Dark
Light
System
Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001606609-14-000002) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
7601 General Electric 1,848 47,845 0.04%
7602 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 1,875 21,825 0.02%
7603 Financial Sector SPDR Fund 1,877 41,932 0.03%
7604 Wal-Mart Stores 1,883 143,918 0.12%
7605 Hewlett Packard Co 1,886 61,031 0.05%
7606 Financial Sector SPDR Fund 1,891 42,245 0.04%
7607 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX MATY 4/24/2015 1,900 25,384 0.02%
7608 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 1,900 22,971 0.02%
7609 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22539T4076 1,900 22,122 0.02%
7610 NUVEEN PREM INCOME MUN FD 1,945 25,499 0.02%
7611 Intel Corp. 1,964 50,699 0.04%
7612 TEMPLETON GLOBAL INCOME FD 1,985 15,959 0.01%
7613 VANGUARD BD INDEX FD INC 1,996 159,860 0.13%
7614 BANK AMER CORP ENHANCED BUFFER MKT LKD STEP UP NT LKD TO DOW JONES INDL EXP 04/25/14 2,000 25,640 0.02%
7615 BANK AMER CORP ENHANCED MKT LKD STEP UP NT LKD TO DOW JONES INDL AVG WITH (BUFFER) MATY 4/24/2015 2,000 25,300 0.02%
7616 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW EXP 07/25/14 AVERAGE 2,000 26,660 0.02%
7617 Wal-Mart Stores 2,000 152,860 0.13%
7618 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDL AVERAGW 2,000 25,376 0.02%
7619 BANK AMER CORP MARKET INDEX TARGET TERMS SECS MATY 5/25/2018 2,000 25,260 0.02%
7620 BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES-UBS IDX EXCESS RETURN MTY 08/01/2016 2,000 19,400 0.02%
7621 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVERAGE 2,000 26,160 0.02%
7622 BANK AMER CORP MARKET LKD STEP UP NTS LKD TO S&P 500 INDEX EXP 07/24/15 2,000 27,046 0.02%
7623 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 02/26/16 2,000 27,540 0.02%
7624 BANK AMER N A MKT PARTN CTF DEP LKD TO DOW JONES INDL AVG 2,000 31,600 0.03%
7625 BANK AMER CORP ENHANCED BUFFER MKT LKD STEP UP NT LKD TO DOW JONES INDL EXP 04/25/14 2,000 25,640 0.02%
7626 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 6/02/2015 2,000 21,320 0.02%
7627 BANK AMER CORP ENHANCED BUFFER MKT LKD STEP UP NT LKD TO DOW JONES INDL EXP 04/25/14 2,000 25,640 0.02%
7628 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GLOBAL EQUITY BSKT 2,000 25,398 0.02%
7629 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX 2,000 24,460 0.02%
7630 Intel Corp. 2,000 51,628 0.04%
7631 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 2,000 24,060 0.02%
7632 Oracle Corp. 2,022 82,720 0.07%
7633 Vanguard Value Fund 2,048 159,969 0.13%
7634 Hewlett Packard Co 2,049 66,306 0.06%
7635 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 2,100 24,444 0.02%
7636 VANGUARD WORLD FDS 2,106 192,762 0.16%
7637 Health Care Select Sector SPDR Fund 2,110 123,414 0.10%
7638 Financial Sector SPDR Fund 2,111 47,160 0.04%
7639 Oracle Corp. 2,126 86,975 0.07%
7640 PULASKI FINL CORP COM 2,192 23,126 0.02%
7641 Market Vectors Short Term Muni 2,225 39,138 0.03%
7642 Deutsche MSCI EAFE Hedged Equity Fund 2,229 60,473 0.05%
7643 American Water Works 2,233 101,378 0.08%
7644 MCCLATCHY CO 2,247 14,426 0.01%
7645 VANGUARD WORLD FDS 2,258 206,675 0.17%
7646 BARCLAYS BK PLC CAPPED LEVERAGED INDEX RETURN NT LKD PHLX HSG SECTOR INDEX 2,260 27,730 0.02%
7647 SELECT SECTOR SPDR TR 2,260 93,700 0.08%
7648 AMERICA MOVIL SAB DE CV 2,270 45,128 0.04%
7649 LIBERTY ALL STAR EQUITY FD 2,281 13,412 0.01%
7650 AMERICA MOVIL SAB DE CV 2,282 45,366 0.04%
Page 153 of 158