Dark
Light
System
Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 208,674 11.70%
2 ISHARES TR 142,763 129,814 7.28%
3 ISHARES TR 94,000 95,194 5.34%
4 SPDR SER TR 103,191 79,034 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 76,994 4.32%
6 ISHARES TR 47,980 75,367 4.23%
7 ISHARES TR 53,114 67,413 3.78%
8 ISHARES TR 177,259 65,976 3.70%
9 ISHARES TR 46,315 55,944 3.14%
10 ISHARES TR 73,109 49,985 2.80%
11 POWERSHARES ETF TR II 135,846 48,348 2.71%
12 ISHARES TR 39,616 45,729 2.56%
13 VANGUARD INDEX FDS 33,744 33,373 1.87%
14 POWERSHARES ETF TRUST 235,600 30,180 1.69%
15 VANGUARD INDEX FDS 30,260 27,237 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
17 ISHARES TR 59,871 23,882 1.34%
18 ALPS ETF TR 123,851 23,532 1.32%
19 VANGUARD INDEX FDS 21,887 22,274 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
21 VANGUARD INDEX FDS 23,807 19,272 1.08%
22 VANGUARD INDEX FDS 24,890 18,627 1.04%
23 ISHARES TR 28,002 18,308 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
29 ISHARES TR 15,178 11,684 0.66%
30 VANGUARD INDEX FDS 12,027 11,590 0.65%
31 PIMCO ETF TR 11,101 11,256 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
35 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
37 POWERSHARES QQQ TRUST 9,139 8,582 0.48%
38 POWERSHARES ETF TRUST 43,553 8,419 0.47%
39 ISHARES TR 9,206 8,251 0.46%
40 GLOBAL X FDS 30,834 8,035 0.45%
41 VANGUARD INDEX FDS 8,761 7,617 0.43%
42 ISHARES TR 6,477 7,037 0.39%
43 ISHARES 11,527 6,924 0.39%
44 ISHARES TR 6,246 6,571 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 6,269 0.35%
46 SELECT SECTOR SPDR TR 13,717 6,071 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 6,003 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 5,994 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 5,378 0.30%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
301 VANGUARD INTL EQUITY INDEX F 499 22 0.01%
302 VANGUARD INTL EQUITY INDEX F 1,662 100 0.06%
303 VANGUARD SCOTTSDALE FDS 3,744 301 0.17%
304 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
305 VANGUARD TAX-MANAGED FDS 2,317 99 0.06%
306 VANGUARD WORLD FD 1,020 99 0.06%
307 VENTAS INC 1,042 67 0.04%
308 VERIZON COMMUNICATIONS INC 4,368 214 0.12%
309 VISA INC 149 31 0.02%
310 VODAFONE GROUP PLC NEW 736 25 0.01%
311 VOYA PRIME RATE TR 3,245 19 0.01%
312 Veolia Environnement 2 0 0.00%
313 WELLS FARGO & CO NEW 109 6 0.00%
314 WESTERN ASSET CLAYMORE INF 2,547 31 0.02%
315 WESTERN UN CO 15 0 0.00%
316 WHITING PETE CORP NEW 255 20 0.01%
317 WILLIAMS COS INC DEL 1,084 63 0.04%
318 WISDOMTREE TOTAL 834 59 0.03%
319 WISDOMTREE TR 1,191 83 0.05%
320 WISDOMTREE TR 1,205 67 0.04%
321 WISDOMTREE TR 1,870 56 0.03%
322 WISDOMTREE TR 7,964 404 0.23%
323 WISDOMTREE TR 2,125 131 0.07%
324 WISDOMTREE TR 722 47 0.03%
325 WISDOMTREE TR 366 19 0.01%
326 WISDOMTREE TR 1,808 86 0.05%
327 WISDOMTREE TRUST DREYFUS BRAZILIAN REAL FUND 474 9 0.01%
328 WPX ENERGY INC 362 9 0.01%
329 XYLEM INC 108 4 0.00%
330 YAHOO INC 372 13 0.01%
331 YUM BRANDS INC 800 65 0.04%
332 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
Page 7 of 7