| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,213,521 | 26,964,000 | 17.47% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 969,470 | 21,541,000 | 13.96% | ||
| 3 | Invesco Ltd. | 798,795 | 17,749,000 | 11.50% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 677,412 | 15,052,000 | 9.75% | ||
| 5 | MORGAN STANLEY | 539,633 | 11,991,000 | 7.77% | ||
| 6 | Jacobus Wealth Management, Inc. | 468,339 | 10,406,000 | 6.74% | ||
| 7 | COHEN & STEERS, INC. | 300,099 | 6,668,000 | 4.32% | ||
| 8 | CORNERSTONE ADVISORS INC | 259,025 | 5,756,000 | 3.73% | ||
| 9 | WELLS FARGO & COMPANY/MN | 188,966 | 4,199,000 | 2.72% | ||
| 10 | UBS AG | 186,204 | 4,138,000 | 2.68% | ||
| 11 | Aris Wealth Services, Inc. | 175,344 | 3,896,000 | 2.52% | ||
| 12 | NEWGATE CAPITAL MANAGEMENT LLC | 168,016 | 3,733,000 | 2.42% | ||
| 13 | BB&T SECURITIES, LLC | 15,982 | 3,551,000 | 2.30% | ||
| 14 | LPL Financial LLC | 118,082 | 2,624,000 | 1.70% | ||
| 15 | CITY NATIONAL BANK | 102,285 | 2,273,000 | 1.47% | ||
| 16 | 1832 Asset Management L.P. | 100,000 | 2,224,000 | 1.44% | ||
| 17 | Tortoise Investment Management, LLC | 72,313 | 1,607,000 | 1.04% | ||
| 18 | JPMORGAN CHASE & CO | 64,580 | 1,435,000 | 0.93% | ||
| 19 | STIFEL FINANCIAL CORP | 63,573 | 1,413,000 | 0.92% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 32,130 | 714,000 | 0.46% | ||
| 21 | BECK CAPITAL MANAGEMENT, LLC | 28,478 | 633,000 | 0.41% | ||
| 22 | First Allied Advisory Services, Inc. | 27,569 | 613,000 | 0.40% | ||
| 23 | HighTower Advisors, LLC | 23,315 | 518,000 | 0.34% | ||
| 24 | Marathon Trading Investment Management LLC | 20,000 | 444,000 | 0.29% | ||
| 25 | FineMark National Bank & Trust | 19,795 | 440,000 | 0.29% | ||
| 26 | BLAIR WILLIAM & CO/IL | 19,425 | 431,000 | 0.28% | ||
| 27 | CAHILL FINANCIAL ADVISORS INC | 18,937 | 421,000 | 0.27% | ||
| 28 | Virtu KCG Holdings LLC | 15,853 | 352,000 | 0.23% | ||
| 29 | ROYAL BANK OF CANADA | 15,085 | 335,000 | 0.22% | ||
| 30 | CENTRAL TRUST Co | 12,064 | 268,000 | 0.17% | ||
| 31 | Global Endowment Management, LP | 12,000 | 267,000 | 0.17% | ||
| 32 | NEW ENGLAND SECURITIES CORP /MA/ | 11,306 | 251,000 | 0.16% | ||
| 33 | CIBC BANK USA | 10,545 | 235,000 | 0.15% | ||
| 34 | Commonwealth Equity Services, Inc | 10,225 | 227,000 | 0.15% | ||
| 35 | VSR Financial Services, Inc. | 10,045 | 223,000 | 0.14% | ||
| 36 | US BANCORP \DE\ | 6,190 | 138,000 | 0.09% | ||
| 37 | FIFTH THIRD BANCORP | 5,205 | 116,000 | 0.08% | ||
| 38 | SRH ADVISORS, LLC | 4,321 | 96,000 | 0.06% | ||
| 39 | DEUTSCHE BANK AG\ | 3,794 | 84,000 | 0.05% | ||
| 40 | CAPTRUST FINANCIAL ADVISORS | 2,437 | 54,000 | 0.03% | ||
| 41 | CITIGROUP INC | 2,178 | 48,000 | 0.03% | ||
| 42 | BANK OF MONTREAL /CAN/ | 1,765 | 39,000 | 0.03% | ||
| 43 | Crosspoint Capital Strategies, LLC | 1,646 | 36,000 | 0.02% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,305 | 29,000 | 0.02% | ||
| 45 | JNBA Financial Advisors | 1,135 | 24,000 | 0.02% | ||
| 46 | Westchester Capital Management, LLC | 1,050 | 23,000 | 0.01% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 678 | 15,065 | 0.01% | ||
| 48 | Hudock, Inc. | 689 | 15,000 | 0.01% | ||
| 49 | People's United Financial, Inc. | 500 | 11,000 | 0.01% | ||
| 50 | Financial Architects, Inc | 205 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
