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Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001601742-15-000005) filed in 2015.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 Van Eck 1,005,189 30,545 22.54%
2 VANGUARD BD INDEX FDS 369,223 30,310 22.37%
3 SPDR SERIES TRUST 529,174 19,632 14.49%
4 POWERSHARES ETF TR II 369,633 10,497 7.75%
5 POWERSHARES ETF TRUST 54,997 4,570 3.37%
6 POWERSHARES ETF TR II 96,479 3,460 2.55%
7 SPDR SERIES TRUST 57,430 3,239 2.39%
8 VANGUARD INDEX FDS 32,464 2,516 1.86%
9 ISHARES TR 41,553 2,403 1.77%
10 VANGUARD INDEX FDS 25,137 2,323 1.71%
11 ISHARES RUSSELL 1000 ETF 17,172 1,844 1.36%
12 CLAYMORE EXCHANGE TRD FD TR 171,000 1,493 1.10%
13 VANGUARD INDEX FDS 15,620 1,076 0.79%
14 Greene King PLC ORD 89,104 1,073 0.79%
15 MCDONALDS CORP 8,950 1,000 0.74%
16 POWERSHARES ETF TRUST 9,376 859 0.63%
17 ISHARES TR 6,517 809 0.60%
18 PROCTER AND GAMBLE CO 9,564 804 0.59%
19 ISHARES TR 6,902 797 0.59%
20 POWERSHARES ETF TRUST II 31,250 686 0.51%
21 SCHWAB CHARLES CORP 26,537 681 0.50%
22 ISHARES TR 6,186 677 0.50%
23 VANGUARD INTL EQUITY INDEX F 12,329 527 0.39%
24 POWERSHARES ETF TR II 29,396 524 0.39%
25 VANGUARD INDEX FDS 5,718 452 0.33%
26 iShares Mortgage Real Estate C 45,054 448 0.33%
27 EXXON MOBIL CORP 5,424 396 0.29%
28 SPDR DOW JONES REIT ETF 4,429 383 0.28%
29 ISHARES TR 2,310 360 0.27%
30 MICROSOFT CORP 102 330 0.24%
31 INTERNATIONAL BUSINESS MACHS 1,979 301 0.22%
32 POWERSHARES ETF TR II 20,532 299 0.22%
33 Medtronic Inc 3,600 295 0.22%
34 FLEXSHARES US MARKET TILT ETF 2,975 294 0.22%
35 ISHARES TR 2,639 277 0.20%
36 ALPS ETF TR 20,680 258 0.19%
37 SCHWAB U.S. SMALL-CAP ETF 215 257 0.19%
38 ISHARES TR 2,372 253 0.19%
39 SPDR S&P 500 ETF TR 1,102 248 0.18%
40 ISHARES RUSSELL 2000 GROWTH ETF 1,855 247 0.18%
41 SCHWAB U.S. LARGE-CAP ETF 4,841 242 0.18%
42 SCHWAB U.S. MID-CAP ETF 6,102 237 0.17%
43 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND 3,626 232 0.17%
44 APPLE INC 11,519 223 0.16%
45 EMERSON ELEC CO 4,800 212 0.16%
46 BERKSHIRE HATHAWAY INC DEL 1,488 194 0.14%
47 ISHARES TRUST S&P 100 ETF 2,255 192 0.14%
48 ISHARES TR 960 185 0.14%
49 BANK MARIN BANCORP 4,585 173 0.13%
50 VANGUARD INDEX FDS 1,717 172 0.13%
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Restatement filing (0001601742-15-000006) filed in 2015.11.02
#
Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER COMMUNICATIONS CORP 19 0 0.00%
2 FORD MTR CO DEL 22 0 0.00%
3 HERSHEY CO 4 0 0.00%
4 AGILENT TECHNOLOGIES INC 1 0 0.00%
5 STARBUCKS CORP 10 1 0.00%
6 WISDOMTREE TRUST MANAGED FUTURES STRATEGY 20 1 0.00%
7 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL US 39 1 0.00%
8 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 46 1 0.00%
9 LENDINGCLUB CORP 107 1 0.00%
10 SCHWAB INTERNATIONAL EQUITY ETF 88 2 0.00%
11 EBAY INC 75 2 0.00%
12 QEP RES INC 150 2 0.00%
13 Syngenta AG 6 2 0.00%
14 MARATHON PETE CORP 75 3 0.00%
15 ECOLAB INC 50 5 0.00%
16 QUESTAR CORP COM 242 5 0.00%
17 EXELON CORP 177 5 0.00%
18 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL INTL 225 5 0.00%
19 SPDR INDEX SHS FDS 146 6 0.00%
20 BORGWARNER INC 150 6 0.00%
21 Van Eck 308 7 0.01%
22 ISHARES TR 75 7 0.01%
23 Spdr Ser Tr Nuveen Barcl 297 7 0.01%
24 TRANSDIGM GROUP INC 35 7 0.01%
25 DOW CHEM CO 200 8 0.01%
26 QUALCOMM INC 150 8 0.01%
27 DISCOVER FINL SVCS 150 8 0.01%
28 AMERICAN TOWER CORP NEW 100 9 0.01%
29 SCHWAB US TIPS ETF 167 9 0.01%
30 KINDER MORGAN INC DEL 311 9 0.01%
31 AGL Resources Inc 157 10 0.01%
32 PRUDENTIAL FINL INC 138 10 0.01%
33 VANGUARD INTL EQUITY INDEX F 229 10 0.01%
34 AMERIPRISE FINL INC 100 11 0.01%
35 ROPER TECHNOLOGIES INC 75 12 0.01%
36 GOOGLE INC 20 12 0.01%
37 GENERAL ELECTRIC CO 500 13 0.01%
38 ASTRAZENECA PLC 242 15 0.01%
39 CONSOLIDATED EDISON INC 225 15 0.01%
40 WAL-MART STORES INC 225 15 0.01%
41 BLACKSTONE GROUP L P 500 16 0.01%
42 COCA COLA CO 404 16 0.01%
43 MONDELEZ INTL INC 400 17 0.01%
44 SALESFORCE COM INC 257 18 0.01%
45 FACEBOOK INC 200 18 0.01%
46 PNC FINL SVCS GROUP INC 197 18 0.01%
47 ZIMMER BIOMET HLDGS INC 200 19 0.01%
48 MICRON TECHNOLOGY INC 1,300 19 0.01%
49 L Brands Inc 225 20 0.01%
50 SCHWAB U.S. BROAD MARKET ETF 443 21 0.02%
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