Dark
Light
System
Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 448 holdings with a total value of $294,924,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 MURPHY USA INC COM 7 0 0.00%
2 STEMCELLS INC COM 100 0 0.00%
3 TELLURIAN INC NEW COM 12 0 0.00%
4 SPDR SERIES TRUST 3 0 0.00%
5 SHAKE SHACK INC 10 0 0.00%
6 ARCHER DANIELS MIDLAND CO 2 0 0.00%
7 AMERICAN INTL GROUP INC 2 0 0.00%
8 VOYA GLBL EQTY DIV & PREM OP 12 0 0.00%
9 EDWARDS LIFESCIENCES CORP 4 0 0.00%
10 CEMEX SAB DE CV 6 0 0.00%
11 GABELLI GLB SML & MD CP VAL TR 30 0 0.00%
12 TIME INC NEW 6 0 0.00%
13 ISHARES MSCI TAIWAN ETF 60 1,000 0.00%
14 FORD MTR CO DEL 105 1,000 0.00%
15 AMERICAN AIRLS GROUP INC 30 1,000 0.00%
16 FLEXSHARES IBOXX 5 Yr DURATION TIPS ETF 31 1,000 0.00%
17 TOPBUILD CORP 38 1,000 0.00%
18 APACHE CORP 22 1,000 0.00%
19 HEWLETT PACKARD ENTERPRISE C 40 1,000 0.00%
20 SELECT SECTOR SPDR TR 25 1,000 0.00%
21 HIGHLAND FDS I 57 1,000 0.00%
22 HALYARD HEALTH INC 33 1,000 0.00%
23 YAHOO INC 16 1,000 0.00%
24 ORGANOVO HLDGS INC 360 1,000 0.00%
25 THRESHOLD PHARMACEUTICAL INC 1,000 1,000 0.00%
26 DELL TECHNOLOGIES INC 19 1,000 0.00%
27 ISHARES TR 23 1,000 0.00%
28 ANAVEX LIFE SCIENCES CORP 250 1,000 0.00%
29 ISHARES TR 28 1,000 0.00%
30 WPX ENERGY INC 66 1,000 0.00%
31 OFFICE DEPOT INC 150 1,000 0.00%
32 SELECT SECTOR SPDR TR 40 1,000 0.00%
33 SCHWAB US DIVIDEND EQUITY ETF 30 1,000 0.00%
34 HP INC 40 1,000 0.00%
35 COGENT COMMUNICATIONS HLDGS IN COM NEW 20 1,000 0.00%
36 ABERDEEN ISRAEL FUND INC COM 45 1,000 0.00%
37 FREEPORT-MCMORAN INC 200 2,000 0.00%
38 POLARIS INDS INC 31 2,000 0.00%
39 SCANA 27 2,000 0.00%
40 CHIMERA INVT CORP 100 2,000 0.00%
41 ROYCE MICRO CAP TR INC 250 2,000 0.00%
42 VANGUARD MORTG-BACK SEC ETF 45 2,000 0.00%
43 VANGUARD WHITEHALL FDS 22 2,000 0.00%
44 WISDOMTREE TR 25 2,000 0.00%
45 CHENIERE ENERGY INC 52 2,000 0.00%
46 EATON VANCE CORP 48 2,000 0.00%
47 SPDR INDEX SHS FDSDJ GLB RL ES ETF 35 2,000 0.00%
48 TAYLOR MORRISON HOME CORP CL A 100 2,000 0.00%
49 LIONS GATE ENTERTN 100 2,000 0.00%
50 SOURCE CAP INC 50 2,000 0.00%
Page 1 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-011986, filed 2016.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.