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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001062993-17-000987) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD WHITEHALL FDS 320,742 24,303 10.26%
2 VANGUARD WORLD FD 256,366 22,332 9.43%
3 VANGUARD INDEX FDS 79,965 9,222 3.89%
4 VANGUARD BD INDEX FDS 113,784 9,193 3.88%
5 VANGUARD WORLD FD 71,642 8,705 3.68%
6 GENERAL ELECTRIC CO 243,236 7,686 3.25%
7 VANGUARD WORLD FDS 54,661 6,929 2.93%
8 SPDR INDEX SHS FDS 206,190 6,899 2.91%
9 Ishares Tr Msci United Kingdom Etf 204,955 6,290 2.66%
10 VANGUARD BD INDEX FDS 73,482 5,838 2.47%
11 BANK AMER CORP 256,844 5,676 2.40%
12 SELECT SECTOR SPDR TR 194,148 4,514 1.91%
13 VANGUARD WORLD FDS 73,925 4,387 1.85%
14 BLACKROCK CORPOR HI YLD FD I 357,065 3,867 1.63%
15 APPLE INC 30,594 3,543 1.50%
16 VANGUARD WORLD FD 27,224 2,850 1.20%
17 CITIGROUP INC 47,318 2,812 1.19%
18 BLACKSTONE GROUP L P 100,123 2,706 1.14%
19 FACEBOOK INC 22,919 2,637 1.11%
20 EXXON MOBIL CORP 27,714 2,501 1.06%
21 ISHARES TR 22,149 2,393 1.01%
22 PIMCO ETF TR 21,771 2,206 0.93%
23 GOLDMAN SACHS GROUP INC 8,707 2,085 0.88%
24 AMERICAN INTL GROUP INC 31,909 2,084 0.88%
25 INTERNATIONAL BUSINESS MACHS 12,135 2,014 0.85%
26 NUVEEN S&P 500 BUY-WRITE INC 148,031 1,883 0.80%
27 JOHNSON & JOHNSON 15,655 1,804 0.76%
28 GILEAD SCIENCES INC 22,091 1,582 0.67%
29 CISCO SYS INC 51,249 1,549 0.65%
30 BERKSHIRE HATHAWAY INC DEL 9,394 1,531 0.65%
31 EATON VANCE TAX-MANAGED GLOBAL COM 176,984 1,419 0.60%
32 SPDR SER TR 29,603 1,351 0.57%
33 CHEVRON CORP NEW 11,447 1,347 0.57%
34 INTEL CORP 35,439 1,285 0.54%
35 KKR & CO LP COMMON UNITS 80,324 1,236 0.52%
36 TEVA PHARMACEUTICAL INDS LTD 29,345 1,064 0.45%
37 VANGUARD INTL EQUITY INDEX F 21,472 1,029 0.43%
38 PROCTER AND GAMBLE CO 12,099 1,017 0.43%
39 SPDR DOW JONES INDL AVRG ETF 5,120 1,011 0.43%
40 ISHARES TR 4,220 949 0.40%
41 AT&T INC 22,209 945 0.40%
42 ALIBABA GROUP HLDG LTD 10,251 900 0.38%
43 CELGENE CORP 7,264 841 0.36%
44 PFIZER INC 25,727 836 0.35%
45 APOLLO COML REAL EST FIN INC 49,293 819 0.35%
46 ISHARES TR 6,290 766 0.32%
47 VANGUARD INDEX FDS 8,060 750 0.32%
48 CATERPILLAR INC 7,878 731 0.31%
49 BLACKROCK NY MUNI INC QLTY T 55,716 730 0.31%
50 SCHLUMBERGER LTD 8,648 726 0.31%
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