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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 208,674 11.70%
2 ISHARES TR 142,763 129,814 7.28%
3 ISHARES TR 94,000 95,194 5.34%
4 SPDR SER TR 103,191 79,034 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 76,994 4.32%
6 ISHARES TR 47,980 75,367 4.23%
7 ISHARES TR 53,114 67,413 3.78%
8 ISHARES TR 177,259 65,976 3.70%
9 ISHARES TR 46,315 55,944 3.14%
10 ISHARES TR 73,109 49,985 2.80%
11 POWERSHARES ETF TR II 135,846 48,348 2.71%
12 ISHARES TR 39,616 45,729 2.56%
13 VANGUARD INDEX FDS 33,744 33,373 1.87%
14 POWERSHARES ETF TRUST 235,600 30,180 1.69%
15 VANGUARD INDEX FDS 30,260 27,237 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
17 ISHARES TR 59,871 23,882 1.34%
18 ALPS ETF TR 123,851 23,532 1.32%
19 VANGUARD INDEX FDS 21,887 22,274 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
21 VANGUARD INDEX FDS 23,807 19,272 1.08%
22 VANGUARD INDEX FDS 24,890 18,627 1.04%
23 ISHARES TR 28,002 18,308 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
29 ISHARES TR 15,178 11,684 0.66%
30 VANGUARD INDEX FDS 12,027 11,590 0.65%
31 PIMCO ETF TR 11,101 11,256 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
35 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
37 POWERSHARES QQQ TRUST 9,139 8,582 0.48%
38 POWERSHARES ETF TRUST 43,553 8,419 0.47%
39 ISHARES TR 9,206 8,251 0.46%
40 GLOBAL X FDS 30,834 8,035 0.45%
41 VANGUARD INDEX FDS 8,761 7,617 0.43%
42 ISHARES TR 6,477 7,037 0.39%
43 ISHARES 11,527 6,924 0.39%
44 ISHARES TR 6,246 6,571 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 6,269 0.35%
46 SELECT SECTOR SPDR TR 13,717 6,071 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 6,003 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 5,994 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 5,378 0.30%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES GOLD TRUST 8,482 109 0.06%
202 TURKCELL ILETISIM HIZMETLERI 7,088 111 0.06%
203 MERCK & CO INC 1,933 112 0.06%
204 PEPCO HOLDINGS INC 4,073 112 0.06%
205 ISHARES 3,609 113 0.06%
206 PLUM CREEK TIMBER 2,662 120 0.07%
207 SELECT SECTOR SPDR TR 3,185 122 0.07%
208 AMGEN INC 1,039 123 0.07%
209 CLOROX CO DEL 1,381 126 0.07%
210 MCDONALDS CORP 1,296 131 0.07%
211 WISDOMTREE TR 2,125 131 0.07%
212 TOTAL S A 2,010 145 0.08%
213 REGENCY ENERGY PARTNERS 4,532 146 0.08%
214 ISHARES TR 1,639 147 0.08%
215 ISHARES RUSSELL 2000 VALUE ETF 1,438 149 0.08%
216 SCHWAB EMERGING MARKETS EQUITY ETF 5,810 151 0.08%
217 DDR CORP 8,703 153 0.09%
218 VANGUARD INDEX FDS 1,457 154 0.09%
219 ROYAL DUTCH SHELL PLC 1,880 164 0.09%
220 VANGUARD BD INDEX FDS 2,063 166 0.09%
221 JOHNSON & JOHNSON 1,619 169 0.09%
222 ISHARES TR 1,508 169 0.09%
223 ONEOK PARTNERS LP 2,906 170 0.10%
224 ISHARES TR 4,288 171 0.10%
225 ISHARES TR 1,259 180 0.10%
226 DIAGEO P L C 1,420 181 0.10%
227 ISHARES COHEN & STEERS REIT ETF 2,106 184 0.10%
228 LORILLARD 3,069 187 0.10%
229 BERKSHIRE HATHAWAY INC DEL 1 190 0.11%
230 PEPSICO INC 2,187 195 0.11%
231 MONDELEZ INTL INC 5,179 195 0.11%
232 ORACLE CORP 4,800 195 0.11%
233 SPDR INDEX SHS FDS 4,525 196 0.11%
234 ISHARES RUSSELL 2000 GROWTH ETF 1,438 199 0.11%
235 AMERICAN ELECTRIC POWER 3,590 200 0.11%
236 GENERAL ELECTRIC CO 7,720 203 0.11%
237 ISHARES MSCI BIC ETF 5,256 203 0.11%
238 CLAYMORE EXCHANGE TRD FD TR 7,445 205 0.11%
239 Greenhaven Continuous Commodit 7,462 208 0.12%
240 GLAXOSMITHKLINE PLC 3,883 208 0.12%
241 SPDR SERIES TR 8,853 210 0.12%
242 Ishares Amt-Free Muni Bond ETF 09/2/2016 3,956 212 0.12%
243 VERIZON COMMUNICATIONS INC 4,368 214 0.12%
244 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 1,957 216 0.12%
245 HANCOCK JOHN TAX-ADV DIV INC 10,363 217 0.12%
246 CEDAR FAIR L P 4,145 219 0.12%
247 CLAYMORE EXCHANGE TRD FD TR 10,385 221 0.12%
248 ALTRIA GROUP INC 5,643 237 0.13%
249 ISHARES TR 2,178 238 0.13%
250 ISHARES TR 2,705 244 0.14%
Page 5 of 7