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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 42 Institutional holders with a total value of $107,702,919.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 283,507 29,912,000 27.77%
2 BB&T SECURITIES, LLC 18,367 19,311,000 17.93%
3 UBS AG 79,698 8,379,000 7.78%
4 OLD DOMINION CAPITAL MANAGEMENT INC 52,577 5,528,000 5.13%
5 SG Americas Securities, LLC 43,550 4,579,000 4.25%
6 Capital Advantage, Inc. 39,274 4,402,000 4.09%
7 BANK OF AMERICA CORP /DE/ 40,361 4,244,000 3.94%
8 WELLS FARGO & COMPANY/MN 36,914 3,882,000 3.60%
9 ARS Investment Partners, LLC 31,268 3,288,000 3.05%
10 HighTower Advisors, LLC 26,727 2,810,000 2.61%
11 Asset Management Group, Inc. 21,643 2,276,000 2.11%
12 Bank of New York Mellon Corp 21,328 2,242,000 2.08%
13 MORGAN STANLEY 20,474 2,153,000 2.00%
14 LPL Financial LLC 20,369 2,142,000 1.99%
15 ROYAL BANK OF CANADA 17,529 1,843,000 1.71%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,675 1,548,000 1.44%
17 D.A. DAVIDSON & CO. 13,354 1,404,000 1.30%
18 Private Advisor Group, LLC 11,269 1,185,000 1.10%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,510 684,000 0.64%
20 Commonwealth Equity Services, Inc 5,905 621,000 0.58%
21 Legacy Private Trust Co. 4,575 481,000 0.45%
22 FINANCIAL COUNSELORS INC 4,460 469,000 0.44%
23 AMERIPRISE FINANCIAL INC 4,434 466,000 0.43%
24 NATIONAL PLANNING CORP 4,312 453,000 0.42%
25 HSBC HOLDINGS PLC 3,800 401,000 0.37%
26 Janney Montgomery Scott LLC 3,014 316,892 0.29%
27 Carlson Capital Management 2,796 294,000 0.27%
28 PNC FINANCIAL SERVICES GROUP, INC. 2,700 284,000 0.26%
29 NEW ENGLAND SECURITIES CORP /MA/ 2,666 280,000 0.26%
30 Northeast Financial Consultants Inc 2,540 267,000 0.25%
31 CITIGROUP INC 2,503 264,000 0.25%
32 EXENCIAL WEALTH ADVISORS, LLC 2,394 250,000 0.23%
33 B. Riley Wealth Advisors, Inc. 4,262 224,277 0.21%
34 Virtu KCG Holdings LLC 2,090 221,000 0.21%
35 Creative Planning 1,180 124,000 0.12%
36 WHITTIER TRUST CO 1,105 116,000 0.11%
37 MSI Financial Services Inc 1,011 106,000 0.10%
38 ARROW FINANCIAL CORP 900 95,000 0.09%
39 AMERICAN INTERNATIONAL GROUP, INC. 787 82,750 0.08%
40 WHITTIER TRUST CO OF NEVADA INC 450 47,000 0.04%
41 Capital Advisors, Ltd. LLC 200 21,000 0.02%
42 BlackRock Institutional Trust Company, N.A. 66 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.