| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | First Eagle Investment Management, LLC | 3,854,730 | 33,729,000 | 75.37% | ||
| 2 | GREAT POINT PARTNERS LLC | 1,008,062 | 8,922,000 | 19.94% | ||
| 3 | FMR LLC | 168,740 | 1,492,000 | 3.33% | ||
| 4 | DEUTSCHE BANK AG\ | 28,640 | 253,000 | 0.57% | ||
| 5 | DRW Securities, LLC | 27,200 | 241,000 | 0.54% | ||
| 6 | Ancora Advisors LLC | 11,250 | 100,000 | 0.22% | ||
| 7 | Tower Research Capital LLC (TRC) | 1,415 | 13,000 | 0.03% | ||
| 8 | Focused Wealth Management, Inc | 2 | 0 | 0.00% | ||
| 9 | MORGAN STANLEY | 25 | 0 | 0.00% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2 | 0 | 0.00% | ||
| 11 | Evercore Wealth Management, LLC | 2 | 0 | 0.00% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
