Dark
Light
System
Security
VOYA GLBL EQTY DIV PREM OP
VOYA GLBL EQTY DIV PREM OP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 58 Institutional holders with a total value of $118,952,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,910,137 21,128,000 17.76%
2 MORGAN STANLEY 2,689,136 19,524,000 16.41%
3 UBS Group AG 2,268,927 16,472,000 13.85%
4 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,220,365 8,860,000 7.45%
5 Invesco Ltd. 1,169,868 8,494,000 7.14%
6 Karpus Management, Inc. 1,049,182 7,617,000 6.40%
7 GUGGENHEIM CAPITAL LLC 859,930 6,243,000 5.25%
8 Vident Investment Advisory, LLC 638,070 4,632,000 3.89%
9 BANK OF AMERICA CORP /DE/ 536,255 3,893,000 3.27%
10 1832 Asset Management L.P. 506,264 3,675,000 3.09%
11 B. Riley Wealth Advisors, Inc. 531,725 3,644,000 3.06%
12 WELLS FARGO & COMPANY/MN 235,930 1,713,000 1.44%
13 BANK OF MONTREAL /CAN/ 204,000 1,481,000 1.25%
14 LPL Financial LLC 199,104 1,422,000 1.20%
15 AMERIPRISE FINANCIAL INC 130,261 945,000 0.79%
16 Raymond James Financial Services Advisors, Inc. 128,936 936,000 0.79%
17 POINTE CAPITAL MANAGEMENT LLC 122,444 889,000 0.75%
18 PNC FINANCIAL SERVICES GROUP, INC. 113,524 823,000 0.69%
19 Cetera Advisor Networks LLC 82,103 596,000 0.50%
20 Hilltop Holdings Inc. 71,295 518,000 0.44%
21 Commonwealth Equity Services, Inc 70,989 515,000 0.43%
22 IFP ADVISORS, INC 68,466 497,000 0.42%
23 ADVISOR GROUP, INC. 61,453 447,000 0.38%
24 ROBINSON CAPITAL MANAGEMENT, LLC 60,468 439,000 0.37%
25 Cambridge Investment Research Advisors, Inc. 54,543 396,000 0.33%
26 RAYMOND JAMES & ASSOCIATES 44,756 325,000 0.27%
27 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 40,805 296,000 0.25%
28 First Allied Advisory Services, Inc. 35,209 256,000 0.22%
29 ROYAL BANK OF CANADA 31,843 250,000 0.21%
30 AVIANCE CAPITAL MANAGEMENT, LLC 32,603 237,000 0.20%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,726 230,000 0.19%
32 ROBLE, BELKO & COMPANY, INC 24,858 180,000 0.15%
33 STIFEL FINANCIAL CORP 24,262 177,000 0.15%
34 OPPENHEIMER & CO INC 23,138 168,000 0.14%
35 IFC Holdings Incorporated/FL 14,970 109,000 0.09%
36 Stratos Wealth Partners, LTD. 14,619 106,000 0.09%
37 Creative Planning 12,333 90,000 0.08%
38 Global X Management CO LLC 12,254 89,000 0.07%
39 Cetera Advisors LLC 12,182 88,000 0.07%
40 Argent Trust Co 11,472 84,000 0.07%
41 NEXT Financial Group, Inc 11,170 81,000 0.07%
42 BB&T SECURITIES, LLC 10,516 76,000 0.06%
43 GENEOS WEALTH MANAGEMENT INC. 9,430 68,000 0.06%
44 CITIGROUP INC 9,334 68,000 0.06%
45 ENVESTNET ASSET MANAGEMENT INC 5,907 43,000 0.04%
46 WEALTHPLAN PARTNERS, LLC 5,819 41,548 0.03%
47 MSI Financial Services Inc 3,230 23,000 0.02%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,169 16,000 0.01%
49 Advisory Services Network, LLC 1,922 14,000 0.01%
50 Vantage Investment Advisors, LLC 1,800 13,000 0.01%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.