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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 797 Institutional holders with a total value of $21,873,859,608.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 51,102,219 4,626,284,000 21.15%
2 PRIMECAP MANAGEMENT CO/CA/ 23,846,236 2,158,800,000 9.87%
3 BROWN BROTHERS HARRIMAN & CO 11,394,385 1,031,534,000 4.72%
4 WELLS FARGO & COMPANY/MN 7,062,612 639,441,000 2.92%
5 BB&T SECURITIES, LLC 683,470 618,744,000 2.83%
6 Fisher Asset Management, LLC 5,969,963 540,461,000 2.47%
7 UBS AG 4,387,926 397,239,000 1.82%
8 NORTHERN TRUST CORP 4,034,921 365,282,000 1.67%
9 MANAGED ACCOUNT ADVISORS LLC 3,960,272 358,523,000 1.64%
10 LOOMIS SAYLES & CO L P 3,062,631 277,260,000 1.27%
11 FMR LLC 2,820,687 255,357,000 1.17%
12 Clearbridge Investments, LLC 2,807,874 254,197,000 1.16%
13 Invesco Ltd. 2,800,911 253,567,000 1.16%
14 PARNASSUS INVESTMENTS, LLC 2,713,110 245,618,000 1.12%
15 FRANKLIN RESOURCES INC 2,641,083 239,097,000 1.09%
16 Capital Research Global Investors 2,515,056 227,688,000 1.04%
17 Boston Partners 2,417,787 218,882,000 1.00%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,383,513 215,779,000 0.99%
19 Neuberger Berman Group LLC 2,380,038 215,465,000 0.99%
20 WHV Investments, Inc. 2,356,830 213,364,000 0.98%
21 EARNEST PARTNERS LLC 2,336,621 211,534,000 0.97%
22 BANK OF AMERICA CORP /DE/ 2,295,247 207,789,000 0.95%
23 MACQUARIE GROUP LTD 2,188,611 198,135,000 0.91%
24 LAZARD ASSET MANAGEMENT LLC 2,115,018 191,472,000 0.88%
25 DIMENSIONAL FUND ADVISORS LP 2,059,142 186,414,000 0.85%
26 JPMORGAN CHASE & CO 1,882,082 170,384,000 0.78%
27 SCHAFER CULLEN CAPITAL MANAGEMENT INC 1,814,449 164,262,000 0.75%
28 MORGAN STANLEY 1,702,578 154,134,000 0.70%
29 BAHL & GAYNOR INC 1,633,714 147,900,000 0.68%
30 CAMBIAR INVESTORS LLC 1,604,574 145,262,000 0.66%
31 AMERIPRISE FINANCIAL INC 1,602,551 145,081,000 0.66%
32 THORNBURG INVESTMENT MANAGEMENT INC 1,593,145 144,227,000 0.66%
33 Mawer Investment Management Ltd. 1,572,498 142,373,000 0.65%
34 Sterling Capital Management LLC 1,561,796 141,389,000 0.65%
35 Capital International Investors 1,464,000 132,536,000 0.61%
36 SOUND SHORE MANAGEMENT INC /CT/ 1,442,881 130,624,000 0.60%
37 UNITED STATES STEEL & CARNEGIE PENSION FUND 1,430,642 129,516,000 0.59%
38 BRISTOL JOHN W & CO INC /NY/ 1,316,359 119,170,000 0.54%
39 Bank of New York Mellon Corp 1,277,317 115,634,000 0.53%
40 SCHARF INVESTMENTS, LLC 1,272,297 115,181,000 0.53%
41 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,195,254 108,206,000 0.49%
42 PRICE T ROWE ASSOCIATES INC /MD/ 1,130,428 102,338,000 0.47%
43 FAYEZ SAROFIM & CO 1,123,133 101,895,000 0.47%
44 SATURNA CAPITAL CORP 1,115,053 100,946,000 0.46%
45 ROCKEFELLER FINANCIAL SERVICES INC 1,096,845 99,297,000 0.45%
46 NOMURA HOLDINGS INC 1,100,000 99,242,000 0.45% Call
47 THOMASPARTNERS, INC. 999,521 90,486,000 0.41%
48 WESTWOOD HOLDINGS GROUP INC 970,818 87,888,000 0.40%
49 Capital World Investors 934,000 84,555,000 0.39%
50 EDGE ASSET MANAGEMENT, INC 916,759 82,994,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.