Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 32 Institutional holders with a total value of $71,939,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 651,465 13,798,000 19.18%
2 BANK OF AMERICA CORP /DE/ 377,871 8,004,000 11.13%
3 HighTower Advisors, LLC 317,357 6,722,000 9.34%
4 UBS AG 257,073 5,445,000 7.57%
5 GM Advisory Group, LLC 250,443 5,304,000 7.37%
6 NewSquare Capital LLC 159,260 3,373,000 4.69%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 150,412 3,186,000 4.43%
8 ENVESTNET ASSET MANAGEMENT INC 145,729 3,087,000 4.29%
9 Linscomb Wealth, Inc. 145,506 3,082,000 4.28%
10 Evanston Investments, Inc., dba Evanston Advisors 128,486 2,721,000 3.78%
11 ROYAL BANK OF CANADA 124,844 2,644,000 3.68%
12 JANE STREET GROUP, LLC 120,754 2,558,000 3.56%
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 104,173 2,206,000 3.07%
14 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 100,865 2,136,000 2.97%
15 Bluefin Trading, LLC 78,140 1,700,000 2.36%
16 WELLS FARGO & COMPANY/MN 66,532 1,409,000 1.96%
17 Virtu KCG Holdings LLC 44,795 949,000 1.32%
18 AMERIPRISE FINANCIAL INC 33,007 696,000 0.97%
19 OLD NATIONAL BANCORP /IN/ 25,878 548,000 0.76%
20 Legacy Private Trust Co. 18,605 394,000 0.55%
21 Robert W. Baird & Co. Inc 17,950 380,000 0.53%
22 Marquette Asset Management, LLC 16,980 360,000 0.50%
23 FCG ADVISORS, LLC 12,713 269,000 0.37%
24 KMS FINANCIAL SERVICES, INC 10,589 224,000 0.31%
25 CADENCE BANK NA 10,292 218,000 0.30%
26 Gradient Investments LLC 7,015 149,000 0.21%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,878 146,000 0.20%
28 Lehman Financial Resources, Inc. 4,840 103,000 0.14%
29 Parasol Investment Management, LLC 2,540 54,000 0.08%
30 Capital Advisors, Ltd. LLC 2,392 51,000 0.07%
31 COMMUNITY FINANCIAL SYSTEM, INC. 600 13,000 0.02%
32 JNBA Financial Advisors 450 10,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.