| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,231,986 | 17,945,000 | 10.89% | ||
| 2 | EVERETT HARRIS & CO /CA/ | 1,586,018 | 12,752,000 | 7.74% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,573,373 | 12,650,000 | 7.67% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,341,117 | 10,782,000 | 6.54% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1,339,814 | 10,772,000 | 6.54% | ||
| 6 | Windsor Capital Management, LLC | 1,264,029 | 10,163,000 | 6.17% | ||
| 7 | Invesco Ltd. | 1,247,552 | 10,031,000 | 6.09% | ||
| 8 | Robert W. Baird & Co. Inc | 1,236,511 | 9,942,000 | 6.03% | ||
| 9 | Evanson Asset Management, LLC | 1,224,651 | 9,846,000 | 5.97% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 415,812 | 3,344,000 | 2.03% | ||
| 11 | GREAT LAKES ADVISORS, LLC | 414,227 | 3,330,000 | 2.02% | ||
| 12 | New Harbor Financial Group, LLC | 399,598 | 3,213,000 | 1.95% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 338,791 | 2,724,000 | 1.65% | ||
| 14 | LPL Financial LLC | 293,921 | 2,363,000 | 1.43% | ||
| 15 | EMERSON INVESTMENT MANAGEMENT, LLC | 289,969 | 2,331,000 | 1.41% | ||
| 16 | KMS FINANCIAL SERVICES, INC | 282,945 | 2,275,000 | 1.38% | ||
| 17 | Commonwealth Equity Services, Inc | 277,134 | 2,228,000 | 1.35% | ||
| 18 | LAZARD ASSET MANAGEMENT LLC | 273,597 | 2,199,000 | 1.33% | PRN | |
| 19 | UBS AG | 270,405 | 2,175,000 | 1.32% | ||
| 20 | Brouwer & Janachowski, LLC | 232,653 | 1,871,000 | 1.14% | ||
| 21 | GOULD ASSET MANAGEMENT LLC /CA/ | 217,421 | 1,748,000 | 1.06% | ||
| 22 | Aris Wealth Services, Inc. | 214,052 | 1,721,000 | 1.04% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 212,077 | 1,705,000 | 1.03% | ||
| 24 | INTEGRATED WEALTH COUNSEL, LLC | 183,995 | 1,479,000 | 0.90% | ||
| 25 | SCOTIA CAPITAL INC. | 178,000 | 1,431,000 | 0.87% | ||
| 26 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 172,986 | 1,389,000 | 0.84% | ||
| 27 | Rock Point Advisors, LLC | 167,367 | 1,346,000 | 0.82% | ||
| 28 | STIFEL FINANCIAL CORP | 164,209 | 1,320,000 | 0.80% | ||
| 29 | BCWM, LLC | 154,594 | 1,243,000 | 0.75% | ||
| 30 | GREATMARK INVESTMENT PARTNERS, INC. | 150,575 | 1,211,000 | 0.73% | ||
| 31 | AMERIPRISE FINANCIAL INC | 138,080 | 1,110,000 | 0.67% | ||
| 32 | HL FINANCIAL SERVICES LLC | 95,705 | 769,000 | 0.47% | ||
| 33 | GOLDMAN SACHS GROUP INC | 95,487 | 768,000 | 0.47% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 91,719 | 738,000 | 0.45% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 87,145 | 701,000 | 0.43% | ||
| 36 | SHUFRO ROSE & CO LLC | 79,900 | 642,000 | 0.39% | ||
| 37 | Private Harbour Investment Management & Counsel, LLC | 69,172 | 556,000 | 0.34% | ||
| 38 | A. D. Beadell Investment Counsel, Inc. | 68,500 | 550,000 | 0.33% | ||
| 39 | Raymond James Financial Services Advisors, Inc. | 57,819 | 465,000 | 0.28% | ||
| 40 | McAdams Wright Ragen, Inc. | 57,618 | 463,000 | 0.28% | ||
| 41 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 57,500 | 462,000 | 0.28% | ||
| 42 | COHEN & STEERS, INC. | 53,533 | 430,000 | 0.26% | ||
| 43 | CREDIT SUISSE AG/ | 51,950 | 418,000 | 0.25% | ||
| 44 | First Allied Advisory Services, Inc. | 48,889 | 393,000 | 0.24% | ||
| 45 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 46,777 | 376,000 | 0.23% | ||
| 46 | Sandy Spring Bank | 44,925 | 361,000 | 0.22% | ||
| 47 | ROYAL BANK OF CANADA | 44,237 | 356,000 | 0.22% | ||
| 48 | RAYMOND JAMES TRUST N.A. | 39,832 | 321,000 | 0.19% | ||
| 49 | M&T BANK CORP | 38,250 | 308,000 | 0.19% | ||
| 50 | NATIONAL PLANNING CORP | 38,416 | 303,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
