Dark
Light
System
Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
151 WISDOMTREE TR 1,191 834 0.05%
152 NORDSON CORP 1,036 831 0.05%
153 EATON CORP PLC 1,060 818 0.05%
154 CONOCOPHILLIPS 894 767 0.04%
155 S&P Developed Ex-U.S. Property Index Fund 1,951 762 0.04%
156 SPDR INDEX SHS FDS 999 752 0.04%
157 SPDR DOW JONES REIT ETF 877 728 0.04%
158 HOME DEPOT INC 887 718 0.04%
159 PUBLIC STORAGE 410 703 0.04%
160 SUN LIFE FINL INC 1,903 699 0.04%
161 POWERSHARES DB CMDTY IDX TRA 2,604 692 0.04%
162 WISDOMTREE TR 1,205 675 0.04%
163 VENTAS INC 1,042 668 0.04%
164 VANGUARD INDEX FDS 515 656 0.04%
165 YUM BRANDS INC 800 650 0.04%
166 WILLIAMS COS INC DEL 1,084 631 0.04%
167 SPDR INDEX SHS FDS 1,218 625 0.04%
168 HUNTINGTON INGALLS INDS INC 653 618 0.03%
169 WISDOMTREE TOTAL 834 589 0.03%
170 LINN ENERGY LLC UNIT LTD LIAB 1,794 580 0.03%
171 ABBVIE INC 1,022 577 0.03%
172 PARKER HANNIFIN CORP 450 566 0.03%
173 WISDOMTREE TR 1,870 563 0.03%
174 ISHARES MSCI SINGAP ETF 4,050 548 0.03%
175 ISHARES 808 548 0.03%
176 LOEWS CORP 1,201 528 0.03%
177 Ishares - Japan 4,385 528 0.03%
178 VALLEY NATL BANCORP 5,250 520 0.03%
179 CLAYMORE EXCHANGE TRD FD TR 2,392 507 0.03%
180 ISHARES 1,035 495 0.03%
181 DOW CHEM CO 958 493 0.03%
182 SPDR INDEX SHS FDS 721 488 0.03%
183 POWERSHARES ETF TR II 1,628 475 0.03%
184 ISHARES TR 314 471 0.03%
185 WISDOMTREE TR 722 468 0.03%
186 PROCTER AND GAMBLE CO 589 463 0.03%
187 MARATHON OIL CORP 1,150 459 0.03%
188 ISHARES TR 1,428 459 0.03%
189 MARATHON PETE CORP 575 449 0.03%
190 CDN IMPERIAL BK COMM TORONTO 491 447 0.03%
191 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 487 443 0.02%
192 SPDR INDEX SHS FDS 1,100 441 0.02%
193 ISHARES TR 347 431 0.02%
194 DISNEY WALT CO 490 420 0.02%
195 Abbott Labs Common 1,022 418 0.02%
196 L BRANDS INC 680 399 0.02%
197 PIMCO ETF TR 362 395 0.02%
198 TEEKAY CORPORATION 626 390 0.02%
199 MORGAN STANLEY 926 388 0.02%
200 POWERSHARES ETF TR II 1,143 382 0.02%
Page 4 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR 94,000 9,519 5.34%
4 SPDR SER TR 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES TR 177,259 6,598 3.70%
9 ISHARES TR 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES ETF TRUST 235,600 3,018 1.69%
15 VANGUARD INDEX FDS 30,260 2,724 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
17 ISHARES TR 59,871 2,388 1.34%
18 ALPS ETF TR 123,851 2,353 1.32%
19 VANGUARD INDEX FDS 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO ETF TR 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 1,026 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 POWERSHARES ETF TRUST 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR 6,246 657 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 600 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
Page 1 of 7