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Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 186 holdings with a total value of $147,806,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 UNITED TECHNOLOGIES CORP 100 11,000 0.01%
152 AMERIPRISE FINL INC 100 11,000 0.01%
153 MCKESSON CORP 75 11,000 0.01%
154 SCHWAB US TIPS ETF 168 9,000 0.01%
155 TRANSDIGM GROUP INC COM 35 9,000 0.01%
156 LENDINGCLUB CORP 1,614 8,000 0.01%
157 ISHARES TR 77 8,000 0.01%
158 SYNGENTA AG 100 8,000 0.01%
159 PRUDENTIAL FINL INC 68 7,000 0.00%
160 TARGA RES CORP 124 7,000 0.00%
161 Van Eck 308 7,000 0.00%
162 MARSH & MCLENNAN COS INC 100 7,000 0.00%
163 DEERE & CO 70 7,000 0.00%
164 ECOLAB INC 50 6,000 0.00%
165 PFIZER INC 200 6,000 0.00%
166 KINDER MORGAN INC DEL 311 6,000 0.00%
167 EXELON CORP 177 6,000 0.00%
168 HORIZON GLOBAL CORPORATION 300 5,000 0.00%
169 TRAVELERS COMPANIES INC 40 5,000 0.00%
170 JOHNSON & JOHNSON 40 5,000 0.00%
171 RAYONIER INC 135 4,000 0.00%
172 MARATHON PETE CORP 75 4,000 0.00%
173 DEUTSCHE BANK A G 200 4,000 0.00%
174 SCHWAB INTERNATIONAL EQUITY ETF 110 3,000 0.00%
175 QEP RESOURCES INC 150 3,000 0.00%
176 FORD MTR CO DEL 259 3,000 0.00%
177 SMUCKER J M CO 16 2,000 0.00%
178 Former Charter Communication (Del 5/18/2016) 7 2,000 0.00%
179 WISDOMTREE TRUST FUTRE STRAT FD ETF 40 2,000 0.00%
180 UNITED PARCEL SERVICE INC 19 2,000 0.00%
181 EBAY INC 75 2,000 0.00%
182 TWITTER INC 50 1,000 0.00%
183 SCHWAB STRATEGIC TR 45 1,000 0.00%
184 STARBUCKS CORP 10 1,000 0.00%
185 OLIN CORP 32 1,000 0.00%
186 INSYS THERAPEUTICS INC NEW COM NEW 130 1,000 0.00%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001601742-17-000001, filed 2017.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.