATL INFORMATION SV 4,207 318,000 0.54%
54 NETSCOUT SYS INC 10,097 318,000 0.54%
55 MANPOWERGROUP INC 3,565 317,000 0.54%
56 GENESEE AND WYOMING INC INC CL A 4,573 317,000 0.54%
57 DEVRY EDUCATION 10,161 317,000 0.54%
58 WESTERN DIGITAL CORP 4,661 317,000 0.54%
59 KLX INC COM 7,019 317,000 0.54%
60 PENNEY J C 38,132 317,000 0.54%
61 KNOWLES CORP COM 18,899 316,000 0.53%
62 UMPQUA HLDGS CORP 16,820 316,000 0.53%
63 TELEPHONE DATA SYS INC 10,943 316,000 0.53%
64 CA INC 9,948 316,000 0.53%
65 JABIL INC COM 13,331 316,000 0.53%
66 CARNIVAL CORP 6,076 316,000 0.53%
67 TEREX CORP NEW 10,034 316,000 0.53%
68 SUNTRUST BKS INC 5,759 316,000 0.53%
69 TRINITY INDS INC 11,367 316,000 0.53%
70 AMERICAN INTL GROUP INC 4,839 316,000 0.53%
71 HAIN CELESTIAL GROUP INC 8,085 316,000 0.53%
72 KIRBY CORP 4,748 316,000 0.53%
73 BANK AMER CORP 14,255 315,000 0.53%
74 LINCOLN NATL CORP IND 4,760 315,000 0.53%
75 DECKERS OUTDOOR CORP 5,693 315,000 0.53%
76 WERNER ENTERPRISES INC 11,688 315,000 0.53%
77 JACOBS ENGR GROUP INC 5,518 315,000 0.53%
78 TOLL BROTHERS INC 10,148 315,000 0.53%
79 CORNING INC 12,992 315,000 0.53%
80 LOEWS CORP 6,735 315,000 0.53%
81 ESTERLINE TECHNOLOGIES CORP 3,533 315,000 0.53%
82 SYNCHRONY FINL 8,695 315,000 0.53%
83 AVNET INC 6,605 314,000 0.53%
84 REGAL BELOIT CORP 4,531 314,000 0.53%
85 MORGAN STANLEY 7,438 314,000 0.53%
86 GATX CORP 5,101 314,000 0.53%
87 WESTROCK CO 6,166 313,000 0.53%
88 RYDER SYS INC 4,192 312,000 0.53%
89 CLEAN HARBORS INC 5,598 312,000 0.53%
90 TECH DATA CORP 3,679 312,000 0.53%
91 HEWLETT PACKARD ENTERPRISE C 13,504 312,000 0.53%
92 STIFEL FINANCIAL CP 6,219 311,000 0.53%
93 AECOM 8,543 311,000 0.53%
94 CAPITAL ONE FINL CORP 3,567 311,000 0.53%
95 ARRIS INTL INC 10,310 311,000 0.53%
96 HALYARD HEALTH INC 8,397 311,000 0.53%
97 ROYAL CARIBBEAN GROUP 3,786 311,000 0.53%
98 GOODYEAR TIRE & RUBR CO 10,062 311,000 0.53%
99 INVESCO LTD 10,261 311,000 0.53%
100 KBR INC 18,594 310,000 0.52%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-006498, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.