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Institutional Investment Manager
D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. (CIK: 0001596920) incorporated in Kentucky, located at P.O. Box 2010, Lexington, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 179 holdings with a total value of $127,402,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 COLUMBIA PPTY TR INC 595 13,000 0.01%
102 AUTOMATIC DATA PROCESSING IN 142 13,000 0.01%
103 VANGUARD INDEX FDS 95 12,000 0.01%
104 AT&T INC 300 12,000 0.01%
105 ELECTRONIC ARTS INC 140 12,000 0.01%
106 VANGUARD INDEX FDS 95 12,000 0.01%
107 TEXAS INSTRS INC 164 12,000 0.01%
108 SPDR GOLD TR 90 11,000 0.01%
109 TEMPUR SEALY INTL INC 200 11,000 0.01%
110 CUMMINS INC 80 10,000 0.01%
111 CELGENE CORP 100 10,000 0.01%
112 BP PLC 283 10,000 0.01%
113 YUM BRANDS INC 110 10,000 0.01%
114 VANGUARD BD INDEX FDS 112 9,000 0.01%
115 WELLS FARGO & CO NEW 177 8,000 0.01%
116 VANGUARD TAX-MANAGED FDS 205 8,000 0.01%
117 MEAD JOHNSON NUTRITI 100 8,000 0.01%
118 MARATHON PETE CORP 206 8,000 0.01%
119 ALPHABET INC 10 8,000 0.01%
120 BRISTOL MYERS SQUIBB CO 140 8,000 0.01%
121 PACIRA PHARMACEUTICALS INC 200 7,000 0.01%
122 RANGE RES CORP 180 7,000 0.01%
123 WEBSITE PROS INC COM 413 7,000 0.01%
124 FACEBOOK INC 50 6,000 0.00%
125 ZOETIS INC 119 6,000 0.00%
126 DOW CHEM CO 107 6,000 0.00%
127 FIREEYE INC 375 6,000 0.00%
128 ANNALY CAP MGMT INC 500 5,000 0.00% PRN
129 PPL CORP 145 5,000 0.00%
130 ZILLOW GROUP INC 150 5,000 0.00%
131 STANLEY BLACK &DECKER INC 32 4,000 0.00%
132 OLD NATL BANCORP IND COM 280 4,000 0.00%
133 STRATASYS LTD 150 4,000 0.00%
134 ZIMMER BIOMET HLDGS INC 33 4,000 0.00%
135 DOMINION ENERGY INC 55 4,000 0.00%
136 STARWOOD PPTY TR INC COM 195 4,000 0.00% PRN
137 MEDTRONIC PLC 43 4,000 0.00%
138 ILLINOIS TOOL WKS INC 32 4,000 0.00%
139 BRITISH AMERN TOB PLC 23 3,000 0.00%
140 FEDEX CORP 16 3,000 0.00%
141 UNION PAC CORP 27 3,000 0.00%
142 DIAGEO P L C 22 3,000 0.00%
143 EVERSOURCE ENERGY 60 3,000 0.00%
144 MARATHON OIL CORP 206 3,000 0.00%
145 UNITED PARCEL SERVICE INC 27 3,000 0.00%
146 SYMANTEC CORP 112 3,000 0.00%
147 INTL PAPER CO 61 3,000 0.00%
148 BOEING CO 22 3,000 0.00%
149 DELL TECHNOLOGIES INC 33 2,000 0.00%
150 UNITED TECHNOLOGIES CORP 24 2,000 0.00%
Page 3 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-128456, filed 2016.10.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.