| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,573,471 | 36,496,000 | 13.25% | ||
| 2 | Karpus Management, Inc. | 4,075,598 | 32,523,000 | 11.81% | ||
| 3 | MORGAN STANLEY | 3,292,988 | 26,278,000 | 9.54% | ||
| 4 | Invesco Ltd. | 2,866,436 | 22,874,000 | 8.31% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 2,581,865 | 20,603,000 | 7.48% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,350,405 | 18,756,000 | 6.81% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,176,116 | 17,365,000 | 6.31% | ||
| 8 | Richard C. Young & CO., LTD. | 1,367,272 | 10,911,000 | 3.96% | ||
| 9 | 1832 Asset Management L.P. | 1,211,601 | 9,657,000 | 3.51% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,125,385 | 8,980,000 | 3.26% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 1,085,364 | 8,661,000 | 3.15% | ||
| 12 | ROYAL BANK OF CANADA | 871,205 | 6,952,000 | 2.52% | ||
| 13 | UBS Group AG | 735,566 | 5,870,000 | 2.13% | ||
| 14 | LPL Financial LLC | 687,505 | 5,466,000 | 1.98% | ||
| 15 | 1607 Capital Partners, LLC | 678,772 | 5,417,000 | 1.97% | ||
| 16 | Advisors Asset Management, Inc. | 620,890 | 4,955,000 | 1.80% | ||
| 17 | CONNING INC. | 381,931 | 3,048,000 | 1.11% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 294,760 | 2,352,000 | 0.85% | ||
| 19 | STIFEL FINANCIAL CORP | 210,398 | 1,679,000 | 0.61% | ||
| 20 | WealthTrust Axiom LLC | 183,871 | 1,467,000 | 0.53% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 164,942 | 1,315,000 | 0.48% | ||
| 22 | Independence Trust CO | 153,887 | 1,228,000 | 0.45% | ||
| 23 | Shaker Financial Services, LLC | 145,731 | 1,163,000 | 0.42% | ||
| 24 | J.P. Morgan Private Wealth Advisors LLC | 137,091 | 1,094,000 | 0.40% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 135,744 | 1,083,000 | 0.39% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 133,165 | 1,063,000 | 0.39% | ||
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 113,126 | 903,000 | 0.33% | ||
| 28 | Wharton Business Group, LLC | 110,480 | 882,000 | 0.32% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 107,827 | 860,000 | 0.31% | ||
| 30 | POINTE CAPITAL MANAGEMENT LLC | 97,825 | 781,000 | 0.28% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 89,624 | 715,196 | 0.26% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 89,530 | 714,000 | 0.26% | ||
| 33 | Commonwealth Equity Services, Inc | 84,442 | 674,000 | 0.24% | ||
| 34 | NINE MASTS CAPITAL Ltd | 83,400 | 666,000 | 0.24% | ||
| 35 | RAYMOND JAMES TRUST N.A. | 78,774 | 628,000 | 0.23% | ||
| 36 | CSS LLC/IL | 76,730 | 612,000 | 0.22% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 74,330 | 593,000 | 0.22% | ||
| 38 | Dana Investment Advisors, Inc. | 70,350 | 561,000 | 0.20% | ||
| 39 | DOLIVER ADVISORS, LP | 68,661 | 548,000 | 0.20% | ||
| 40 | Brick & Kyle, Associates | 65,108 | 520,000 | 0.19% | ||
| 41 | ROBLE, BELKO & COMPANY, INC | 62,045 | 495,000 | 0.18% | ||
| 42 | NORTHERN TRUST CORP | 50,404 | 402,000 | 0.15% | ||
| 43 | CAHILL FINANCIAL ADVISORS INC | 46,607 | 372,000 | 0.14% | ||
| 44 | WEDBUSH SECURITIES INC | 44,447 | 355,000 | 0.13% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 44,046 | 351,000 | 0.13% | ||
| 46 | Concert Wealth Management Inc. | 42,329 | 336,000 | 0.12% | ||
| 47 | Janney Montgomery Scott LLC | 41,430 | 330,613 | 0.12% | ||
| 48 | Bank of New York Mellon Corp | 39,371 | 314,000 | 0.11% | ||
| 49 | DEUTSCHE BANK AG\ | 35,450 | 282,000 | 0.10% | ||
| 50 | Steinberg Global Asset Management | 32,253 | 257,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
