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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
151 ISHARES TR 622 1,011 0.06%
152 ISHARES TR 1,639 1,468 0.08%
153 ISHARES TR 6,246 6,571 0.37%
154 ISHARES TR 2,705 2,442 0.14%
155 ISHARES TR 4,288 1,711 0.10%
156 ISHARES TR 47,980 75,367 4.23%
157 ISHARES TR 53,114 67,413 3.78%
158 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
159 ISHARES U.S. UTILITIES ETF 3,120 3,475 0.19%
160 ITT Corp 55 26 0.00%
161 Ishares - Japan 4,385 528 0.03%
162 Ishares 2015 Amt-Free Muni Term Etf 9,086 4,820 0.27%
163 Ishares Amt-Free Muni Bond ETF 09/2/2016 3,956 2,119 0.12%
164 JOHNSON & JOHNSON 1,619 1,694 0.09%
165 JPMORGAN CHASE & CO 1,679 967 0.05%
166 KEYCORP 51 7 0.00%
167 KIMBERLY CLARK CORP 257 286 0.02%
168 KRAFT HEINZ CO COM 1,734 1,040 0.06%
169 Kinder Morgan Inc. 5,888 4,841 0.27%
170 L BRANDS INC 680 399 0.02%
171 LILLY ELI & CO 4,523 2,812 0.16%
172 LINN ENERGY LLC UNIT LTD LIAB 1,794 580 0.03%
173 LOEWS CORP 1,201 528 0.03%
174 LORILLARD 3,069 1,871 0.10%
175 LUMEN TECHNOLOGIES INC 34 12 0.00%
176 LXP INDUSTRIAL TRUST COM 792 87 0.00%
177 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
178 MARATHON OIL CORP 1,150 459 0.03%
179 MARATHON PETE CORP 575 449 0.03%
180 MARKET VECTORS ETF TR 146 100 0.01%
181 MCCORMICK & CO INC 141 101 0.01%
182 MCDONALDS CORP 1,296 1,306 0.07%
183 MCKESSON CORP 85 158 0.01%
184 MERCK & CO INC 1,933 1,118 0.06%
185 MICROSOFT CORP 9,708 4,048 0.23%
186 MID AMER APT CMNTYS INC 54 39 0.00%
187 MONDELEZ INTL INC 5,179 1,948 0.11%
188 MORGAN STANLEY 926 388 0.02%
189 MORGAN STANLEY 1,081 349 0.02%
190 MOTORS LIQUIDATION CO. TRUST 27 7 0.00%
191 Market Vectors Agribusiness ET 394 217 0.01%
192 NATIONAL GRID PLC 280 208 0.01%
193 NORDSON CORP 1,036 831 0.05%
194 NORTHERN TIER ENERGY LP COM UN REPR PART 377 101 0.01%
195 NORTHROP GRUMMAN CORP 3,922 4,692 0.26%
196 NOVARTIS A G 215 195 0.01%
197 NUANCE COMM 199 37 0.00%
198 NUVEEN QUALITY INCOME MUNI FUND 2,035 279 0.02%
199 ONEOK PARTNERS LP 2,906 1,703 0.10%
200 ORACLE CORP 4,800 1,945 0.11%
Page 4 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR 94,000 9,519 5.34%
4 SPDR SER TR 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES TR 177,259 6,598 3.70%
9 ISHARES TR 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES ETF TRUST 235,600 3,018 1.69%
15 VANGUARD INDEX FDS 30,260 2,724 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
17 ISHARES TR 59,871 2,388 1.34%
18 ALPS ETF TR 123,851 2,353 1.32%
19 VANGUARD INDEX FDS 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO ETF TR 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 1,026 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 POWERSHARES ETF TRUST 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR 6,246 657 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 600 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
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