| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 10,212,109 | 59,128,000 | 39.08% | ||
| 2 | Invesco Ltd. | 2,893,350 | 16,752,000 | 11.07% | PRN | |
| 3 | BANK OF AMERICA CORP /DE/ | 2,225,222 | 12,884,000 | 8.52% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,205,339 | 6,978,000 | 4.61% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 1,200,916 | 6,953,000 | 4.60% | ||
| 6 | UBS AG | 1,063,433 | 6,158,000 | 4.07% | ||
| 7 | JPMORGAN CHASE & CO | 969,473 | 5,613,000 | 3.71% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 759,245 | 4,396,000 | 2.91% | ||
| 9 | ROBINSON CAPITAL MANAGEMENT, LLC | 575,336 | 3,239,000 | 2.14% | ||
| 10 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 522,123 | 3,023,000 | 2.00% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 504,709 | 2,922,000 | 1.93% | ||
| 12 | 1832 Asset Management L.P. | 500,000 | 2,897,000 | 1.91% | ||
| 13 | CREDIT SUISSE AG/ | 419,353 | 2,428,000 | 1.60% | ||
| 14 | CORNERSTONE ADVISORS INC | 404,796 | 2,344,000 | 1.55% | ||
| 15 | Trust Asset Management LLC | 367,418 | 2,127,000 | 1.41% | ||
| 16 | Horizon Kinetics LLC | 300,828 | 1,742,000 | 1.15% | ||
| 17 | WELLS FARGO & COMPANY/MN | 252,669 | 1,463,000 | 0.97% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 187,775 | 1,087,000 | 0.72% | ||
| 19 | LPL Financial LLC | 133,678 | 774,000 | 0.51% | ||
| 20 | Cetera Advisors LLC | 124,061 | 718,000 | 0.47% | ||
| 21 | STIFEL FINANCIAL CORP | 122,000 | 706,000 | 0.47% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 97,369 | 563,000 | 0.37% | ||
| 23 | IMA Advisory Services, Inc. | 90,650 | 525,000 | 0.35% | ||
| 24 | OPPENHEIMER & CO INC | 85,120 | 493,000 | 0.33% | ||
| 25 | ICONIQ Capital, LLC | 81,742 | 473,000 | 0.31% | ||
| 26 | Commonwealth Equity Services, Inc | 65,338 | 378,000 | 0.25% | ||
| 27 | WEDBUSH SECURITIES INC | 55,153 | 319,000 | 0.21% | ||
| 28 | Bank of New York Mellon Corp | 54,700 | 317,000 | 0.21% | ||
| 29 | ROYAL BANK OF CANADA | 46,339 | 268,000 | 0.18% | ||
| 30 | Virtu KCG Holdings LLC | 42,074 | 244,000 | 0.16% | ||
| 31 | HighTower Advisors, LLC | 39,783 | 230,000 | 0.15% | ||
| 32 | CPWM, LLC | 36,335 | 210,000 | 0.14% | ||
| 33 | Sather Financial Group Inc | 35,250 | 204,000 | 0.13% | ||
| 34 | First Horizon Advisors, Inc. | 34,620 | 192,000 | 0.13% | ||
| 35 | First Allied Advisory Services, Inc. | 29,710 | 177,000 | 0.12% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 29,301 | 170,000 | 0.11% | ||
| 37 | Investors Capital Advisory Services | 27,889 | 161,000 | 0.11% | ||
| 38 | KMS FINANCIAL SERVICES, INC | 27,170 | 157,000 | 0.10% | ||
| 39 | NATIONAL PLANNING CORP | 25,669 | 149,000 | 0.10% | ||
| 40 | WESTPORT RESOURCES MANAGEMENT INC | 22,005 | 127,000 | 0.08% | ||
| 41 | Creative Planning | 21,938 | 127,000 | 0.08% | ||
| 42 | Cetera Advisor Networks LLC | 20,816 | 120,000 | 0.08% | ||
| 43 | Eidelman Virant Capital | 20,000 | 116,000 | 0.08% | ||
| 44 | Winslow, Evans & Crocker, Inc. | 19,500 | 112,905 | 0.07% | ||
| 45 | WealthTrust Axiom LLC | 17,900 | 103,000 | 0.07% | ||
| 46 | Shaker Financial Services, LLC | 17,430 | 101,000 | 0.07% | ||
| 47 | Neuberger Berman Group LLC | 17,310 | 100,000 | 0.07% | ||
| 48 | WFG Advisors, LP | 15,722 | 91,000 | 0.06% | ||
| 49 | WHITTIER TRUST CO | 14,000 | 81,000 | 0.05% | ||
| 50 | Saba Capital Management, L.P. | 11,900 | 69,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
