Dark
Light
System
Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001062993-15-000531) filed in 2015.02.06
#
Name
Shares
Value ($)
%
Options
Notes
301 FS KKR CAPITAL CORP COM 1,010 10 0.01%
302 CLEAN ENERGY FUELS CORPORATION COM 1,908 10 0.01%
303 NXP SEMICONDUCTORS N V 125 10 0.01%
304 ISHARES TR 110 11 0.01%
305 AMERICAN RLTY CAP PPTYS INC 1,216 11 0.01%
306 Alcatel Lucent Adr 3,218 11 0.01%
307 ISHARES MSCI SINGAP ETF 811 11 0.01%
308 ROYAL DUTCH SHELL PLC 165 11 0.01%
309 ISHARES TR 100 11 0.01%
310 GW PHARMACEUTICALS PLC 168 11 0.01%
311 GENERAL MLS INC 200 11 0.01%
312 DIAGEO P L C 100 11 0.01%
313 TRANSAMERICA INCOME SHS INC 528 11 0.01%
314 NOKIA CORP 1,421 11 0.01%
315 SPDR SERIES TRUST 286 11 0.01%
316 CEDAR FAIR L P 235 11 0.01%
317 HATTERAS FINL CORP 620 11 0.01%
318 XEROX CORP 788 11 0.01%
319 POWERSHARES ETF TR II 736 11 0.01%
320 PIMCO NY MUNICIPAL INCOME FD COM 1,050 12 0.01%
321 TAIWAN SEMICONDUCTOR MFG LTD 516 12 0.01%
322 TRIANGLE CAPITAL CORPORATION 615 12 0.01%
323 NATIONAL OILWELL VARCO INC 179 12 0.01%
324 ISHARES 200 12 0.01%
325 ATLAS PIPELINE PARTNERS LP 422 12 0.01%
326 TIME WARNER INC NEW 80 12 0.01%
327 NUVEEN DIVERSIFIED COMMODTY 926 12 0.01%
328 DOVER CORP 165 12 0.01%
329 SPDR SER TR 147 12 0.01%
330 ISHARES TR 470 12 0.01%
331 TWITTER INC 345 12 0.01%
332 VODAFONE GROUP PLC NEW 344 12 0.01%
333 POWERSHARES DB CMDTY IDX TRA 729 13 0.01%
334 SELECT SECTOR SPDR TR 225 13 0.01%
335 NUSTAR ENERGY LP 219 13 0.01%
336 SEADRILL LIMITED 1,063 13 0.01%
337 EATON VANCE TAX ADVANTAGED G 520 13 0.01%
338 INTL PAPER CO 250 13 0.01%
339 Vaneck Vectors Gold 700 13 0.01%
340 EATON VANCE TAX ADVT DIV INC 648 13 0.01%
341 MORGAN STANLEY 332 13 0.01%
342 TC PIPELINES LP 177 13 0.01%
343 KELLOGG CO 200 13 0.01%
344 HOME PROPERTIES INC 200 13 0.01%
345 KANSAS CITY SOUTHERN 106 13 0.01%
346 ONEIDA FINL CORP MD 1,000 13 0.01%
347 SPDR S&P 500 ETF TR 63 13 0.01%
348 TEEKAY LNG PARTNERS L P 333 14 0.01%
349 NUVEEN NY PERFORM PLUS MUN F 940 14 0.01%
350 TARO PHARMACEUTICAL INDS LTD 93 14 0.01%
Page 7 of 15