Dark
Light
System
Institutional Investment Manager
Blume Capital Management, Inc.
Blume Capital Management, Inc. (CIK: 0001587192) incorporated in California, located at 1708 Shattuck Avenue, Berkeley, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001587192-16-000008) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
51 GLAXOSMITHKLINE PLC 170 12 0.01%
52 NOVO-NORDISK A S 0 12 0.01%
53 LENDINGCLUB CORP 2,700 12 0.01%
54 NEW YORK TIMES CO 1,000 12 0.01%
55 EBAY INC 566 13 0.01%
56 SOLARCITY CORP 525 13 0.01%
57 BOEING CO 0 13 0.01%
58 NUVEEN PREFERRED SECURITIES 1,500 14 0.01%
59 ILLUMINA INC 100 14 0.01%
60 TITAN PHARMACEUTICALS 0 14 0.01%
61 EASTMAN CHEM CO 0 14 0.01%
62 California Resources Corp 931 15 0.01%
63 DIAGEO P L C 133 15 0.01%
64 GOLDMAN SACHS GROUP INC 100 15 0.01%
65 UNITED TECHNOLOGIES CORP 0 16 0.01%
66 VANGUARD INDEX FDS 0 16 0.01%
67 PENNYMAC MTG INVT TR 0 16 0.01%
68 NUVEEN FLOATING RATE INCOME 0 16 0.01%
69 ENBRIDGE ENERGY PARTNERS L P 0 17 0.01%
70 PROSHARES TR 400 17 0.01%
71 ROSS STORES INC 300 17 0.01%
72 VANGUARD SPECIALIZED FUNDS 213 18 0.01%
73 ALIBABA GROUP HLDG LTD 225 18 0.01%
74 BARCLAYS BK PLC 0 18 0.01%
75 VANGUARD INTL EQUITY INDEX F 400 19 0.01%
76 AMERIGAS PARTNERS L P 400 19 0.01%
77 SPDR SERIES TRUST 0 19 0.01%
78 WHITEWAVE FOODS CO 0 23 0.02%
79 CABOT OIL & GAS CORP 900 23 0.02%
80 PORTOLA PHARMACEUTICALS INC 0 24 0.02%
81 PAYPAL HLDGS INC 666 24 0.02%
82 SHIRE PLC 133 24 0.02%
83 YAHOO INC 650 24 0.02%
84 VANECK ETF TRUST 100 24 0.02%
85 PALO ALTO NETWORKS INC 0 25 0.02%
86 PRINCIPAL FIN GROUP 0 25 0.02%
87 SOUTHWEST AIRLS CO 0 26 0.02%
88 FORD MTR CO DEL 1,396 26 0.02%
89 EXPRESS SCRIPTS HLDG CO 0 26 0.02%
90 VANGUARD MORTG-BACK SEC ETF 477 26 0.02%
91 HELMERICH & PAYNE INC 400 27 0.02%
92 RALPH LAUREN CORP 300 27 0.02%
93 VODAFONE GROUP PLC NEW 500 28 0.02%
94 WASTE MGMT INC DEL 0 28 0.02%
95 UBS AG LONDON BRH 0 28 0.02%
96 MASTERCARD INCORPORATED 0 31 0.02%
97 ARES CAPITAL CORP 2,200 31 0.02%
98 SPDR GOLD TR 250 32 0.02%
99 Western Asset Emerging Markets 3,000 33 0.02%
100 BARCLAYS BK PLC 0 33 0.02%
Page 2 of 5
Restatement filing (0001587192-16-000009) filed in 2016.08.11
#
Name
Shares
Value ($)
%
Options
Notes
1 JOHNSON & JOHNSON 73,356 8,898 5.87%
2 APPLE INC 85,714 8,194 5.41%
3 ALLERGAN PLC 35,005 8,089 5.34%
4 SCHLUMBERGER LTD 95,453 7,548 4.98%
5 QUALCOMM INC 134,825 7,223 4.76%
6 MICROSOFT CORP 129,843 6,644 4.38%
7 ISHARES TR 23,566 6,064 4.00%
8 ORACLE CORP 137,969 5,647 3.73%
9 COMCAST CORP NEW 85,031 5,543 3.66%
10 GENERAL ELECTRIC CO 175,738 5,532 3.65%
11 GENERAL MTRS CO 178,473 5,051 3.33%
12 WELLS FARGO & CO NEW 102,179 4,836 3.19%
13 Oaktree Cap Grp Llc 105,350 4,715 3.11%
14 ALPHABET INC 6,767 4,683 3.09%
15 METLIFE INC 111,445 4,439 2.93%
16 TIME WARNER INC 55,475 4,080 2.69%
17 DEVON ENERGY CORP NEW 105,805 3,835 2.53%
18 ANTERO RES CORP 140,600 3,653 2.41%
19 VANGUARD SCOTTSDALE FDS 42,974 3,474 2.29%
20 HALLIBURTON CO 76,350 3,458 2.28%
21 CAPITAL ONE FINL CORP 53,425 3,393 2.24%
22 VANGUARD INDEX FDS 26,044 2,791 1.84%
23 JPMORGAN CHASE & CO 43,117 2,679 1.77%
24 BERKSHIRE HATHAWAY INC DEL 14,801 2,143 1.41%
25 EXXON MOBIL CORP 21,460 2,012 1.33%
26 COSTCO WHSL CORP NEW 12,785 2,008 1.32%
27 RANGE RES CORP 41,625 1,796 1.18%
28 PRICELINE GRP INC 1,375 1,717 1.13%
29 KINDER MORGAN INC DEL 85,162 1,594 1.05%
30 COLGATE PALMOLIVE CO 18,984 1,390 0.92%
31 FEDEX CORP 7,523 1,142 0.75%
32 DISNEY WALT CO 11,509 1,126 0.74%
33 EATON VANCE LTD DURATION INC 82,259 1,106 0.73%
34 COCA COLA CO 23,280 1,055 0.70%
35 HONEYWELL INTL INC 7,325 852 0.56%
36 ISHARES TR 12,200 681 0.45%
37 EMERSON ELEC CO 12,633 659 0.43%
38 CHEVRON CORP NEW 4,918 516 0.34%
39 GILEAD SCIENCES INC 5,500 459 0.30%
40 VANGUARD SCOTTSDALE FDS 4,375 391 0.26%
41 AMAZON COM INC 543 389 0.26%
42 ALPHABET INC 534 376 0.25%
43 AQUA AMERICA INC 10,275 366 0.24%
44 AT&T INC 8,321 360 0.24%
45 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 23,200 354 0.23%
46 STARBUCKS CORP 6,000 343 0.23%
47 FACEBOOK INC 2,700 309 0.20%
48 CISCO SYS INC 10,665 306 0.20%
49 TORTOISE MLP FD INCORPORATED 15,025 277 0.18%
50 ENTERPRISE PRODS PARTNERS L 9,100 266 0.18%
Page 1 of 5