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NUVEEN S&P 500 BUY-WRITE INC
NUVEEN S&P 500 BUY-WRITE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 84 Institutional holders with a total value of $232,186,827.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7,599,064 96,660,000 41.63%
2 UBS Group AG 1,994,521 25,370,000 10.93%
3 Invesco Ltd. 942,169 11,984,000 5.16%
4 WELLS FARGO & COMPANY/MN 863,409 10,982,000 4.73%
5 BANK OF AMERICA CORP /DE/ 638,902 8,127,000 3.50%
6 GUGGENHEIM CAPITAL LLC 543,589 6,914,000 2.98%
7 LPL Financial LLC 499,014 6,362,000 2.74%
8 STIFEL FINANCIAL CORP 425,019 5,407,000 2.33%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 344,059 4,377,000 1.89%
10 Shaker Financial Services, LLC 285,670 3,634,000 1.57%
11 ARMOR INVESTMENT ADVISORS, LLC 260,167 3,309,000 1.43%
12 Advisors Asset Management, Inc. 253,749 3,228,000 1.39%
13 CITIGROUP INC 252,494 3,211,000 1.38%
14 Cetera Advisor Networks LLC 222,866 2,839,000 1.22%
15 Commonwealth Equity Services, Inc 217,688 2,769,000 1.19%
16 COHEN & STEERS, INC. 200,492 2,550,000 1.10%
17 1832 Asset Management L.P. 186,710 2,375,000 1.02%
18 Cambridge Investment Research Advisors, Inc. 165,766 2,109,000 0.91%
19 RAYMOND JAMES & ASSOCIATES 162,300 2,064,000 0.89%
20 Focused Wealth Management, Inc 148,031 1,883,000 0.81%
21 BANK OF NOVA SCOTIA 143,373 1,824,000 0.79%
22 AMERIPRISE FINANCIAL INC 137,317 1,766,000 0.76%
23 VICUS CAPITAL 132,768 1,689,000 0.73%
24 Thomas J. Herzfeld Advisors, Inc. 107,686 1,370,000 0.59%
25 ROYAL BANK OF CANADA 95,323 1,212,000 0.52%
26 Financial Sense Advisors, Inc. 92,917 1,182,000 0.51%
27 BRUDERMAN ASSET MANAGEMENT, LLC 88,772 1,129,000 0.49%
28 Raymond James Financial Services Advisors, Inc. 84,891 1,080,000 0.47%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 74,595 948,000 0.41%
30 TILLER PRIVATE WEALTH, INC. 70,740 900,000 0.39%
31 Apriem Advisors 70,321 894,000 0.39%
32 DOLIVER ADVISORS, LP 66,895 851,000 0.37%
33 LVW Advisors, LLC 63,272 805,000 0.35%
34 MSI Financial Services Inc 62,662 797,000 0.34%
35 TRUST DEPARTMENT MB FINANCIAL BANK N A 58,485 744,000 0.32%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 49,792 633,000 0.27%
37 Weiss Asset Management LP 49,002 623,000 0.27%
38 Janney Montgomery Scott LLC 44,903 571,000 0.25%
39 JACKSON, GRANT INVESTMENT ADVISERS, INC. 36,862 469,000 0.20%
40 M&T BANK CORP 33,600 428,000 0.18%
41 Cordasco Financial Network 31,299 398,000 0.17%
42 SHEAFF BROCK INVESTMENT ADVISORS, LLC 28,286 360,000 0.16%
43 Waverly Advisors, LLC 28,022 356,000 0.15%
44 Bank of New York Mellon Corp 27,158 345,000 0.15%
45 ADVISOR GROUP, INC. 25,865 329,000 0.14%
46 Patten Group, Inc. 23,964 313,000 0.13%
47 Sigma Planning Corp 23,905 304,000 0.13%
48 GLEN EAGLE ADVISORS, LLC 20,948 266,464 0.11%
49 Stratos Wealth Partners, LTD. 19,275 245,000 0.11%
50 NINE MASTS CAPITAL Ltd 17,998 229,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.