Dark
Light
System
Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 744 holdings with a total value of $236,792,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 USANA HEALTH SCIENCES INC 2,112 129,000 0.05%
202 AMGEN INC 870 127,000 0.05%
203 REINSURANCE GROUP AMER INC 1,000 126,000 0.05%
204 INGREDION INC 1,000 125,000 0.05%
205 WELLCARE HEALTH PLANS INC 900 123,000 0.05%
206 UNITED TECHNOLOGIES CORP 1,115 122,000 0.05%
207 New Relic Inc 4,290 121,000 0.05%
208 MALLINCKRODT PUB LTD CO 2,426 121,000 0.05%
209 FIFTH THIRD BANCORP 4,400 119,000 0.05%
210 UNITED THERAPEUTICS CORP DEL 800 115,000 0.05%
211 ABBVIE INC 1,799 113,000 0.05%
212 SALISBURY BANCORP INC 2,942 110,000 0.05%
213 LOEWS CORP 2,300 108,000 0.05%
214 EVERSOURCE ENERGY 1,853 102,000 0.04%
215 CIGNA CORPORATION 760 101,000 0.04%
216 HONEYWELL INTL INC 859 99,000 0.04%
217 CLOVIS ONCOLOGY INC 2,215 98,000 0.04%
218 M & T BK CORP 618 97,000 0.04%
219 ISHARES TR 1,240 95,000 0.04%
220 CLIFFS NAT RES INC 11,300 95,000 0.04%
221 CHICAGO BRIDGE & IRON CO N V 2,950 94,000 0.04%
222 SPIRIT AEROSYSTEMS HLDGS INC 1,600 93,000 0.04%
223 BERKLEY W R CORP 1,400 93,000 0.04%
224 TCW STRATEGIC INCOME FD INC 17,292 92,000 0.04%
225 ARAMARK 2,300 82,000 0.03%
226 TIME WARNER INC 847 82,000 0.03%
227 NEXTERA ENERGY INC 682 81,000 0.03%
228 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 752 81,000 0.03%
229 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 2,775 81,000 0.03%
230 LOWES COS INC 1,142 81,000 0.03%
231 NOVARTIS A G 1,101 80,000 0.03%
232 NETFLIX INC 650 80,000 0.03%
233 VANGUARD INDEX FDS 950 78,000 0.03%
234 LOCKHEED MARTIN CORP 309 77,000 0.03%
235 HESS CORP 1,230 77,000 0.03%
236 MONOGRAM RESIDENTIAL TR INC COM 7,017 76,000 0.03%
237 SELECT SECTOR SPDR TR 1,486 72,000 0.03%
238 RELIANCE STEEL & ALUMINUM CO 900 72,000 0.03%
239 THERMO FISHER SCIENTIFIC INC 500 71,000 0.03%
240 TWENTY FIRST CENTY FOX INC 2,500 70,000 0.03%
241 INTUIT 600 69,000 0.03%
242 VANGUARD SCOTTSDALE FDS 790 68,000 0.03%
243 ABBOTT LABS 1,778 68,000 0.03%
244 D R HORTON INC 2,450 67,000 0.03%
245 CVS HEALTH CORP 831 66,000 0.03%
246 SOUTHWESTERN ENERGY CO 6,100 66,000 0.03%
247 KANSAS CITY SOUTHERN 781 66,000 0.03%
248 DU PONT E I DE NEMOURS & CO 885 65,000 0.03%
249 IMMUNE DESIGN CORP 11,665 64,000 0.03%
250 SUPER MICRO COMPUTER INC COM 2,250 63,000 0.03%
Page 5 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-17-000987, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.