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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 868 Institutional holders with a total value of $38,276,432,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 45,211,452 3,944,247,000 10.30%
2 Capital World Investors 37,559,107 3,276,656,000 8.56%
3 VANGUARD GROUP INC 30,491,073 2,660,041,000 6.95%
4 FMR LLC 29,667,288 2,588,175,000 6.76%
5 STATE STREET CORP 21,706,949 1,893,717,000 4.95%
6 JPMORGAN CHASE & CO 15,334,305 1,337,764,000 3.50%
7 FRANKLIN RESOURCES INC 13,494,926 1,177,287,000 3.08%
8 BlackRock Institutional Trust Company, N.A. 13,054,176 1,138,846,000 2.98%
9 WELLINGTON MANAGEMENT GROUP LLP 11,575,410 1,009,839,000 2.64%
10 HARRIS ASSOCIATES L P 7,467,901 651,499,000 1.70%
11 Boston Partners 7,031,742 613,450,000 1.60%
12 BlackRock Fund Advisors 6,516,683 568,515,000 1.49%
13 GOLDMAN SACHS GROUP INC 6,124,651 534,315,000 1.40%
14 Bank of New York Mellon Corp 5,806,374 506,550,000 1.32%
15 NORTHERN TRUST CORP 5,420,870 472,917,000 1.24%
16 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 5,408,847 471,868,000 1.23%
17 BlackRock Group LTD 4,620,820 403,120,000 1.05%
18 GEODE CAPITAL MANAGEMENT, LLC 4,570,303 398,248,000 1.04%
19 BARROW HANLEY MEWHINNEY & STRAUSS LLC 4,518,471 394,191,000 1.03%
20 DIAMOND HILL CAPITAL MANAGEMENT INC 4,502,977 392,840,000 1.03%
21 ALLIANCEBERNSTEIN L.P. 4,479,417 390,784,000 1.02%
22 DIMENSIONAL FUND ADVISORS LP 4,380,407 382,151,000 1.00%
23 NORGES BANK 3,961,908 345,637,000 0.90%
24 LSV ASSET MANAGEMENT 3,855,214 336,328,000 0.88%
25 DAVIS SELECTED ADVISERS 3,670,420 320,207,000 0.84%
26 Capital Research Global Investors 3,609,430 314,887,000 0.82%
27 MORGAN STANLEY 3,373,351 294,291,000 0.77%
28 PZENA INVESTMENT MANAGEMENT LLC 3,060,147 266,967,000 0.70%
29 DAVENPORT & Co LLC 2,927,029 255,354,000 0.67%
30 BLACKROCK ADVISORS LLC 2,528,862 220,618,000 0.58%
31 Legal & General Group Plc 2,380,365 207,661,000 0.54%
32 BlackRock Investment Management, LLC 2,294,126 200,140,000 0.52%
33 SOUND SHORE MANAGEMENT INC /CT/ 2,204,082 192,284,000 0.50%
34 BANK OF AMERICA CORP /DE/ 2,131,541 185,955,000 0.49%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2,106,445 183,767,000 0.48%
36 WELLS FARGO & COMPANY/MN 2,049,732 178,818,000 0.47%
37 AQR CAPITAL MANAGEMENT LLC 1,895,494 165,363,000 0.43%
38 GMT CAPITAL CORP 1,715,500 149,660,000 0.39%
39 NEW YORK STATE COMMON RETIREMENT FUND 1,585,200 138,293,000 0.36%
40 PUTNAM INVESTMENTS LLC 1,469,398 128,190,000 0.33%
41 Sumitomo Mitsui Trust Group, Inc. 1,453,797 126,829,000 0.33%
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,442,218 125,818,000 0.33%
43 GOLDMAN SACHS GROUP INC 1,415,700 123,506,000 0.32% Call
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,388,666 121,147,000 0.32%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,377,181 120,145,000 0.31%
46 Fisher Asset Management, LLC 1,343,791 117,232,000 0.31%
47 RUSSELL INVESTMENTS GROUP, LTD. 1,264,214 110,107,000 0.29%
48 TIAA CREF INVESTMENT MANAGEMENT LLC 1,234,417 107,691,000 0.28%
49 NORDEA INVESTMENT MANAGEMENT AB 1,203,962 105,034,000 0.27%
50 RUANE, CUNNIFF & GOLDFARB INC 1,200,000 104,688,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.