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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
251 SPDR S&P 500 GROWTH ETF 487 443 0.02%
252 SPDR S&P BRIC 40 ETF 489 116 0.01%
253 SPDR S&P EMERGIN MARKETS DI 1,100 441 0.02%
254 SPDR S&P MIDCAP 400 ETF TR 1,574 4,101 0.23%
255 SPDR SER TR 15,323 4,744 0.27%
256 SPDR SER TR DJ WILSHIRE REIT ETF 877 728 0.04%
257 SPDR SERIES TRUST 7,109 2,450 0.14%
258 SPDR SERIES TRUST 24,673 6,003 0.34%
259 SPDR SERIES TRUST 200 210 0.01%
260 SPDR SERIES TRUST 103,191 79,034 4.43%
261 SPRINT CORP COM SER 1 132 11 0.00%
262 SUN LIFE FINANCIAL INC 1,903 699 0.04%
263 SUNOCO LOGISTICS PRTNRS L P 5,316 2,504 0.14%
264 Streettracks Index Shs 999 752 0.04%
265 TARGET CORP 151 88 0.00%
266 TEEKAY CORPORATION 626 390 0.02%
267 TEXAS INSTRS INC 60 29 0.00%
268 TIME INC NEW 8 2 0.00%
269 TIME WARNER INC 67 47 0.00%
270 TIME WARNER INC NEW 16 24 0.00%
271 TJX COS INC NEW 97 52 0.00%
272 TOTAL S A 2,010 1,451 0.08%
273 TREEHOUSE FOODS INC 83 66 0.00%
274 TURKCELL ILETISIM HIZMET 7,088 1,106 0.06%
275 TYSON FOODS INC 500 188 0.01%
276 ULTRALIFE CORP 580 22 0.00%
277 UMINING RES INC 1,000 0 0.00%
278 UNITED PARCEL SERVICE INC 65 67 0.00%
279 UNIVERSAL ELECTRONICS INC 639 312 0.02%
280 US BANCORP DEL 103 45 0.00%
281 VALLEY NATL BANCORP 5,250 520 0.03%
282 VANGUARD INDEX FDS 24,890 18,627 1.04%
283 VANGUARD INDEX FDS 23,807 19,272 1.08%
284 VANGUARD INDEX FDS 12,027 11,590 0.65%
285 VANGUARD INDEX FDS 8,761 7,617 0.43%
286 VANGUARD INDEX FDS 33,744 33,373 1.87%
287 VANGUARD INDEX FDS 515 656 0.04%
288 VANGUARD INDEX FDS 153 179 0.01%
289 VANGUARD INDEX FDS 1,457 1,537 0.09%
290 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
291 VANGUARD INTL EQUITY INDEX F 499 215 0.01%
292 VANGUARD INTL EQUITY INDEX F 1,662 996 0.06%
293 VANGUARD LARGE CAP ETF 30,260 27,237 1.53%
294 VANGUARD SCOTTSDALE FDS 3,744 3,009 0.17%
295 VANGUARD SECTOR INDEX FDS VANGUARD UTILS VIPERS 1,020 987 0.06%
296 VANGUARD SHORT TERM BOND ETF 2,063 1,657 0.09%
297 VANGUARD SPECIALIZED PORTFOL 98,774 76,994 4.32%
298 VANGUARD TAX MANAGED INTL FD 2,317 987 0.06%
299 VANGUARD US MID CAP 151 179 0.01%
300 VENTAS INC 1,042 668 0.04%
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Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR RUS 1000 VAL ETF 94,000 9,519 5.34%
4 SPDR SERIES TRUST 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED PORTFOL 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES MSCI USA MINIMUM VOLATILITY ETF 177,259 6,598 3.70%
9 ISHARES S&P 600 GROWTH INDEX ETF 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES H/Y EQ DVD ACHIE 235,600 3,018 1.69%
15 VANGUARD LARGE CAP ETF 30,260 2,724 1.53%
16 GUGGENHEIM MULTI-ASSET INCOME 95,417 2,494 1.40%
17 ISHARES TR INTL SEL DIV ETF 59,871 2,388 1.34%
18 ALPS ETF TRUST ALERIAN MLP ETF 123,851 2,353 1.32%
19 Vanguard Total Stock Mkt ETF 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO TR ENHANCED SHORT MATURITY ACTIVE ETF 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM LP 12,204 1,026 0.58%
33 SHORT TERM BONDS 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 Powershs Exch Trad Fd Tr 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR S&P 500 GRWT ETF 6,246 657 0.37%
45 SPDR DOW JONES INDUSTRIAL AVER 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 SPDR SERIES TRUST 24,673 600 0.34%
48 SPDR INDEX SHS FDS 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
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