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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 448 holdings with a total value of $266,455,000.
#
Name
Shares
Value ($)
%
Options
Notes
401 SPDR INDEX SHS FDSDJ GLB RL ES ETF 35 2,000 0.00%
402 COCA COLA CO 2,800 2,000 0.00% Put
403 TAYLOR MORRISON HOME CORP CL A 100 2,000 0.00%
404 FRONTIER COMMUNICATIONS CORP 400 2,000 0.00%
405 PRICELINE GRP INC 2 2,000 0.00%
406 SPAR GROUP INC 1,200 2,000 0.00%
407 CHIMERA INVT CORP 100 1,000 0.00%
408 DOMINION ENERGY INC 8 1,000 0.00%
409 VANGUARD BD INDEX FDS 17 1,000 0.00%
410 HALYARD HEALTH INC 33 1,000 0.00%
411 Alcatel Lucent Adr 221 1,000 0.00%
412 SCHWAB US DIVIDEND EQUITY ETF 30 1,000 0.00%
413 ABERDEEN ISRAEL FUND INC COM 45 1,000 0.00%
414 ISHARES MSCI TAIWAN ETF 60 1,000 0.00%
415 ISHARES TR 28 1,000 0.00%
416 MSCI INC 18 1,000 0.00%
417 YAHOO INC 16 1,000 0.00%
418 COGENT COMMUNICATIONS HLDGS IN COM NEW 20 1,000 0.00%
419 WAL-MART STORES INC 2,000 1,000 0.00% Put
420 ENSCO PLC 27 1,000 0.00%
421 WALGREENS BOOTS ALLIANCE INC 2,000 1,000 0.00% Put
422 PROVECTUS 2,000 1,000 0.00%
423 APACHE CORP 22 1,000 0.00%
424 ORGANOVO HLDGS INC 360 1,000 0.00%
425 AMERICAN AIRLS GROUP INC 30 1,000 0.00%
426 SHAKE SHACK INC 10 1,000 0.00%
427 SELECT SECTOR SPDR TR 25 1,000 0.00%
428 AFFILIATED MANAGERS GROUP 5 1,000 0.00%
429 MURPHY USA INC COM 7 0 0.00%
430 AMERICAN INTL GROUP INC 2 0 0.00%
431 VOYA GLBL EQTY DIV & PREM OP 12 0 0.00%
432 SPDR SERIES TRUST 3 0 0.00%
433 NABORS INDUSTRIES LTD 28 0 0.00%
434 WALTER ENERGY INC COM 39 0 0.00%
435 EDWARDS LIFESCIENCES CORP 2 0 0.00%
436 WALTER INVT MGMT CORP 14 0 0.00%
437 TIME INC NEW 6 0 0.00%
438 STONE ENERGY CORP 30 0 0.00%
439 UNITED STATES STL CORP NEW 7 0 0.00%
440 WPX ENERGY INC 26 0 0.00%
441 BP PLC 2 0 0.00%
442 ARCHER DANIELS MIDLAND CO 2 0 0.00%
443 OVERSEAS SHIPHOLDING GROUP I 26 0 0.00%
444 TALEN ENERGY CORP COM 21 0 0.00%
445 CEMEX SAB DE CV 6 0 0.00%
446 BLACKROCK ENHANCED EQT DIV T 14 0 0.00%
447 CLOROX CO DEL 1,600 0 0.00% Put
448 PROSHARES TR 1,000 0 0.00% Call
Page 9 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-15-003082, filed 2015.07.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.