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STEMCELLS INC COM
STEMCELLS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 37 Institutional holders with a total value of $1,857,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 453,823 617,000 33.23%
2 D. E. Shaw & Co., Inc. 265,869 362,000 19.49%
3 RENAISSANCE TECHNOLOGIES LLC 205,232 279,000 15.02%
4 Virtu KCG Holdings LLC 137,489 187,000 10.07%
5 VANGUARD GROUP INC 127,149 173,000 9.32%
6 GEODE CAPITAL MANAGEMENT, LLC 40,550 55,000 2.96%
7 BlackRock Fund Advisors 32,488 44,000 2.37%
8 Hudson Bay Capital Management LP 25,000 34,000 1.83%
9 A.R.T. Advisors, LLC 24,218 32,000 1.72%
10 UBS Group AG 19,854 27,000 1.45%
11 Kovack Advisors, Inc. 11,265 15,000 0.81%
12 NORTHERN TRUST CORP 10,970 15,000 0.81%
13 PATHSTONE FAMILY OFFICE, LLC 3,334 5,000 0.27%
14 BLACKROCK ADVISORS LLC 2,213 3,000 0.16%
15 BlackRock Investment Management, LLC 2,077 3,000 0.16%
16 BRONFMAN E.L. ROTHSCHILD, L.P. 1,250 2,000 0.11%
17 Creative Planning 923 1,000 0.05%
18 DUNCKER STREETT & CO INC 1,000 1,000 0.05%
19 ROYAL BANK OF CANADA 522 1,000 0.05%
20 BANK OF AMERICA CORP /DE/ 974 1,000 0.05%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 202 0 0.00%
22 WELLS FARGO & COMPANY/MN 47 0 0.00%
23 BARCLAYS PLC 5 0 0.00%
24 GLENMEDE TRUST CO NA 8 0 0.00%
25 PNC FINANCIAL SERVICES GROUP, INC. 17 0 0.00%
26 CITIGROUP INC 12 0 0.00%
27 MORGAN STANLEY 14 0 0.00%
28 BANK OF MONTREAL /CAN/ 192 0 0.00%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9 0 0.00%
30 DEUTSCHE BANK AG\ 66 0 0.00%
31 US BANCORP \DE\ 2 0 0.00%
32 MSI Financial Services Inc 5 0 0.00%
33 Tortoise Investment Management, LLC 100 0 0.00%
34 INTEGRATED WEALTH MANAGEMENT 4 0 0.00%
35 IFP ADVISORS, INC 47 0 0.00%
36 ADVISOR GROUP, INC. 9 0 0.00%
37 JACOBI CAPITAL MANAGEMENT LLC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.