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FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 134 Institutional holders with a total value of $567,408,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,884,246 118,011,000 20.80%
2 UBS Group AG 4,580,988 45,489,000 8.02%
3 Clearbridge Investments, LLC 4,160,670 41,315,000 7.28%
4 LPL Financial LLC 3,188,875 31,666,000 5.58%
5 VSR Financial Services, Inc. 2,724,347 27,053,000 4.77%
6 Neuberger Berman Group LLC 2,049,000 20,346,000 3.59%
7 Cetera Advisors LLC 1,730,217 17,173,000 3.03%
8 Muzinich & Co., Inc. 1,690,608 16,787,000 2.96%
9 ALLIANCEBERNSTEIN L.P. 1,268,588 12,597,000 2.22%
10 Private Advisor Group, LLC 1,189,929 11,816,000 2.08%
11 M&T BANK CORP 1,098,864 10,912,000 1.92%
12 AMERIPRISE FINANCIAL INC 1,057,292 10,530,000 1.86%
13 Arete Wealth Advisors, LLC 1,052,314 10,449,000 1.84%
14 Cetera Advisor Networks LLC 1,037,786 10,304,000 1.82%
15 BlackRock Group LTD 1,033,837 10,266,000 1.81%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,027,413 10,216,000 1.80%
17 1832 Asset Management L.P. 941,000 9,335,000 1.65%
18 TWO SIGMA INVESTMENTS, LP 929,865 9,234,000 1.63%
19 TORONTO DOMINION BANK 893,000 8,867,000 1.56%
20 Canal Capital Management, LLC 807,626 8,019,000 1.41%
21 Invesco Ltd. 781,896 7,765,000 1.37%
22 Yorktown Management & Research Co Inc 737,725 7,326,000 1.29%
23 Stratos Wealth Partners, LTD. 726,316 7,212,159 1.27%
24 First Allied Advisory Services, Inc. 565,381 5,611,000 0.99%
25 AMERICAN INTERNATIONAL GROUP, INC. 560,145 5,562,241 0.98%
26 MORGAN STANLEY 451,460 4,483,000 0.79%
27 Financial Management Professionals, Inc. 425,145 4,222,000 0.74%
28 SII INVESTMENTS INC/WI 408,662 4,062,000 0.72%
29 MILLENNIUM MANAGEMENT LLC 404,373 4,015,000 0.71%
30 VAN ECK ASSOCIATES CORP 354,193 3,517,000 0.62%
31 Investors Capital Advisory Services 335,168 3,328,000 0.59%
32 ADVISORY RESEARCH INC 313,190 3,110,000 0.55%
33 Sumitomo Mitsui DS Asset Management Company, Ltd 313,190 3,109,000 0.55%
34 Rehmann Capital Advisory Group 290,001 2,880,000 0.51%
35 Concert Wealth Management Inc. 277,939 2,763,000 0.49% PRN
36 Advisors Asset Management, Inc. 276,826 2,749,000 0.48%
37 NATIONAL PLANNING CORP 278,153 2,739,808 0.48%
38 CONFLUENCE INVESTMENT MANAGEMENT LLC 254,212 2,524,000 0.44%
39 INVESTMENT CENTERS OF AMERICA INC 236,203 2,347,000 0.41%
40 DIALECTIC CAPITAL MANAGEMENT, LP 225,000 2,234,000 0.39%
41 MARINER INDEPENDENT ADVISOR NETWORK, LLC 208,670 2,072,095 0.37%
42 Argentus Capital Management, LLC 202,635 2,012,000 0.35%
43 NATIXIS ADVISORS, LLC 199,086 1,977,000 0.35%
44 PINKERTON WEALTH, LLC 75,853 1,917,000 0.34%
45 TWO SIGMA ADVISERS, LP 193,100 1,917,000 0.34%
46 MENTA CAPITAL LLC 176,400 1,752,000 0.31%
47 ADVANTAGE INVESTMENT MANAGEMENT, LLC 173,614 1,724,000 0.30%
48 WELLS FARGO & COMPANY/MN 166,924 1,658,000 0.29%
49 Numeric Investors LLC 160,700 1,596,000 0.28%
50 CREDIT SUISSE AG/ 157,100 1,560,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.