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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Portfolio Summary: 721 holdings with a total value of $127,870,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FORTINET INC 8 0 0.00% Put
2 ITT Corp 10 0 0.00%
3 Put FB $140.0 Exp Jun 16, 2017 5 0 0.00% Put
4 HALLIBURTON CO 2 0 0.00% Put
5 MODUSLINK GLOBAL SOLUTIONS INC 25 0 0.00%
6 COEUR MNG INC 10 0 0.00%
7 EXETER RES CORP 310 0 0.00%
8 WEBMD HEALTH CORP 3 0 0.00%
9 CROSSROADS SYS INC COM NEW 125 0 0.00%
10 ARCA BIOPHARMA INC COM NEW 1 0 0.00%
11 SCHWAB CHARLES CORP 1 0 0.00%
12 MCDONALDS CORP 3 0 0.00% Put
13 OLD REP INTL CORP 5 0 0.00%
14 OCLARO INC 67 0 0.00%
15 AMERICAN INTL GROUP INC 8 0 0.00%
16 NUVEEN ENERGY MLP TOTL RTRNF 10 0 0.00%
17 ARADIGM CORP 2 0 0.00%
18 MAXIM INTEGR 5 0 0.00%
19 CEMEX SAB DE CV 10 0 0.00%
20 KINROSS GOLD CORP 100 0 0.00%
21 NEWS CORP CL A 6 0 0.00%
22 GILEAD SCIENCES INC 4 0 0.00% Put
23 COLDWATER CREEK INC 20 0 0.00%
24 LEVEL 3 COMM 4 0 0.00%
25 XL Group plc 2 0 0.00%
26 FOREST OIL CORP 200 0 0.00%
27 VITESSE SEMICONDUCTOR CORP 60 0 0.00%
28 EMAGIN CORP COM NEW 30 0 0.00%
29 ACADIA PHARMACEUTICALS INC 4 0 0.00% Call
30 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
31 ELEPHANT TALK COMM CORP 22 0 0.00%
32 PHH Corp 5 0 0.00%
33 Unwired Planet, Inc. 166 0 0.00%
34 VIVUS INC 42 0 0.00%
35 PRANA BIOTECH 175 0 0.00%
36 DIANA CONTAINERSHIPS INC 3 0 0.00%
37 IMATION CORP 12 0 0.00%
38 LIFELOCK INC 10 0 0.00% Call
39 WAVE SYSTEMS CORP 32 0 0.00%
40 CBS CORP NEW 5 0 0.00%
41 JOHN BEAN TECHNOLOGIES CORP COM 14 0 0.00%
42 CST BRANDS INC 9 0 0.00%
43 PROSHARES TR 8 0 0.00%
44 TEXTRON INC 1 0 0.00%
45 * LEXICON PHARMACEUTICALS INC COM 50 0 0.00%
46 MONSANTO CO NEW 2 0 0.00% Call
47 HESKA CORP 40 0 0.00%
48 CELSION CORPORATION COM PAR 11 0 0.00%
49 RADNET INC COM 25 0 0.00%
50 BHP BILLITON LTD 1 0 0.00%
Page 1 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-14-004439, filed 2014.07.30).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.