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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 5,511 4,903 0.27%
52 Kinder Morgan Inc. 5,888 4,841 0.27%
53 Ishares 2015 Amt-Free Muni Term Etf 9,086 4,820 0.27%
54 SPDR SER TR 15,323 4,744 0.27%
55 NORTHROP GRUMMAN CORP 3,922 4,692 0.26%
56 ISHARES TR 10,759 4,651 0.26%
57 ISHARES TR 4,289 4,574 0.26%
58 CLAYMORE EXCHANGE TRD FD TR 18,882 4,326 0.24%
59 ISHARES TR 4,017 4,268 0.24%
60 SPDR S&P MIDCAP 400 ETF TR 1,574 4,101 0.23%
61 MICROSOFT CORP 9,708 4,048 0.23%
62 WISDOMTREE TR 7,964 4,035 0.23%
63 EXXON MOBIL CORP 3,927 3,953 0.22%
64 POWERSHARES ETF TRUST 16,574 3,865 0.22%
65 PHILIP MORRIS INTL INC 4,449 3,751 0.21%
66 ISHARES TR 5,208 3,739 0.21%
67 SPDR GOLD TR 2,850 3,649 0.20%
68 ENERGY TRANSFER PRTNRS L P 6,180 3,583 0.20%
69 ISHARES U.S. UTILITIES ETF 3,120 3,475 0.19%
70 PFIZER INC 11,312 3,357 0.19%
71 SPDR INDEX SHS FDS 9,116 3,138 0.18%
72 BRISTOL MYERS SQUIBB CO 6,377 3,094 0.17%
73 VANGUARD SCOTTSDALE FDS 3,744 3,009 0.17%
74 PROGRESSIVE CORP OHIO 11,792 2,990 0.17%
75 APPLE INC 3,056 2,840 0.16%
76 LILLY ELI & CO 4,523 2,812 0.16%
77 AT&T INC 7,786 2,753 0.15%
78 INTERNATIONAL BUSINESS MACHS 1,404 2,545 0.14%
79 ISHARES RUSSELL 1000 ETF 2,302 2,535 0.14%
80 SUNOCO LOGISTICS PRTNRS L P 5,316 2,504 0.14%
81 SELECT SECTOR SPDR TR 2,448 2,450 0.14%
82 SPDR SER TR 7,109 2,450 0.14%
83 ISHARES TR 2,705 2,442 0.14%
84 ISHARES TR 2,178 2,383 0.13%
85 ALTRIA GROUP INC 5,643 2,367 0.13%
86 CLAYMORE EXCHANGE TRD FD TR 10,385 2,209 0.12%
87 CEDAR FAIR L P 4,145 2,193 0.12%
88 HANCOCK JOHN TAX-ADV DIV INC 10,363 2,169 0.12%
89 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 1,957 2,156 0.12%
90 VERIZON COMMUNICATIONS INC 4,368 2,137 0.12%
91 Ishares Amt-Free Muni Bond ETF 09/2/2016 3,956 2,119 0.12%
92 SPDR SERIES TR 8,853 2,096 0.12%
93 Greenhaven Continuous Commodit 7,462 2,084 0.12%
94 GLAXOSMITHKLINE PLC 3,883 2,077 0.12%
95 CLAYMORE EXCHANGE TRD FD TR 7,445 2,055 0.12%
96 GENERAL ELECTRIC CO 7,720 2,029 0.11%
97 ISHARES MSCI BIC ETF 5,256 2,026 0.11%
98 AMERICAN ELECTRIC POWER 3,590 2,002 0.11%
99 ISHARES RUSSELL 2000 GROWTH ETF 1,438 1,990 0.11%
100 SPDR INDEX SHS FDS 4,525 1,958 0.11%
Page 2 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR 94,000 9,519 5.34%
4 SPDR SER TR 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES TR 177,259 6,598 3.70%
9 ISHARES TR 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES ETF TRUST 235,600 3,018 1.69%
15 VANGUARD INDEX FDS 30,260 2,724 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
17 ISHARES TR 59,871 2,388 1.34%
18 ALPS ETF TR 123,851 2,353 1.32%
19 VANGUARD INDEX FDS 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO ETF TR 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 1,026 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 POWERSHARES ETF TRUST 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR 6,246 657 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 600 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
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