| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VERTEX ONE ASSET MANAGEMENT INC. | 414,847 | 41,045,000 | 19.68% | ||
| 2 | SCHRODER INVESTMENT MANAGEMENT GROUP | 171,500 | 16,968,210 | 8.14% | ||
| 3 | MORGAN STANLEY | 110,297 | 10,913,000 | 5.23% | ||
| 4 | BOWEN HANES & CO INC | 100,000 | 9,894,000 | 4.74% | ||
| 5 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 94,032 | 9,304,000 | 4.46% | ||
| 6 | Capital Investment Advisors, LLC | 88,734 | 8,779,000 | 4.21% | ||
| 7 | Advisors Capital Management, LLC | 73,338 | 7,256,000 | 3.48% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 69,652 | 6,891,000 | 3.30% | ||
| 9 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 50,200 | 4,967,000 | 2.38% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 48,700 | 4,818,000 | 2.31% | Call | |
| 11 | AMG National Trust Bank | 45,894 | 4,541,000 | 2.18% | ||
| 12 | Perigon Wealth Management, LLC | 40,203 | 3,978,000 | 1.91% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 38,700 | 3,829,000 | 1.84% | Put | |
| 14 | UBS AG | 35,010 | 3,464,000 | 1.66% | ||
| 15 | WELLS FARGO & COMPANY/MN | 34,656 | 3,428,000 | 1.64% | ||
| 16 | PEAK6 Group LLC | 26,600 | 2,632,000 | 1.26% | Put | |
| 17 | TWO SIGMA INVESTMENTS, LP | 24,574 | 2,431,000 | 1.17% | ||
| 18 | Bank of New York Mellon Corp | 24,282 | 2,402,000 | 1.15% | ||
| 19 | Commonwealth Equity Services, Inc | 22,669 | 2,243,000 | 1.08% | ||
| 20 | TWO SIGMA ADVISERS, LP | 22,374 | 2,214,000 | 1.06% | ||
| 21 | KMS FINANCIAL SERVICES, INC | 22,151 | 2,192,000 | 1.05% | ||
| 22 | FRANKLIN RESOURCES INC | 20,705 | 2,049,000 | 0.98% | ||
| 23 | LPL Financial LLC | 20,670 | 2,045,000 | 0.98% | ||
| 24 | Old West Investment Management, LLC | 17,000 | 1,681,000 | 0.81% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 16,168 | 1,600,000 | 0.77% | ||
| 26 | Texas Yale Capital Corp. | 16,052 | 1,588,000 | 0.76% | ||
| 27 | US BANCORP \DE\ | 15,157 | 1,500,000 | 0.72% | ||
| 28 | PEAK6 Group LLC | 12,172 | 1,204,000 | 0.58% | ||
| 29 | GSA CAPITAL PARTNERS LLP | 11,700 | 1,158,000 | 0.56% | ||
| 30 | ROYAL BANK OF CANADA | 11,400 | 1,128,000 | 0.54% | ||
| 31 | Segment Wealth Management, LLC | 11,380 | 1,126,000 | 0.54% | ||
| 32 | Investors Capital Advisory Services | 10,448 | 1,033,000 | 0.50% | ||
| 33 | WESTPAC BANKING CORP | 9,800 | 969,612 | 0.46% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,117 | 902,000 | 0.43% | ||
| 35 | Bell Bank | 9,082 | 899,000 | 0.43% | ||
| 36 | NOESIS CAPITAL MANGEMENT CORP | 8,891 | 880,000 | 0.42% | SH | |
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 8,678 | 859,000 | 0.41% | ||
| 38 | Moors & Cabot, Inc. | 8,300 | 822,000 | 0.39% | ||
| 39 | CULLEN/FROST BANKERS, INC. | 8,208 | 812,000 | 0.39% | ||
| 40 | AMP Capital Investors Ltd | 8,200 | 811,000 | 0.39% | ||
| 41 | CREDIT SUISSE AG/ | 7,851 | 777,000 | 0.37% | ||
| 42 | NORTHERN TRUST CORP | 7,752 | 767,000 | 0.37% | ||
| 43 | FIFTH THIRD BANCORP | 7,550 | 747,000 | 0.36% | ||
| 44 | Janney Montgomery Scott LLC | 7,526 | 744,622 | 0.36% | ||
| 45 | GOLDMAN SACHS GROUP INC | 7,369 | 729,000 | 0.35% | ||
| 46 | Virtu KCG Holdings LLC | 7,371 | 729,000 | 0.35% | ||
| 47 | NATIONAL PLANNING CORP | 7,283 | 721,000 | 0.35% | ||
| 48 | COMMERCE BANK | 7,176 | 710,000 | 0.34% | ||
| 49 | INVESTMENT CENTERS OF AMERICA INC | 6,955 | 690,000 | 0.33% | ||
| 50 | Winslow, Evans & Crocker, Inc. | 6,960 | 688,622 | 0.33% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
