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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 208,674 11.70%
2 ISHARES TR 142,763 129,814 7.28%
3 ISHARES TR 94,000 95,194 5.34%
4 SPDR SER TR 103,191 79,034 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 76,994 4.32%
6 ISHARES TR 47,980 75,367 4.23%
7 ISHARES TR 53,114 67,413 3.78%
8 ISHARES TR 177,259 65,976 3.70%
9 ISHARES TR 46,315 55,944 3.14%
10 ISHARES TR 73,109 49,985 2.80%
11 POWERSHARES ETF TR II 135,846 48,348 2.71%
12 ISHARES TR 39,616 45,729 2.56%
13 VANGUARD INDEX FDS 33,744 33,373 1.87%
14 POWERSHARES ETF TRUST 235,600 30,180 1.69%
15 VANGUARD INDEX FDS 30,260 27,237 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
17 ISHARES TR 59,871 23,882 1.34%
18 ALPS ETF TR 123,851 23,532 1.32%
19 VANGUARD INDEX FDS 21,887 22,274 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
21 VANGUARD INDEX FDS 23,807 19,272 1.08%
22 VANGUARD INDEX FDS 24,890 18,627 1.04%
23 ISHARES TR 28,002 18,308 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
29 ISHARES TR 15,178 11,684 0.66%
30 VANGUARD INDEX FDS 12,027 11,590 0.65%
31 PIMCO ETF TR 11,101 11,256 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
35 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
37 POWERSHARES QQQ TRUST 9,139 8,582 0.48%
38 POWERSHARES ETF TRUST 43,553 8,419 0.47%
39 ISHARES TR 9,206 8,251 0.46%
40 GLOBAL X FDS 30,834 8,035 0.45%
41 VANGUARD INDEX FDS 8,761 7,617 0.43%
42 ISHARES TR 6,477 7,037 0.39%
43 ISHARES 11,527 6,924 0.39%
44 ISHARES TR 6,246 6,571 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 6,269 0.35%
46 SELECT SECTOR SPDR TR 13,717 6,071 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 6,003 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 5,994 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 5,378 0.30%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
101 NATIONAL GRID PLC 280 21 0.01%
102 VANGUARD INTL EQUITY INDEX F 499 22 0.01%
103 Market Vectors Agribusiness ET 394 22 0.01%
104 PITNEY BOWES INC 800 22 0.01%
105 COSTCO WHSL CORP NEW 200 23 0.01%
106 ISHARES TR 591 23 0.01%
107 FORD MTR CO DEL 1,421 24 0.01%
108 VODAFONE GROUP PLC NEW 736 25 0.01%
109 CHEVRON CORP NEW 191 25 0.01%
110 AMAZON COM INC 78 25 0.01%
111 ISHARES 828 27 0.02%
112 BOEING CO 214 27 0.02%
113 NUVEEN QUALITY INCOME MUNI FUND 2,035 28 0.02%
114 ISHARES MSCI EAFE SMALL CAP IDX FD 543 29 0.02%
115 KIMBERLY CLARK CORP 257 29 0.02%
116 ISHARES TR 277 29 0.02%
117 ISHARES TR 491 29 0.02%
118 ISHARES TR 383 30 0.02%
119 ISHARES TR 154 30 0.02%
120 PAYCHEX INC 754 31 0.02%
121 VISA INC 149 31 0.02%
122 WESTERN ASSET CLAYMORE INF 2,547 31 0.02%
123 UNIVERSAL ELECTRS INC 639 31 0.02%
124 FEDEX CORP 215 33 0.02%
125 PLAINS ALL AMERN PIPELINE L 566 34 0.02%
126 DISCOVER FINL SVCS 542 34 0.02%
127 ISHARES TR 760 34 0.02%
128 MORGAN STANLEY 1,081 35 0.02%
129 PHILLIPS 66 440 35 0.02%
130 CISCO SYS INC 1,463 36 0.02%
131 QUALCOMM INC 451 36 0.02%
132 BP PRUDHOE BAY RTY TR 367 36 0.02%
133 POWERSHARES ETF TR II 1,143 38 0.02%
134 PIMCO ETF TR 362 39 0.02%
135 TEEKAY CORPORATION 626 39 0.02%
136 MORGAN STANLEY 926 39 0.02%
137 L BRANDS INC 680 40 0.02%
138 DISNEY WALT CO 490 42 0.02%
139 Abbott Labs Common 1,022 42 0.02%
140 ISHARES TR 347 43 0.02%
141 SPDR INDEX SHS FDS 1,100 44 0.02%
142 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 487 44 0.02%
143 CDN IMPERIAL BK COMM TORONTO 491 45 0.03%
144 MARATHON PETE CORP 575 45 0.03%
145 ISHARES TR 1,428 46 0.03%
146 MARATHON OIL CORP 1,150 46 0.03%
147 PROCTER AND GAMBLE CO 589 46 0.03%
148 WISDOMTREE TR 722 47 0.03%
149 POWERSHARES ETF TR II 1,628 47 0.03%
150 ISHARES TR 314 47 0.03%
Page 3 of 7